Hong Kong SFC licence institution ACE607, Karl-Thomson Securities Company Limited 高信證券有限公司

These are the licence-holders that were found for SFC licence institution ACE607 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA205 NAM Kwok Lun 藍國倫 RO Dealing in Securities 2003-04-01
AAA205 NAM Kwok Lun 藍國倫 RO Advising on Securities 2003-04-01 2004-11-25
AAA205 NAM Kwok Lun 藍國倫 RO Advising on Corporate Finance 2003-04-01 2004-11-25
AAA205 NAM Kwok Lun 藍國倫 RO Providing Automated Trading Services 2003-04-01 2004-11-25
AAA205 NAM Kwok Lun 藍國倫 RO Asset Management 2003-04-01
AAA216 CHUNG Kam Fun, Ivy 鍾錦芬 RE Dealing in Securities 2003-04-01
AAA216 CHUNG Kam Fun, Ivy 鍾錦芬 RE Advising on Securities 2003-04-01 2004-05-05
AAA216 CHUNG Kam Fun, Ivy 鍾錦芬 RE Advising on Corporate Finance 2003-04-01 2004-05-05
AAA216 CHUNG Kam Fun, Ivy 鍾錦芬 RE Providing Automated Trading Services 2003-04-01 2004-05-05
AAA216 CHUNG Kam Fun, Ivy 鍾錦芬 RE Asset Management 2003-04-01 2004-05-05
AAA232 NG Mei Kuen 吳美娟 RE Dealing in Securities 2003-04-01
AAA232 NG Mei Kuen 吳美娟 RE Advising on Securities 2003-04-01 2004-05-05
AAA232 NG Mei Kuen 吳美娟 RE Advising on Corporate Finance 2003-04-01 2004-05-05
AAA232 NG Mei Kuen 吳美娟 RE Providing Automated Trading Services 2003-04-01 2004-05-05
AAA232 NG Mei Kuen 吳美娟 RE Asset Management 2003-04-01 2004-05-05
AAA246 LAM Kwok Hing 藍國慶 RO Dealing in Securities 2003-04-01 2005-09-30
AAA246 LAM Kwok Hing 藍國慶 RO Advising on Securities 2003-04-01 2004-11-23
AAA246 LAM Kwok Hing 藍國慶 RO Advising on Corporate Finance 2003-04-01 2004-11-23
AAA246 LAM Kwok Hing 藍國慶 RO Providing Automated Trading Services 2003-04-01 2004-11-23
AAA246 LAM Kwok Hing 藍國慶 RO Asset Management 2003-04-01 2004-11-23
AAA677 SUNG Wing Yiu 宋榮耀 RO Dealing in Securities 2003-04-01
AAA677 SUNG Wing Yiu 宋榮耀 RO Providing Automated Trading Services 2003-04-01 2004-11-04
AAA677 SUNG Wing Yiu 宋榮耀 RO Asset Management 2004-11-26
AAB274 TANG Lai Kwan 鄧麗群 RE Dealing in Securities 2009-02-04 2010-07-09
AAB274 TANG Lai Kwan 鄧麗群 RE Dealing in Securities 2010-09-16 2012-05-14
AAB274 TANG Lai Kwan 鄧麗群 RE Dealing in Securities 2015-06-09 2015-12-21
AAD742 YUEN Wai Kwong 袁偉光 RE Dealing in Securities 2003-04-01 2004-05-01
AAD742 YUEN Wai Kwong 袁偉光 RE Advising on Securities 2003-04-01 2004-05-01
AAD742 YUEN Wai Kwong 袁偉光 RE Advising on Corporate Finance 2003-04-01 2004-05-01
AAD742 YUEN Wai Kwong 袁偉光 RE Providing Automated Trading Services 2003-04-01 2004-05-01
AAD742 YUEN Wai Kwong 袁偉光 RE Asset Management 2003-04-01 2004-05-01
AAK542 YEUNG Siu Tung, Ronnie 楊少東 RE Dealing in Securities 2003-04-01 2005-04-08
AAK542 YEUNG Siu Tung, Ronnie 楊少東 RE Advising on Securities 2003-04-01 2004-07-23
AAK542 YEUNG Siu Tung, Ronnie 楊少東 RE Advising on Corporate Finance 2003-04-01 2004-07-23
AAK542 YEUNG Siu Tung, Ronnie 楊少東 RE Providing Automated Trading Services 2003-04-01 2004-07-23
AAK542 YEUNG Siu Tung, Ronnie 楊少東 RE Asset Management 2003-04-01 2004-07-23
AAV481 CHU Wai Man 朱維民 RE Dealing in Securities 2003-04-01 2008-08-04
AAV481 CHU Wai Man 朱維民 RE Advising on Securities 2003-04-01 2004-05-10
AAV481 CHU Wai Man 朱維民 RE Advising on Corporate Finance 2003-04-01 2004-05-10
AAV481 CHU Wai Man 朱維民 RE Providing Automated Trading Services 2003-04-01 2004-05-10
AAV481 CHU Wai Man 朱維民 RE Asset Management 2003-04-01 2004-05-10
ABC181 NG Kam Ho 吳錦浩 RE Dealing in Securities 2009-03-02
ABF767 CHAN Dao Chong 陳道庄 RE Dealing in Securities 2003-04-01 2018-05-15
ABF767 CHAN Dao Chong 陳道庄 RO Dealing in Securities 2018-05-15
ABF767 CHAN Dao Chong 陳道庄 RE Advising on Securities 2003-04-01 2004-05-05
ABF767 CHAN Dao Chong 陳道庄 RE Advising on Corporate Finance 2003-04-01 2004-05-05
ABF767 CHAN Dao Chong 陳道庄 RE Providing Automated Trading Services 2003-04-01 2004-05-05
ABF767 CHAN Dao Chong 陳道庄 RE Asset Management 2003-04-01 2004-05-05
ABF811 LAW King Yan 羅景仁 RE Dealing in Securities 2009-10-12
ABG384 LAM Hiu Ha, Kate 林曉霞 RE Dealing in Securities 2003-10-22 2004-03-31
ABG801 WONG Man Ngai 黃猛毅 RE Dealing in Securities 2003-04-01 2003-04-17
ABG801 WONG Man Ngai 黃猛毅 RE Advising on Securities 2003-04-01 2003-04-17
ABG801 WONG Man Ngai 黃猛毅 RE Advising on Corporate Finance 2003-04-01 2003-04-17
ABG801 WONG Man Ngai 黃猛毅 RE Providing Automated Trading Services 2003-04-01 2003-04-17
ABG801 WONG Man Ngai 黃猛毅 RE Asset Management 2003-04-01 2003-04-17
ABM099 LAM Wai Leung 藍偉良 RE Dealing in Securities 2004-08-10 2005-12-30
ABN526 LAI Man Kei 黎文琪 RE Dealing in Securities 2003-04-01
ABN526 LAI Man Kei 黎文琪 RE Advising on Securities 2003-04-01 2004-07-23
ABN526 LAI Man Kei 黎文琪 RE Advising on Corporate Finance 2003-04-01 2004-07-23
ABN526 LAI Man Kei 黎文琪 RE Providing Automated Trading Services 2003-04-01 2004-07-23
ABN526 LAI Man Kei 黎文琪 RE Asset Management 2003-04-01 2004-07-23
ABN526 LAI Man Kei 黎文琪 RE Asset Management 2016-06-28
ABO665 CHAN Lap Kwan 陳立群 RO Dealing in Securities 2003-04-01
ABO665 CHAN Lap Kwan 陳立群 RO Advising on Securities 2003-04-01 2004-10-30
ABO665 CHAN Lap Kwan 陳立群 RO Advising on Corporate Finance 2003-04-01 2004-10-30
ABO665 CHAN Lap Kwan 陳立群 RO Providing Automated Trading Services 2003-04-01 2004-10-30
ABO665 CHAN Lap Kwan 陳立群 RO Asset Management 2003-04-01 2004-10-30
ABO665 CHAN Lap Kwan 陳立群 RO Asset Management 2010-03-11
ABP980 WONG Chi Kit 黃志傑 RE Dealing in Securities 2003-04-01 2004-10-08
ABP980 WONG Chi Kit 黃志傑 RE Advising on Securities 2003-04-01 2004-07-23
ABP980 WONG Chi Kit 黃志傑 RE Advising on Corporate Finance 2003-04-01 2004-07-23
ABP980 WONG Chi Kit 黃志傑 RE Providing Automated Trading Services 2003-04-01 2004-07-23
ABP980 WONG Chi Kit 黃志傑 RE Asset Management 2003-04-01 2004-07-23
ABQ517 HO Yui Kin, Michael 何銳堅 RE Dealing in Securities 2003-05-27 2017-08-14
ABR041 CHENG Wing Hung 鄭永鴻 RE Dealing in Securities 2003-04-01 2005-12-30
ABR041 CHENG Wing Hung 鄭永鴻 RE Dealing in Securities 2006-10-16
ABR041 CHENG Wing Hung 鄭永鴻 RE Advising on Securities 2003-04-01 2004-07-23
ABR041 CHENG Wing Hung 鄭永鴻 RE Advising on Corporate Finance 2003-04-01 2004-07-23
ABR041 CHENG Wing Hung 鄭永鴻 RE Providing Automated Trading Services 2003-04-01 2004-07-23
ABR041 CHENG Wing Hung 鄭永鴻 RE Asset Management 2003-04-01 2004-07-23
ABY135 AU Wood Ling 區活寧 RE Dealing in Securities 2003-04-01 2003-07-09
ABY135 AU Wood Ling 區活寧 RE Advising on Securities 2003-04-01 2003-07-09
ABY135 AU Wood Ling 區活寧 RE Advising on Corporate Finance 2003-04-01 2003-07-09
ABY135 AU Wood Ling 區活寧 RE Providing Automated Trading Services 2003-04-01 2003-07-09
ABY135 AU Wood Ling 區活寧 RE Asset Management 2003-04-01 2003-07-09
ABY428 CHAN Chi Fai, Ellis 陳志輝 RE Dealing in Securities 2008-01-23 2009-03-03
ACA673 NG Kam Wo 吳金和 RE Dealing in Securities 2003-04-01 2010-03-08
ACA673 NG Kam Wo 吳金和 RE Advising on Securities 2003-04-01 2004-05-10
ACA673 NG Kam Wo 吳金和 RE Advising on Corporate Finance 2003-04-01 2004-05-10
ACA673 NG Kam Wo 吳金和 RE Providing Automated Trading Services 2003-04-01 2004-05-10
ACA673 NG Kam Wo 吳金和 RE Asset Management 2003-04-01 2004-05-10
ACC116 NAM Chee Keung 藍志強 RE Dealing in Securities 2003-04-01 2017-07-18
ACC116 NAM Chee Keung 藍志強 RE Advising on Securities 2003-04-01 2004-05-07
ACC116 NAM Chee Keung 藍志強 RE Advising on Corporate Finance 2003-04-01 2004-05-07
ACC116 NAM Chee Keung 藍志強 RE Providing Automated Trading Services 2003-04-01 2004-05-07
ACC116 NAM Chee Keung 藍志強 RE Asset Management 2003-04-01 2004-05-07
ACD384 KWOK Yuen Ting 郭婉婷 RE Dealing in Securities 2009-09-08 2013-08-16
ACL364 YIM Hon Chung 嚴漢忠 RE Dealing in Securities 2005-01-10 2005-03-31
ACL529 CHAN Ho Ming 陳可明 RE Dealing in Securities 2003-04-01 2004-02-06
ACL529 CHAN Ho Ming 陳可明 RE Advising on Securities 2003-04-01 2004-02-06
ACL529 CHAN Ho Ming 陳可明 RE Advising on Corporate Finance 2003-04-01 2004-02-06
ACL529 CHAN Ho Ming 陳可明 RE Providing Automated Trading Services 2003-04-01 2004-02-06
ACL529 CHAN Ho Ming 陳可明 RE Asset Management 2003-04-01 2004-02-06
ACO008 CHING Wing Fat 程永發 RE Dealing in Securities 2004-09-07 2007-05-18
ACP118 LAM Mun Ling 林敏玲 RE Dealing in Securities 2003-04-01 2003-07-14
ACP118 LAM Mun Ling 林敏玲 RE Advising on Securities 2003-04-01 2003-07-14
ACP118 LAM Mun Ling 林敏玲 RE Advising on Corporate Finance 2003-04-01 2003-07-14
ACP118 LAM Mun Ling 林敏玲 RE Providing Automated Trading Services 2003-04-01 2003-07-14
ACP118 LAM Mun Ling 林敏玲 RE Asset Management 2003-04-01 2003-07-14
ACT288 LEUNG Ching Lin 梁晴蓮 RE Dealing in Securities 2003-04-01 2014-11-11
ACT288 LEUNG Ching Lin 梁晴蓮 RE Advising on Securities 2003-04-01 2004-05-05
ACT288 LEUNG Ching Lin 梁晴蓮 RE Advising on Corporate Finance 2003-04-01 2004-05-05
ACT288 LEUNG Ching Lin 梁晴蓮 RE Providing Automated Trading Services 2003-04-01 2004-05-05
ACT288 LEUNG Ching Lin 梁晴蓮 RE Asset Management 2003-04-01 2004-05-05
ACT768 CHEUNG Pui Kwan 張培群 RE Dealing in Securities 2003-04-01 2016-03-29
ACT768 CHEUNG Pui Kwan 張培群 RO Dealing in Securities 2016-03-29 2016-09-30
ACT768 CHEUNG Pui Kwan 張培群 RE Advising on Securities 2003-04-01 2004-07-23
ACT768 CHEUNG Pui Kwan 張培群 RE Advising on Corporate Finance 2003-04-01 2004-07-23
ACT768 CHEUNG Pui Kwan 張培群 RE Providing Automated Trading Services 2003-04-01 2004-07-23
ACT768 CHEUNG Pui Kwan 張培群 RE Asset Management 2003-04-01 2004-07-23
ACT768 CHEUNG Pui Kwan 張培群 RE Asset Management 2014-12-30 2016-09-30
ADG826 CHENG Chung Sing 鄭頌星 RE Dealing in Securities 2003-04-01
ADG826 CHENG Chung Sing 鄭頌星 RE Advising on Securities 2003-04-01 2004-05-05
ADG826 CHENG Chung Sing 鄭頌星 RE Advising on Corporate Finance 2003-04-01 2004-05-05
ADG826 CHENG Chung Sing 鄭頌星 RE Providing Automated Trading Services 2003-04-01 2004-05-05
ADG826 CHENG Chung Sing 鄭頌星 RE Asset Management 2003-04-01 2004-05-05
ADR128 LEUNG Siu Kwong 梁兆廣 RE Dealing in Securities 2003-04-01 2010-11-01
ADR128 LEUNG Siu Kwong 梁兆廣 RE Advising on Securities 2003-04-01 2004-07-23
ADR128 LEUNG Siu Kwong 梁兆廣 RE Advising on Corporate Finance 2003-04-01 2004-07-23
ADR128 LEUNG Siu Kwong 梁兆廣 RE Providing Automated Trading Services 2003-04-01 2004-07-23
ADR128 LEUNG Siu Kwong 梁兆廣 RE Asset Management 2003-04-01 2004-07-23
ADS059 FAN Chi Ming 范智明 RE Dealing in Securities 2009-02-02
ADX366 CHOW Yiu Sze 周耀時 RE Dealing in Securities 2006-10-25 2010-09-08
ADX366 CHOW Yiu Sze 周耀時 RE Asset Management 2006-12-20 2010-09-08
ADX595 WONG Mei Wah 黃美華 RE Dealing in Securities 2018-09-03
AEA677 FUNG Ching Man 馮靜文 RE Dealing in Securities 2009-02-12
AED281 LEUNG Yin Ling, Janet 梁燕玲 RE Dealing in Securities 2003-04-01
AED281 LEUNG Yin Ling, Janet 梁燕玲 RE Advising on Securities 2003-04-01 2004-07-23
AED281 LEUNG Yin Ling, Janet 梁燕玲 RE Advising on Corporate Finance 2003-04-01 2004-07-23
AED281 LEUNG Yin Ling, Janet 梁燕玲 RE Providing Automated Trading Services 2003-04-01 2004-07-23
AED281 LEUNG Yin Ling, Janet 梁燕玲 RE Asset Management 2003-04-01 2004-07-23
AEN669 LEE Kin Wah 李建華 RE Dealing in Securities 2003-04-01
AEN669 LEE Kin Wah 李建華 RE Advising on Securities 2003-04-01 2004-07-23
AEN669 LEE Kin Wah 李建華 RE Advising on Corporate Finance 2003-04-01 2004-07-23
AEN669 LEE Kin Wah 李建華 RE Providing Automated Trading Services 2003-04-01 2004-07-23
AEN669 LEE Kin Wah 李建華 RE Asset Management 2003-04-01 2004-07-23
AEO162 LIU Pik Nar, Alice 廖碧娜 RE Dealing in Securities 2003-04-01
AEO162 LIU Pik Nar, Alice 廖碧娜 RE Advising on Securities 2003-04-01 2004-05-05
AEO162 LIU Pik Nar, Alice 廖碧娜 RE Advising on Corporate Finance 2003-04-01 2004-05-05
AEO162 LIU Pik Nar, Alice 廖碧娜 RE Providing Automated Trading Services 2003-04-01 2004-05-05
AEO162 LIU Pik Nar, Alice 廖碧娜 RE Asset Management 2003-04-01 2004-05-05
AEO500 KWAN Ka Man 關嘉敏 RE Dealing in Securities 2003-04-01 2006-05-30
AEO500 KWAN Ka Man 關嘉敏 RE Advising on Securities 2003-04-01 2004-05-05
AEO500 KWAN Ka Man 關嘉敏 RE Advising on Corporate Finance 2003-04-01 2004-05-05
AEO500 KWAN Ka Man 關嘉敏 RE Providing Automated Trading Services 2003-04-01 2004-05-05
AEO500 KWAN Ka Man 關嘉敏 RE Asset Management 2003-04-01 2004-05-05
AEU880 LI Kin Kwong, Patrick 李建光 RE Dealing in Securities 2003-04-01 2004-05-07
AEU880 LI Kin Kwong, Patrick 李建光 RE Advising on Securities 2003-04-01 2004-05-06
AEU880 LI Kin Kwong, Patrick 李建光 RE Advising on Corporate Finance 2003-04-01 2004-05-06
AEU880 LI Kin Kwong, Patrick 李建光 RE Providing Automated Trading Services 2003-04-01 2004-05-06
AEU880 LI Kin Kwong, Patrick 李建光 RE Asset Management 2003-04-01 2004-05-06
AEZ462 KUNG Chi Shing 龔志成 RE Dealing in Securities 2003-04-01
AEZ462 KUNG Chi Shing 龔志成 RE Advising on Securities 2003-04-01 2004-07-23
AEZ462 KUNG Chi Shing 龔志成 RE Advising on Corporate Finance 2003-04-01 2004-07-23
AEZ462 KUNG Chi Shing 龔志成 RE Providing Automated Trading Services 2003-04-01 2004-07-23
AEZ462 KUNG Chi Shing 龔志成 RE Asset Management 2003-04-01 2004-07-23
AFN514 LO Siu Wai, Caness 老小慧 RE Dealing in Securities 2003-04-01 2003-05-26
AFN514 LO Siu Wai, Caness 老小慧 RE Dealing in Securities 2004-08-06 2014-03-31
AFN514 LO Siu Wai, Caness 老小慧 RE Advising on Securities 2003-04-01 2003-05-26
AFN514 LO Siu Wai, Caness 老小慧 RE Advising on Corporate Finance 2003-04-01 2003-05-26
AFN514 LO Siu Wai, Caness 老小慧 RE Providing Automated Trading Services 2003-04-01 2003-05-26
AFN514 LO Siu Wai, Caness 老小慧 RE Asset Management 2003-04-01 2003-05-26
AFO320 WONG Kwok Keung, Lawrence 黃國強 RE Dealing in Securities 2003-04-01
AFO320 WONG Kwok Keung, Lawrence 黃國強 RE Advising on Securities 2003-04-01 2004-07-23
AFO320 WONG Kwok Keung, Lawrence 黃國強 RE Advising on Corporate Finance 2003-04-01 2004-07-23
AFO320 WONG Kwok Keung, Lawrence 黃國強 RE Providing Automated Trading Services 2003-04-01 2004-07-23
AFO320 WONG Kwok Keung, Lawrence 黃國強 RE Asset Management 2003-04-01 2004-07-23
AFO320 WONG Kwok Keung, Lawrence 黃國強 RE Asset Management 2013-02-19
AFO415 SHAM Chi Kwan, Jimmy 沈治鈞 RE Dealing in Securities 2003-04-01 2003-12-12
AFO415 SHAM Chi Kwan, Jimmy 沈治鈞 RE Advising on Securities 2003-04-01 2003-12-12
AFO415 SHAM Chi Kwan, Jimmy 沈治鈞 RE Advising on Corporate Finance 2003-04-01 2003-12-12
AFO415 SHAM Chi Kwan, Jimmy 沈治鈞 RE Providing Automated Trading Services 2003-04-01 2003-12-12
AFO415 SHAM Chi Kwan, Jimmy 沈治鈞 RE Asset Management 2003-04-01 2003-12-12
AFR238 TSUNG Pui Yung, Eric 叢培勇 RE Dealing in Securities 2003-04-01 2008-10-16
AFR238 TSUNG Pui Yung, Eric 叢培勇 RE Advising on Securities 2003-04-01 2004-07-23
AFR238 TSUNG Pui Yung, Eric 叢培勇 RE Advising on Corporate Finance 2003-04-01 2004-07-23
AFR238 TSUNG Pui Yung, Eric 叢培勇 RE Providing Automated Trading Services 2003-04-01 2004-07-23
AFR238 TSUNG Pui Yung, Eric 叢培勇 RE Asset Management 2003-04-01 2004-07-23
AFR298 WU Mang Ching, Agnes 胡孟青 RO Dealing in Securities 2003-04-01 2004-11-30
AFR298 WU Mang Ching, Agnes 胡孟青 RO Advising on Securities 2003-04-01 2004-11-16
AFR298 WU Mang Ching, Agnes 胡孟青 RO Advising on Corporate Finance 2003-04-01 2004-11-16
AFR298 WU Mang Ching, Agnes 胡孟青 RO Providing Automated Trading Services 2003-04-01 2004-11-16
AFR298 WU Mang Ching, Agnes 胡孟青 RO Asset Management 2003-04-01 2004-11-16
AFS244 CHEUNG Lee Lai 張莉麗 RE Dealing in Securities 2003-04-01 2006-07-24
AFS244 CHEUNG Lee Lai 張莉麗 RE Advising on Securities 2003-04-01 2004-05-05
AFS244 CHEUNG Lee Lai 張莉麗 RE Advising on Corporate Finance 2003-04-01 2004-05-05
AFS244 CHEUNG Lee Lai 張莉麗 RE Providing Automated Trading Services 2003-04-01 2004-05-05
AFS244 CHEUNG Lee Lai 張莉麗 RE Asset Management 2003-04-01 2004-05-05
AFT926 NG Wai Man, Raymond 吳偉文 RE Dealing in Securities 2003-04-01 2006-07-10
AFT926 NG Wai Man, Raymond 吳偉文 RE Advising on Securities 2003-04-01 2004-07-23
AFT926 NG Wai Man, Raymond 吳偉文 RE Advising on Corporate Finance 2003-04-01 2004-07-23
AFT926 NG Wai Man, Raymond 吳偉文 RE Providing Automated Trading Services 2003-04-01 2004-07-23
AFT926 NG Wai Man, Raymond 吳偉文 RE Asset Management 2003-04-01 2004-07-23
AFU892 FAN Chin Pang, Paul 范展鵬 RE Dealing in Securities 2003-04-01 2006-07-24
AFU892 FAN Chin Pang, Paul 范展鵬 RE Dealing in Securities 2008-07-15 2014-10-06
AFU892 FAN Chin Pang, Paul 范展鵬 RE Dealing in Securities 2017-08-30
AFU892 FAN Chin Pang, Paul 范展鵬 RE Advising on Securities 2003-04-01 2004-05-05
AFU892 FAN Chin Pang, Paul 范展鵬 RE Advising on Corporate Finance 2003-04-01 2004-05-05
AFU892 FAN Chin Pang, Paul 范展鵬 RE Providing Automated Trading Services 2003-04-01 2004-05-05
AFU892 FAN Chin Pang, Paul 范展鵬 RE Asset Management 2003-04-01 2004-05-05
AFV937 LEUNG Chun Chau 梁鎮洲 RE Dealing in Securities 2003-04-01 2006-03-01
AFV937 LEUNG Chun Chau 梁鎮洲 RE Advising on Securities 2003-04-01 2004-07-23
AFV937 LEUNG Chun Chau 梁鎮洲 RE Advising on Corporate Finance 2003-04-01 2004-07-23
AFV937 LEUNG Chun Chau 梁鎮洲 RE Providing Automated Trading Services 2003-04-01 2004-07-23
AFV937 LEUNG Chun Chau 梁鎮洲 RE Asset Management 2003-04-01 2004-07-23
AFY196 WOO King Tin, Jacky 胡景天 RE Dealing in Securities 2011-08-15
AFY196 WOO King Tin, Jacky 胡景天 RE Asset Management 2011-11-07
AGC929 CHU Mei Lan, May Ring 朱美蘭 RE Dealing in Securities 2003-04-01 2004-07-30
AGC929 CHU Mei Lan, May Ring 朱美蘭 RE Dealing in Securities 2005-01-27 2007-01-08
AGC929 CHU Mei Lan, May Ring 朱美蘭 RE Advising on Securities 2003-04-01 2004-05-05
AGC929 CHU Mei Lan, May Ring 朱美蘭 RE Advising on Corporate Finance 2003-04-01 2004-05-05
AGC929 CHU Mei Lan, May Ring 朱美蘭 RE Providing Automated Trading Services 2003-04-01 2004-05-05
AGC929 CHU Mei Lan, May Ring 朱美蘭 RE Asset Management 2003-04-01 2004-05-05
AGD663 LAM Mei Yung 林美容 RE Dealing in Securities 2003-04-01 2005-06-30
AGD663 LAM Mei Yung 林美容 RE Advising on Securities 2003-04-01 2004-07-23
AGD663 LAM Mei Yung 林美容 RE Advising on Corporate Finance 2003-04-01 2004-07-23
AGD663 LAM Mei Yung 林美容 RE Providing Automated Trading Services 2003-04-01 2004-07-23
AGD663 LAM Mei Yung 林美容 RE Asset Management 2003-04-01 2004-07-23
AGD800 WONG Pui Yan, Joey 黃佩恩 RE Dealing in Securities 2003-04-01 2009-09-10
AGD800 WONG Pui Yan, Joey 黃佩恩 RO Dealing in Securities 2009-09-10 2012-03-09
AGD800 WONG Pui Yan, Joey 黃佩恩 RE Advising on Securities 2003-04-01 2004-05-10
AGD800 WONG Pui Yan, Joey 黃佩恩 RE Advising on Corporate Finance 2003-04-01 2004-05-10
AGD800 WONG Pui Yan, Joey 黃佩恩 RE Providing Automated Trading Services 2003-04-01 2004-05-10
AGD800 WONG Pui Yan, Joey 黃佩恩 RE Asset Management 2003-04-01 2004-05-10
AGL103 NG Cheung Sin 吳昌善 RE Dealing in Securities 2003-04-01 2005-12-30
AGL103 NG Cheung Sin 吳昌善 RE Advising on Securities 2003-04-01 2004-05-05
AGL103 NG Cheung Sin 吳昌善 RE Advising on Corporate Finance 2003-04-01 2004-05-05
AGL103 NG Cheung Sin 吳昌善 RE Providing Automated Trading Services 2003-04-01 2004-05-05
AGL103 NG Cheung Sin 吳昌善 RE Asset Management 2003-04-01 2004-05-05
AGO329 FUNG Si Luen, Darryl 馮思倫 RE Dealing in Securities 2009-05-19
AGO329 FUNG Si Luen, Darryl 馮思倫 RE Asset Management 2009-04-28
AGO330 HO Wing Fai 何永輝 RE Dealing in Securities 2009-05-14 2016-05-24
AGO330 HO Wing Fai 何永輝 RE Asset Management 2009-05-26 2016-05-24
AGO353 CHEUNG Chun Man, Anthony 張俊文 RE Dealing in Securities 2009-05-19 2016-06-20
AGO353 CHEUNG Chun Man, Anthony 張俊文 RE Asset Management 2009-05-26 2016-06-20
AHX701 CHAN Yin Bing 陳彥冰 RE Dealing in Securities 2009-07-30 2016-11-10
AHX701 CHAN Yin Bing 陳彥冰 RE Asset Management 2012-03-29 2016-11-10
AID232 SO Kin 蘇健 RE Dealing in Securities 2009-09-28 2015-07-31
AID232 SO Kin 蘇健 RE Asset Management 2012-03-13 2015-07-31
AIX165 LAM Wai Leung 林偉亮 RE Dealing in Securities 2005-11-28
AIX165 LAM Wai Leung 林偉亮 RE Asset Management 2013-02-28
AJI713 NG Chi Hang 伍志恆 RE Dealing in Securities 2010-08-25 2011-03-28
AJI806 CHAN Ching Fan, Oscar 陳政勳 RE Dealing in Securities 2009-08-11 2011-11-01
AKU355 CHIU Sheung Yuk 趙嫦玉 RE Dealing in Securities 2009-07-30 2013-10-24
AKU355 CHIU Sheung Yuk 趙嫦玉 RO Dealing in Securities 2013-10-24 2016-01-15
ALF639 LI Yip Kei 李業基 RE Dealing in Securities 2015-05-06 2015-12-14
ALN323 FUNG Pui Kin 馮培健 RE Dealing in Securities 2009-07-30 2016-09-30
ALN323 FUNG Pui Kin 馮培健 RE Asset Management 2016-01-26 2016-09-30
ALU160 CHAN Chor Kiu 陳楚翹 RE Dealing in Securities 2011-11-02 2012-12-06
ALU160 CHAN Chor Kiu 陳楚翹 RE Dealing in Securities 2014-12-23 2017-08-21
ALU160 CHAN Chor Kiu 陳楚翹 RE Asset Management 2011-11-02 2012-12-06
ALU160 CHAN Chor Kiu 陳楚翹 RE Asset Management 2014-12-23 2017-08-21
ALV394 LIU Tin Wai 廖天為 RE Dealing in Securities 2010-10-18
AME503 MOK Wai Hung 莫偉雄 RE Dealing in Securities 2005-08-12 2007-06-11
AME503 MOK Wai Hung 莫偉雄 RE Asset Management 2005-08-12 2007-06-11
AMI452 KOO Shuk Ching, Joan 古淑貞 RE Dealing in Securities 2013-12-04 2016-07-12
AMM331 WONG Hon Ting 王寒汀 RE Dealing in Securities 2009-09-28 2011-06-08
AMS385 WONG Mei Ling 黃美玲 RE Dealing in Securities 2006-07-05
ANJ610 CHEUNG Nuen Wa 張暖華 RE Dealing in Securities 2009-09-28
ANK276 HUI Yin Chun, Alywin 許彥浚 RE Dealing in Securities 2010-06-24 2011-08-01
ANK276 HUI Yin Chun, Alywin 許彥浚 RE Asset Management 2010-06-24 2011-08-01
ANZ530 HO Sze Ka, Catherine 賀施嘉 RE Dealing in Securities 2009-09-28 2018-07-27
AOA411 CHEUNG Chi Ying, Eman 張智瑩 RE Dealing in Securities 2010-04-15 2011-08-12
AOU039 YIP Kai Yuen, James 葉啟元 RE Dealing in Securities 2008-01-03 2008-03-25
AOV369 AU Man Kuen 區敏娟 RE Dealing in Securities 2010-03-05
APB680 POON Shun Ping 潘順萍 RE Dealing in Securities 2007-08-21 2007-09-24
APS524 YUEN Jeremy Man Wai 袁民偉 RE Dealing in Securities 2010-06-17 2011-01-31
AQI816 CHAN Ka Yee, Erika 陳嘉怡 RE Dealing in Securities 2015-05-06
AQJ034 KAN Michelle Katherine Maygig 簡美潔 RE Dealing in Securities 2009-06-23 2011-09-05
AQJ268 KO Choi Fai 高蔡暉 RE Dealing in Securities 2011-08-31 2018-08-08
AQJ268 KO Choi Fai 高蔡暉 RE Asset Management 2011-10-07 2018-08-08
AQO172 WONG King Ho, Herbert 黃景豪 RE Dealing in Securities 2008-03-25 2010-10-19
ART678 WONG Cho Wai 黃祖維 RE Dealing in Securities 2009-05-12 2011-08-19
ASH431 LING Cheuk Wing Henry 凌卓榮 RE Dealing in Securities 2014-07-25 2017-03-01
ASH431 LING Cheuk Wing Henry 凌卓榮 RE Asset Management 2014-07-25 2017-03-01
ASO598 TAM Mei Kwan 談美君 RE Dealing in Securities 2009-10-08 2011-10-04
ATE859 HUI Ka Kit 許家傑 RE Dealing in Securities 2009-06-24 2013-01-15
ATE859 HUI Ka Kit 許家傑 RE Asset Management 2009-08-31 2013-01-15
AUA247 KAM Cheong Ming 金昌明 RE Dealing in Securities 2009-10-23 2010-05-20
AVD366 LAU Chi Hung 劉志雄 RE Dealing in Securities 2010-05-07 2012-12-03
AVQ774 LIU Ming Wai, Blythe 廖名慧 RE Dealing in Securities 2010-08-06 2010-11-08
AVQ802 TANG Siu Hong 鄧紹康 RE Dealing in Securities 2010-09-09 2011-03-30
AWR727 LI Ko Wing, George 李高榮 RE Dealing in Securities 2011-01-21 2012-11-15
BAX545 LAU Yan Ting 劉欣庭 RE Dealing in Securities 2014-06-06 2017-11-22
BAX545 LAU Yan Ting 劉欣庭 RE Asset Management 2017-03-06 2017-11-22
BBP315 LUI Dennis Hin Yeung 呂顯揚 RE Dealing in Securities 2014-04-30 2015-11-30
BCA416 HU Mingyue 胡明月 RE Dealing in Securities 2013-11-08 2017-07-21
BCA416 HU Mingyue 胡明月 RO Dealing in Securities 2017-07-21
BCA416 HU Mingyue 胡明月 RE Asset Management 2015-07-20
BCO970 YAU Chak Fung 邱澤峯 RE Dealing in Securities 2016-01-20 2016-05-09
BCO970 YAU Chak Fung 邱澤峯 RE Asset Management 2016-01-20 2016-05-09
BCP052 LI Lok Tao, Louis 李樂陶 RE Dealing in Securities 2014-07-08 2015-09-14
BEW421 WONG Chi Ho 黃滋灝 RE Dealing in Securities 2015-02-05 2015-10-12
BEW493 CHAN Kam Hang 陳鑑鏗 RE Dealing in Securities 2015-01-23 2016-07-21
BEZ798 WONG Yick Lam, Vivian 黃翊琳 RE Dealing in Securities 2015-04-27 2015-11-12
BFU143 WONG Yat Man 王溢文 RE Dealing in Securities 2015-07-28 2015-12-24
BGA602 SONG Rui 宋瑞 RE Dealing in Securities 2015-09-07 2017-08-02
BKI846 NAM Beverly Man Wai 藍文惠 RE Dealing in Securities 2017-08-15 2017-10-03
BKI846 NAM Beverly Man Wai 藍文惠 RE Asset Management 2017-08-15 2017-10-03
BNK730 SUNG Chih Ling 宋芝齡 RE Dealing in Securities 2018-10-09

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