Hong Kong SFC licence institution ACF696, TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司

These are the licence-holders that were found for SFC licence institution ACF696 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA992 TANG Chi Wai 鄧志偉 RE Dealing in Securities 2006-03-16 2006-11-23
AAA992 TANG Chi Wai 鄧志偉 RE Dealing in Futures Contracts 2006-03-16 2006-11-23
AAD236 LEUNG Wai Kuen 梁偉權 RE Dealing in Securities 2003-04-01 2006-07-17
AAD236 LEUNG Wai Kuen 梁偉權 RE Advising on Securities 2003-04-01 2004-08-30
AAD236 LEUNG Wai Kuen 梁偉權 RE Advising on Corporate Finance 2003-04-01 2004-08-30
AAD236 LEUNG Wai Kuen 梁偉權 RE Providing Automated Trading Services 2003-04-01 2004-08-30
AAD236 LEUNG Wai Kuen 梁偉權 RE Asset Management 2003-04-01 2004-08-30
AAK869 CHEUNG Sai Leung 張世亮 RO Dealing in Securities 2003-04-01 2006-09-30
AAK869 CHEUNG Sai Leung 張世亮 RE Dealing in Futures Contracts 2006-04-06 2006-09-30
AAK869 CHEUNG Sai Leung 張世亮 RO Advising on Securities 2003-04-01 2003-12-30
AAK869 CHEUNG Sai Leung 張世亮 RO Advising on Corporate Finance 2003-04-01 2003-12-30
AAK869 CHEUNG Sai Leung 張世亮 RO Providing Automated Trading Services 2003-04-01 2003-12-30
AAK869 CHEUNG Sai Leung 張世亮 RO Asset Management 2003-04-01 2004-10-25
ABY396 LAW Chor Yam 羅楚欽 RO Dealing in Securities 2005-01-21 2006-09-30
ABY396 LAW Chor Yam 羅楚欽 RO Dealing in Futures Contracts 2005-01-21 2006-09-30
ACH856 TANG Suk Ngao, Raymond 鄧叔翱 RE Advising on Corporate Finance 2003-10-28 2003-10-29
ACH856 TANG Suk Ngao, Raymond 鄧叔翱 RO Advising on Corporate Finance 2003-10-29 2005-08-29
ACL227 TAN Ye Lam, Mark 陳毅男 RE Dealing in Securities 2003-04-01 2005-06-10
ACL227 TAN Ye Lam, Mark 陳毅男 RE Advising on Securities 2003-04-01 2004-07-21
ACL227 TAN Ye Lam, Mark 陳毅男 RE Advising on Corporate Finance 2003-04-01 2004-07-21
ACL227 TAN Ye Lam, Mark 陳毅男 RE Providing Automated Trading Services 2003-04-01 2004-07-21
ACL227 TAN Ye Lam, Mark 陳毅男 RE Asset Management 2003-04-01 2004-07-21
ACN133 DU Pauline 杜蕙林 RE Advising on Securities 2003-08-20 2004-09-22
ACN133 DU Pauline 杜蕙林 RE Advising on Corporate Finance 2003-08-20 2004-09-22
ACR261 WONG Seng In 黃星賢 RE Dealing in Securities 2003-04-01 2006-09-30
ACR261 WONG Seng In 黃星賢 RE Dealing in Futures Contracts 2006-04-11 2006-09-30
ACR261 WONG Seng In 黃星賢 RE Advising on Securities 2003-04-01 2005-01-17
ACR261 WONG Seng In 黃星賢 RE Advising on Corporate Finance 2003-04-01 2005-01-17
ACR261 WONG Seng In 黃星賢 RE Providing Automated Trading Services 2003-04-01 2005-01-17
ACR261 WONG Seng In 黃星賢 RE Asset Management 2003-04-01 2005-01-17
ACW368 AU Tat Sang 區達生 RE Dealing in Securities 2003-04-01 2004-02-09
ACW368 AU Tat Sang 區達生 RE Advising on Securities 2003-04-01 2004-02-09
ACW368 AU Tat Sang 區達生 RE Advising on Corporate Finance 2003-04-01 2004-10-07
ACW368 AU Tat Sang 區達生 RE Providing Automated Trading Services 2003-04-01 2004-02-09
ACW368 AU Tat Sang 區達生 RE Asset Management 2003-04-01 2004-10-07
ADG925 KWOK Wai Keung 郭偉強 RE Dealing in Securities 2003-04-01 2007-04-30
ADG925 KWOK Wai Keung 郭偉強 RE Advising on Securities 2003-04-01 2004-07-21
ADG925 KWOK Wai Keung 郭偉強 RE Advising on Corporate Finance 2003-04-01 2004-07-21
ADG925 KWOK Wai Keung 郭偉強 RE Providing Automated Trading Services 2003-04-01 2004-07-21
ADG925 KWOK Wai Keung 郭偉強 RE Asset Management 2003-04-01 2004-07-21
ADJ155 CHAN Wai Kit, Andy 陳偉傑 RE Advising on Securities 2003-04-01 2004-08-30
ADJ155 CHAN Wai Kit, Andy 陳偉傑 RE Advising on Corporate Finance 2003-04-01 2005-02-04
ADJ155 CHAN Wai Kit, Andy 陳偉傑 RE Asset Management 2003-04-01 2004-08-30
ADM909 TAI Chi Ching 戴吉慶 RO Dealing in Securities 2003-04-01 2010-05-10
ADM909 TAI Chi Ching 戴吉慶 RO Dealing in Futures Contracts 2005-01-21 2010-05-10
ADM909 TAI Chi Ching 戴吉慶 RO Advising on Securities 2003-04-01 2010-05-10
ADM909 TAI Chi Ching 戴吉慶 RO Advising on Corporate Finance 2003-04-01 2010-05-10
ADM909 TAI Chi Ching 戴吉慶 RO Providing Automated Trading Services 2003-04-01 2005-01-20
ADM909 TAI Chi Ching 戴吉慶 RO Asset Management 2003-04-01 2005-01-20
ADO297 CHUNG Wai 鍾尉 RO Advising on Corporate Finance 2003-04-01 2005-01-17
ADS214 HO Chi Ho, Aaron 何志豪 RE Dealing in Securities 2005-10-17 2007-01-31
ADS214 HO Chi Ho, Aaron 何志豪 RE Dealing in Futures Contracts 2006-04-11 2007-01-31
ADW023 CHAN Ka Leung, Kevin 陳家良 RE Dealing in Securities 2005-08-18 2005-09-23
ADW023 CHAN Ka Leung, Kevin 陳家良 RO Dealing in Securities 2005-09-23 2006-04-28
ADW023 CHAN Ka Leung, Kevin 陳家良 RE Advising on Corporate Finance 2005-08-18 2005-09-23
ADW023 CHAN Ka Leung, Kevin 陳家良 RO Advising on Corporate Finance 2005-09-23 2006-04-28
ADX808 POON Yiu Cheung 潘耀祥 RE Dealing in Securities 2005-03-24 2005-08-29
ADX808 POON Yiu Cheung 潘耀祥 RE Dealing in Futures Contracts 2005-03-24 2005-08-29
ADZ982 MAK Yuen Yee, Selina 麥婉儀 RE Dealing in Securities 2003-04-01 2006-09-30
ADZ982 MAK Yuen Yee, Selina 麥婉儀 RE Advising on Securities 2003-04-01 2005-01-17
ADZ982 MAK Yuen Yee, Selina 麥婉儀 RE Advising on Corporate Finance 2003-04-01 2005-01-17
ADZ982 MAK Yuen Yee, Selina 麥婉儀 RE Providing Automated Trading Services 2003-04-01 2005-01-17
ADZ982 MAK Yuen Yee, Selina 麥婉儀 RE Asset Management 2003-04-01 2005-01-17
AEA815 LAM Ngai Fung 林羿鋒 RO Dealing in Securities 2003-04-01 2007-04-30
AEA815 LAM Ngai Fung 林羿鋒 RO Advising on Securities 2003-04-01 2004-03-04
AEA815 LAM Ngai Fung 林羿鋒 RO Advising on Corporate Finance 2003-04-01 2004-03-04
AEA815 LAM Ngai Fung 林羿鋒 RO Providing Automated Trading Services 2003-04-01 2004-03-04
AEA815 LAM Ngai Fung 林羿鋒 RO Asset Management 2003-04-01 2004-03-04
AEO399 KWOK Tang Hon, Steve 郭騰瀚 RO Advising on Securities 2003-04-25 2005-05-23
AES388 CHEUNG Wai Kit 張偉傑 RE Dealing in Securities 2004-06-25 2006-09-30
AES388 CHEUNG Wai Kit 張偉傑 RE Dealing in Futures Contracts 2005-02-18 2005-05-24
AES388 CHEUNG Wai Kit 張偉傑 RO Dealing in Futures Contracts 2005-05-24 2006-09-30
AEU950 SU Yazhong 蘇亞中 RO Dealing in Securities 2010-05-14 2011-12-31
AEU950 SU Yazhong 蘇亞中 RO Advising on Corporate Finance 2010-05-14 2011-12-31
AFB247 HO Hung Tim 何雄添 RE Dealing in Securities 2003-04-01 2007-01-31
AFB247 HO Hung Tim 何雄添 RE Advising on Securities 2003-04-01 2004-07-21
AFB247 HO Hung Tim 何雄添 RE Advising on Corporate Finance 2003-04-01 2004-07-21
AFB247 HO Hung Tim 何雄添 RE Providing Automated Trading Services 2003-04-01 2004-07-21
AFB247 HO Hung Tim 何雄添 RE Asset Management 2003-04-01 2004-07-21
AFE208 CHAN Kim Ling 陳劍陵 RE Advising on Securities 2005-06-24 2006-04-28
AFE208 CHAN Kim Ling 陳劍陵 RE Advising on Corporate Finance 2005-06-24 2005-10-03
AFE208 CHAN Kim Ling 陳劍陵 RO Advising on Corporate Finance 2005-10-03 2006-04-28
AFP060 SUN Chuen Wah, Anthony 孫村華 RE Dealing in Securities 2005-02-25 2005-05-18
AFP060 SUN Chuen Wah, Anthony 孫村華 RO Dealing in Securities 2005-05-18 2005-09-30
AFP060 SUN Chuen Wah, Anthony 孫村華 RE Advising on Corporate Finance 2005-02-25 2005-09-30
AFS715 NGAN Kin 顏乾 RE Advising on Securities 2003-04-01 2004-10-18
AFS715 NGAN Kin 顏乾 RE Advising on Corporate Finance 2003-04-01 2004-07-21
AFS715 NGAN Kin 顏乾 RE Asset Management 2003-04-01 2004-07-21
AFU269 KWOK Hing Vie, Henry 郭慶威 RE Dealing in Securities 2005-06-21 2008-10-31
AFU269 KWOK Hing Vie, Henry 郭慶威 RE Advising on Corporate Finance 2005-02-24 2005-06-21
AFU269 KWOK Hing Vie, Henry 郭慶威 RO Advising on Corporate Finance 2005-06-21 2008-10-31
AFY900 CHAN Wai Fu, Dennis 陳慧富 RE Dealing in Securities 2004-05-07 2004-11-29
AGP056 AU Fung Lan 歐鳳蘭 RE Advising on Securities 2003-04-01 2004-01-27
AGP056 AU Fung Lan 歐鳳蘭 RE Advising on Corporate Finance 2003-04-01 2004-01-28
AGP056 AU Fung Lan 歐鳳蘭 RE Asset Management 2003-04-01 2004-01-27
AGS501 LAU Wan Po 劉雲浦 RE Advising on Corporate Finance 2004-05-19 2005-08-31
AGS501 LAU Wan Po 劉雲浦 RE Advising on Corporate Finance 2006-04-13 2006-08-11
AGS501 LAU Wan Po 劉雲浦 RO Advising on Corporate Finance 2005-08-31 2006-04-13
AHE261 NG Fung Nga 吳豐雅 RE Advising on Securities 2003-04-01 2005-07-08
AHE261 NG Fung Nga 吳豐雅 RO Advising on Securities 2005-07-08 2006-12-01
AHE261 NG Fung Nga 吳豐雅 RE Advising on Corporate Finance 2003-04-01 2004-08-30
AHE261 NG Fung Nga 吳豐雅 RE Asset Management 2003-04-01 2004-08-30
AHG506 WONG Kam Wah 黃錦華 RE Advising on Securities 2005-08-12 2006-04-28
AHG506 WONG Kam Wah 黃錦華 RE Advising on Corporate Finance 2005-06-24 2006-04-28
AHM147 TSUI Wing Tak 徐永得 RE Advising on Securities 2003-04-01 2003-10-03
AHM147 TSUI Wing Tak 徐永得 RE Advising on Corporate Finance 2003-04-01 2003-10-03
AHM147 TSUI Wing Tak 徐永得 RE Asset Management 2003-04-01 2003-10-03
AHO649 LIU Shuang 劉爽 RE Advising on Securities 2003-04-01 2003-05-10
AHO649 LIU Shuang 劉爽 RE Advising on Corporate Finance 2003-04-01 2003-05-10
AHO649 LIU Shuang 劉爽 RE Asset Management 2003-04-01 2003-05-10
AIE803 TONG Wai Ming, Vivia 唐慧明 RE Advising on Securities 2003-04-01 2004-05-07
AIE803 TONG Wai Ming, Vivia 唐慧明 RE Advising on Corporate Finance 2003-04-01 2004-05-07
AIE803 TONG Wai Ming, Vivia 唐慧明 RE Asset Management 2003-04-01 2004-05-07
AIR844 HO Monique W. 何穎怡 RE Advising on Securities 2003-04-01 2003-09-28
AIR844 HO Monique W. 何穎怡 RE Advising on Corporate Finance 2003-04-01 2003-09-28
AIR844 HO Monique W. 何穎怡 RE Advising on Corporate Finance 2004-05-19 2005-02-04
AIR844 HO Monique W. 何穎怡 RE Asset Management 2003-04-01 2003-09-28
AIU218 WONG Chau Ping 黃秋萍 RE Dealing in Securities 2003-06-11 2006-09-30
AJD698 HWANG Tsorng-huey 黃琮惠 RE Dealing in Securities 2003-12-04 2007-09-06
AJD698 HWANG Tsorng-huey 黃琮惠 RO Dealing in Securities 2007-09-06 2008-10-31
AJD698 HWANG Tsorng-huey 黃琮惠 RO Advising on Securities 2008-05-28 2008-10-31
AJD698 HWANG Tsorng-huey 黃琮惠 RE Advising on Corporate Finance 2005-11-29 2008-10-31
AJD859 CHAN Yim Yim 陳艷艷 RE Dealing in Securities 2005-06-13 2007-01-31
AKJ176 HUANG Zi-Ping 黃子蘋 RE Dealing in Securities 2005-11-01 2006-09-08
AKJ181 CHENG Wei-Chih 鄭偉智 RE Dealing in Securities 2005-07-26 2006-12-31
AKX325 CHEN Chien Chih 陳建智 RE Advising on Securities 2009-02-09 2009-03-08
ALQ531 YEH Wei-Kuo 葉為國 RO Dealing in Securities 2005-03-15 2008-10-31
ALQ531 YEH Wei-Kuo 葉為國 RO Dealing in Futures Contracts 2006-05-16 2006-11-16
ALQ531 YEH Wei-Kuo 葉為國 RO Advising on Securities 2005-03-15 2008-10-31
ALU540 WU Ping-Chieh 吳品潔 RE Dealing in Securities 2005-07-18 2006-12-31
ALV133 CHAN Chor Kei 陳楚基 RE Dealing in Futures Contracts 2005-03-17 2005-10-31
ALV140 NG Wa Yeung, Devin 吳樺楊 RE Dealing in Futures Contracts 2005-03-17 2005-11-30
AMI015 LAI Shing Kwan, Johnny 黎成坤 RE Advising on Securities 2005-08-29 2006-04-25
AMQ792 YAM Hiu Ping, Bruce 任曉平 RE Dealing in Securities 2005-11-07 2006-09-30
AMQ792 YAM Hiu Ping, Bruce 任曉平 RE Dealing in Futures Contracts 2005-11-07 2006-09-30
AMR820 MAN Kim Pan 文劍斌 RE Dealing in Futures Contracts 2005-11-07 2006-09-30
AMU414 CHANG Yi Cheng 張奕崢 RE Advising on Corporate Finance 2006-01-13 2006-03-31
AMZ985 WAN Chi Ming 溫智明 RE Dealing in Futures Contracts 2006-02-01 2006-09-30
ANP627 TU Ching-I 凃靜宜 RE Dealing in Securities 2006-07-25 2006-12-31
ANP629 HSU Wen-Tang 許文堂 RE Dealing in Securities 2006-07-25 2006-12-31
ANP634 YANG Chien-Yi 楊建億 RE Dealing in Securities 2006-07-25 2006-12-31

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