Hong Kong SFC licence institution ACI029, Capital International, Inc.

These are the licence-holders that were found for SFC licence institution ACI029 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
ABX771 WATT Robert Andrew RE Dealing in Securities 2017-08-28
ABX771 WATT Robert Andrew RE Asset Management 2014-07-02
ACD346 HO Hsiang Ming 賀象民 RE Asset Management 2004-12-28 2014-03-01
ACJ489 KWAN Wing Han, Winnie 關穎嫻 RE Asset Management 2014-07-02
ACJ620 KWOK Cheong Ping, Charles 郭昌平 RE Asset Management 2006-07-07 2009-08-22
ACT437 HSIN Fanneau Ching RE Dealing in Securities 2009-11-27 2011-06-04
ACT437 HSIN Fanneau Ching RE Asset Management 2009-09-30 2011-06-04
ACW774 LEUNG Yat Man, Theresa 梁逸敏 RO Dealing in Securities 2007-07-04 2009-05-27
ACW774 LEUNG Yat Man, Theresa 梁逸敏 RO Asset Management 2004-11-15 2009-05-27
ADQ080 ELLIS Carolyn K Mark 麥嘉蓮 RE Dealing in Securities 2017-08-28
ADQ080 ELLIS Carolyn K Mark 麥嘉蓮 RE Asset Management 2014-07-02
AEL268 DING Xiaofang 丁晓方 RE Asset Management 2014-07-02 2014-09-30
AEO877 PETERSIK Boris Michael 平博威 RE Asset Management 2003-04-01 2013-08-31
AFA009 KELLY Peter Charles RO Dealing in Securities 2007-07-04
AFA009 KELLY Peter Charles RE Asset Management 2003-04-01 2004-12-03
AFA009 KELLY Peter Charles RO Asset Management 2004-12-03
AFA783 WATSON Steven Thomas RO Asset Management 2014-07-02
AFG656 CHAN Lip Kin 陳力健 RE Asset Management 2014-07-02
AFP852 LIM Chwee Suan, Corrina Doris RE Asset Management 2005-11-16
AFY913 CHAN Chun Kit 陳俊傑 RE Dealing in Securities 2015-01-21 2016-10-31
AGF478 WONG Wen Mee, Joyce 王穎薇 RE Dealing in Securities 2016-09-07
AGJ907 CHAN Chun Man 陳俊文 RE Dealing in Securities 2007-07-31 2009-07-01
AGJ907 CHAN Chun Man 陳俊文 RE Asset Management 2007-03-19 2009-07-01
AGO880 ZHOU Yu 周宇 RE Asset Management 2009-10-08 2010-04-30
AGP829 CHEN Shuyun 陳樹云 RE Asset Management 2005-10-06
AHC691 HUEY Celia RE Asset Management 2017-09-15
AHX007 PURI Aditi RE Asset Management 2015-02-18
AIC014 CHENG James Vincent RE Dealing in Securities 2017-08-28
AIC014 CHENG James Vincent RE Asset Management 2014-07-02
AIR401 STUTSMAN Peter Duard RE Asset Management 2003-04-01 2005-03-01
AIR402 DE PREE Oliver Harry Jameson RE Dealing in Securities 2003-04-01 2004-04-08
AIR402 DE PREE Oliver Harry Jameson RE Dealing in Securities 2017-10-25
AIR402 DE PREE Oliver Harry Jameson RE Asset Management 2003-04-01 2005-03-01
AIR402 DE PREE Oliver Harry Jameson RO Asset Management 2014-07-02
AIR404 RHOADES Wing Man, Vivien 歐陽穎雯 RE Dealing in Securities 2003-04-01 2004-04-08
AIR404 RHOADES Wing Man, Vivien 歐陽穎雯 RE Asset Management 2003-04-01 2005-03-01
AIR405 HAN Mei RE Dealing in Securities 2013-01-03 2017-02-01
AIR405 HAN Mei RE Asset Management 2003-04-01 2004-08-01
AIR405 HAN Mei RE Asset Management 2013-01-03 2017-02-01
AIR407 THOMSEN Christopher M. RE Asset Management 2003-04-01 2004-08-01
AJI419 LEE Voon Siang 李文祥 RE Asset Management 2013-11-28 2015-05-22
AKO784 LA HAROLD Ho Choi RE Asset Management 2014-07-02
AKT388 BLAIR James Malcolm RE Dealing in Securities 2018-01-23
ALF648 SPECIALE Mark Phillip RE Dealing in Securities 2011-08-30 2012-05-01
ALF648 SPECIALE Mark Phillip RE Asset Management 2004-09-24 2012-05-01
ALJ824 TAN Siew Shen 陳修賢 RE Dealing in Securities 2017-06-07 2018-04-08
ALN801 HEE Leo Keen Loong 許慶龍 RE Asset Management 2014-07-02
ALQ472 HOWE Warren Peter RO Dealing in Securities 2009-05-14
ALQ472 HOWE Warren Peter RE Asset Management 2005-01-14 2009-05-14
ALQ472 HOWE Warren Peter RO Asset Management 2009-05-14
ALY134 WIDJAJA Sugiharto Sudiro 黃友富 RE Asset Management 2014-07-02
AMI312 CHAN Henry 陳迪生 RE Dealing in Securities 2018-09-11
AMJ973 CHU Jeong-Jeong RE Asset Management 2014-07-02 2015-01-31
AMM085 SAMYN Renaud H.E. RE Asset Management 2014-07-02
AMY882 JAITLY Shailesh RE Asset Management 2014-07-02 2014-09-01
ANH048 NOCOM Philip Colbert Lim RE Asset Management 2014-07-02
ANY097 ZHANG Xiaofan 張曉帆 RE Asset Management 2011-04-04 2013-03-01
AOI867 KLACZEK Joshua Angell RE Asset Management 2014-12-01 2014-12-18
AOO483 TSAI Terence Houl-Yran RE Dealing in Securities 2017-08-15
AOO483 TSAI Terence Houl-Yran RE Asset Management 2014-07-02
AOR638 LIN Bin Chuang RE Asset Management 2016-01-28
AOX183 DELOMIER Eric Denys Patrick RE Dealing in Securities 2013-12-06 2017-12-31
APW596 ECONOMOS Andrew RE Dealing in Securities 2014-05-02 2016-01-20
APW596 ECONOMOS Andrew RE Asset Management 2014-05-02 2016-01-20
AQS229 CUNNINGHAM Jeremy James Warren RE Dealing in Securities 2017-08-21
ARE993 WONG Cheuk Mun, Fiona 黃卓敏 RE Asset Management 2008-06-13 2014-09-01
ARE997 PHANAPHAT Piyada RE Asset Management 2014-07-02
ARI749 CHOU Julie Wang 王克葳 RE Asset Management 2014-07-02
ARO798 WOLF Matthew David RE Asset Management 2014-07-02 2018-04-30
ASD914 ZHANG Jason Yang RE Asset Management 2014-07-02
ASI289 HWANG Suk Hwan RE Dealing in Securities 2015-05-11
AUN894 GONG Yiyang 龔翌暘 RE Asset Management 2015-09-01
AVM421 GOGATE Amol Subhash RE Asset Management 2014-07-02 2017-03-10
AVQ400 DING Jessie Qian RE Asset Management 2015-03-23 2017-01-31
AVQ428 TANI Tomonori 谷朋紀 RE Asset Management 2014-07-02 2015-02-28
AVR368 HSIEH Heng-Hui 謝恒蕙 RE Dealing in Securities 2015-05-11 2016-10-31
AWA135 ZHANG Fen 張奮 RE Asset Management 2012-03-26 2015-07-05
AWO639 NAM Soyoung RE Dealing in Securities 2017-08-15
AWO639 NAM Soyoung RE Asset Management 2015-05-11
AWZ636 PANG Wing Hey 彭永希 RE Asset Management 2015-07-15 2017-06-30
AXP958 SWAMINATHAN Arun Srinivas RE Asset Management 2014-07-02
AXZ305 PANG Chao RE Asset Management 2014-07-02
AYI043 GE Wenjie 葛文杰 RE Asset Management 2017-10-03
AYR255 YAU Siu Fung 游少鳳 RE Dealing in Securities 2018-08-17
AZX151 LI Paul Chen-Yuan RE Asset Management 2014-07-02
BAJ268 WHYATT Nicholas Matthew Alexander RE Asset Management 2014-07-02
BAK954 VAN HEUSDE Johannes Cornelis RE Dealing in Securities 2012-11-05 2015-04-21
BAK954 VAN HEUSDE Johannes Cornelis RE Asset Management 2012-11-05 2015-04-21
BBJ193 BUDDEN Andrew Francis RE Dealing in Securities 2013-06-03
BBJ196 TAN Li Kuen RE Dealing in Securities 2013-06-03
BBZ008 SOHN Jeik RE Dealing in Securities 2018-08-03
BDC101 ZHANG Kaixiang RE Asset Management 2014-07-02
BEB226 HUI Stephen Bing Hong 許秉康 RE Asset Management 2014-09-08
BFX828 HO Tsun Kun Benjamin 何雋勤 RE Dealing in Securities 2017-08-14
BFX828 HO Tsun Kun Benjamin 何雋勤 RE Asset Management 2015-08-05
BFZ494 ZHANG Da RE Dealing in Securities 2015-09-07 2016-03-04
BFZ494 ZHANG Da RE Dealing in Securities 2017-05-02
BGM144 HSIEH Jiaru 謝佳儒 RE Dealing in Securities 2015-11-05 2018-09-27
BIQ600 LEGER Christian RE Dealing in Securities 2016-12-01 2017-12-22
BIQ600 LEGER Christian RO Dealing in Securities 2017-12-22 2018-03-31
BJO200 WONG Wai Man, Angel 黃蔚敏 RE Dealing in Securities 2017-05-22
BJS911 HAN Wei Li Michelle RE Dealing in Securities 2017-06-15 2018-04-30
BJW554 JAIN Saurav RE Asset Management 2017-07-24
BMR930 DOUGHERTY Andrew Hamilton RE Asset Management 2018-04-10
BND854 HUI Kwun Sing 許鈞丞 RE Asset Management 2018-07-03

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