Hong Kong SFC licence institution ACH210, Charles Schmitt & Associates Limited

These are the licence-holders that were found for SFC licence institution ACH210 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAC563 WU Tse Wai, Frederick 吳子惠 RO Advising on Securities 2003-04-01 2003-10-24
AAC563 WU Tse Wai, Frederick 吳子惠 RO Asset Management 2003-04-01 2003-10-24
AAE384 MCLENNAN Jennifer Carver RO Advising on Securities 2003-04-01 2004-07-13
AAE384 MCLENNAN Jennifer Carver RO Asset Management 2003-04-01 2004-07-13
ABH458 TAM CHEUNG Fung Yi, Viola 譚張鳳儀 RE Advising on Securities 2004-04-01 2004-07-22
ABH458 TAM CHEUNG Fung Yi, Viola 譚張鳳儀 RE Asset Management 2004-04-01 2004-07-22
ACH211 SCHMITT Charles Lee RO Advising on Securities 2003-04-01 2005-02-05
ACH211 SCHMITT Charles Lee RO Asset Management 2003-04-01 2005-02-05
ADH545 TONG Kim Weng, Kelly RE Advising on Securities 2003-04-01 2005-02-05
ADH545 TONG Kim Weng, Kelly RE Advising on Corporate Finance 2003-04-01 2003-07-23
ADH545 TONG Kim Weng, Kelly RE Asset Management 2003-04-01 2003-07-23
ADU780 AIELLO Christopher Anthony RO Advising on Securities 2003-04-01 2005-02-05
ADU780 AIELLO Christopher Anthony RO Asset Management 2003-04-01 2005-02-05
AFA639 LEE Suk Yee 李淑儀 RE Advising on Securities 2003-04-01 2005-02-05
AFA639 LEE Suk Yee 李淑儀 RE Advising on Corporate Finance 2003-04-01 2004-03-03
AFA639 LEE Suk Yee 李淑儀 RE Asset Management 2003-04-01 2004-03-03
AHA824 MACDOUGALL Brian Alexander RE Advising on Securities 2003-04-01 2004-07-13
AHA824 MACDOUGALL Brian Alexander RE Advising on Corporate Finance 2003-04-01 2004-01-29
AHA824 MACDOUGALL Brian Alexander RE Asset Management 2003-04-01 2004-07-13
AIT491 KWAN Ying Kit 關英傑 RE Advising on Securities 2003-05-14 2004-07-08

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