Hong Kong SFC licence institution ACH142, Clover Securities Company Limited 高鋒證券有限公司

These are the licence-holders that were found for SFC licence institution ACH142 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA154 KWONG Kam Wing 鄺錦榮 RE Dealing in Securities 2003-04-01 2006-06-01
AAA154 KWONG Kam Wing 鄺錦榮 RE Advising on Securities 2003-04-01 2003-08-18
AAA154 KWONG Kam Wing 鄺錦榮 RE Advising on Corporate Finance 2003-04-01 2003-08-18
AAA154 KWONG Kam Wing 鄺錦榮 RE Asset Management 2003-04-01 2003-08-18
AAD900 MOK Yip Shing, Paul 莫業誠 RE Dealing in Securities 2003-04-01 2006-06-01
AAD900 MOK Yip Shing, Paul 莫業誠 RE Advising on Securities 2003-04-01 2004-02-12
AAD900 MOK Yip Shing, Paul 莫業誠 RE Advising on Corporate Finance 2003-04-01 2004-02-12
AAD900 MOK Yip Shing, Paul 莫業誠 RE Asset Management 2003-04-01 2004-02-12
AAE096 GEE King Yip 朱炯業 RO Dealing in Securities 2003-04-01 2006-06-01
AAE096 GEE King Yip 朱炯業 RO Advising on Securities 2003-04-01 2004-07-07
AAE096 GEE King Yip 朱炯業 RO Advising on Corporate Finance 2003-04-01 2004-07-07
AAE096 GEE King Yip 朱炯業 RO Asset Management 2003-04-01 2004-07-07
AAF808 LAU Mun Yin, Emily 劉敏妍 RO Dealing in Securities 2003-04-01 2006-06-01
AAF808 LAU Mun Yin, Emily 劉敏妍 RO Advising on Securities 2003-04-01 2003-07-31
AAF808 LAU Mun Yin, Emily 劉敏妍 RO Advising on Corporate Finance 2003-04-01 2003-07-31
AAF808 LAU Mun Yin, Emily 劉敏妍 RO Asset Management 2003-04-01 2003-07-31
ABD539 CHAN Hoi 陳凱 RE Dealing in Securities 2003-04-01 2006-06-01
ABD539 CHAN Hoi 陳凱 RE Advising on Securities 2003-04-01 2004-02-18
ABD539 CHAN Hoi 陳凱 RE Advising on Corporate Finance 2003-04-01 2004-02-18
ABD539 CHAN Hoi 陳凱 RE Asset Management 2003-04-01 2004-02-18
ACI521 CHOI Ka Tong 蔡家棟 RE Dealing in Securities 2003-04-01 2006-06-01
ACI521 CHOI Ka Tong 蔡家棟 RE Advising on Securities 2003-04-01 2004-02-18
ACI521 CHOI Ka Tong 蔡家棟 RE Advising on Corporate Finance 2003-04-01 2004-02-18
ACI521 CHOI Ka Tong 蔡家棟 RE Asset Management 2003-04-01 2004-02-18
ACL166 MA She Shing, Albert 馬希聖 RE Dealing in Securities 2003-04-01 2004-12-22
ACL166 MA She Shing, Albert 馬希聖 RE Advising on Securities 2003-04-01 2004-02-18
ACL166 MA She Shing, Albert 馬希聖 RE Advising on Corporate Finance 2003-04-01 2004-02-18
ACL166 MA She Shing, Albert 馬希聖 RE Asset Management 2003-04-01 2004-02-18
ACP891 TSANG Shuk Ling 曾淑玲 RE Dealing in Securities 2003-04-01 2006-05-31
ACP891 TSANG Shuk Ling 曾淑玲 RE Advising on Securities 2003-04-01 2004-02-18
ACP891 TSANG Shuk Ling 曾淑玲 RE Advising on Corporate Finance 2003-04-01 2004-02-18
ACP891 TSANG Shuk Ling 曾淑玲 RE Asset Management 2003-04-01 2004-02-18
AER449 YAO Christina 姚蔚 RO Dealing in Securities 2003-04-01 2006-06-01
AER449 YAO Christina 姚蔚 RO Advising on Securities 2003-04-01 2003-07-31
AER449 YAO Christina 姚蔚 RO Advising on Corporate Finance 2003-04-01 2003-07-31
AER449 YAO Christina 姚蔚 RO Asset Management 2003-04-01 2003-07-31
AFX024 WOO Wai Kwan, Wendy 胡慧筠 RE Dealing in Securities 2003-04-01 2006-06-01
AFX024 WOO Wai Kwan, Wendy 胡慧筠 RE Advising on Securities 2003-04-01 2003-08-01
AFX024 WOO Wai Kwan, Wendy 胡慧筠 RE Advising on Corporate Finance 2003-04-01 2003-08-01
AFX024 WOO Wai Kwan, Wendy 胡慧筠 RE Asset Management 2003-04-01 2003-08-01
AGI965 WONG Chi Kin 王銍鍵 RE Dealing in Securities 2003-04-01 2006-06-01
AGI965 WONG Chi Kin 王銍鍵 RE Advising on Securities 2003-04-01 2004-02-18
AGI965 WONG Chi Kin 王銍鍵 RE Advising on Corporate Finance 2003-04-01 2004-02-18
AGI965 WONG Chi Kin 王銍鍵 RE Asset Management 2003-04-01 2004-02-18

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