Hong Kong SFC licence institution ACI151, Tat Lee Securities Company Limited 達利證券有限公司

These are the licence-holders that were found for SFC licence institution ACI151 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAG919 CHU Tat Kwan 朱達君 RE Dealing in Securities 2004-10-05 2004-10-05
AAG919 CHU Tat Kwan 朱達君 RE Dealing in Securities 2004-11-09
AAG919 CHU Tat Kwan 朱達君 RO Dealing in Securities 2003-04-01 2004-10-05
AAG919 CHU Tat Kwan 朱達君 RO Advising on Securities 2003-04-01 2004-10-05
AAG919 CHU Tat Kwan 朱達君 RO Advising on Corporate Finance 2003-04-01 2004-10-05
AAG919 CHU Tat Kwan 朱達君 RO Asset Management 2003-04-01 2004-10-05
AAH399 KAM Wai Hing 金蕙卿 RO Dealing in Securities 2003-04-01
AAH399 KAM Wai Hing 金蕙卿 RO Advising on Securities 2003-04-01 2004-11-15
AAH399 KAM Wai Hing 金蕙卿 RO Advising on Corporate Finance 2003-04-01 2004-11-15
AAH399 KAM Wai Hing 金蕙卿 RO Asset Management 2003-04-01 2004-11-15
AAH404 CHU Tak Sing, Samuel 朱德勝 RO Dealing in Securities 2003-04-01
AAH404 CHU Tak Sing, Samuel 朱德勝 RO Advising on Securities 2003-04-01 2004-11-15
AAH404 CHU Tak Sing, Samuel 朱德勝 RO Advising on Corporate Finance 2003-04-01 2004-11-15
AAH404 CHU Tak Sing, Samuel 朱德勝 RO Asset Management 2003-04-01 2004-11-15
AAY109 CHU HO Sun Lin 朱何新蓮 RE Dealing in Securities 2004-10-05 2004-10-05
AAY109 CHU HO Sun Lin 朱何新蓮 RE Dealing in Securities 2004-11-08
AAY109 CHU HO Sun Lin 朱何新蓮 RO Dealing in Securities 2003-04-01 2004-10-05
AAY109 CHU HO Sun Lin 朱何新蓮 RO Advising on Securities 2003-04-01 2004-10-05
AAY109 CHU HO Sun Lin 朱何新蓮 RO Advising on Corporate Finance 2003-04-01 2004-10-05
AAY109 CHU HO Sun Lin 朱何新蓮 RO Asset Management 2003-04-01 2004-10-05
AAY116 CHU Raymond Tak Hing 朱德興 RE Dealing in Securities 2007-11-01 2009-04-21
AAY116 CHU Raymond Tak Hing 朱德興 RO Dealing in Securities 2003-04-01 2007-11-01
AAY116 CHU Raymond Tak Hing 朱德興 RO Advising on Securities 2003-04-01 2004-11-15
AAY116 CHU Raymond Tak Hing 朱德興 RO Advising on Corporate Finance 2003-04-01 2004-11-15
AAY116 CHU Raymond Tak Hing 朱德興 RO Asset Management 2003-04-01 2004-11-15
ABQ167 CHUNG Kwok Ching 鍾國楨 RE Dealing in Securities 2003-04-01 2005-10-31
ABQ167 CHUNG Kwok Ching 鍾國楨 RE Advising on Securities 2003-04-01 2004-10-11
ABQ167 CHUNG Kwok Ching 鍾國楨 RE Advising on Corporate Finance 2003-04-01 2004-10-11
ABQ167 CHUNG Kwok Ching 鍾國楨 RE Asset Management 2003-04-01 2004-10-11
ABY338 LAI Kam Cheong 賴錦昌 RE Dealing in Securities 2003-04-01 2004-03-01
ABY338 LAI Kam Cheong 賴錦昌 RE Advising on Securities 2003-04-01 2004-03-01
ABY338 LAI Kam Cheong 賴錦昌 RE Advising on Corporate Finance 2003-04-01 2004-03-01
ABY338 LAI Kam Cheong 賴錦昌 RE Asset Management 2003-04-01 2004-03-01
ACD664 CHAN Ming Yan 陳洺胤 RE Dealing in Securities 2003-04-01 2005-11-01
ACD664 CHAN Ming Yan 陳洺胤 RE Advising on Securities 2003-04-01 2004-10-07
ACD664 CHAN Ming Yan 陳洺胤 RE Advising on Corporate Finance 2003-04-01 2004-10-07
ACD664 CHAN Ming Yan 陳洺胤 RE Asset Management 2003-04-01 2004-10-07
ACI666 CHU Denise Lee Chun 朱莉真 RE Dealing in Securities 2004-11-05 2011-12-31
ACI667 CHU Tak Keung, John 朱德強 RE Dealing in Securities 2003-04-01 2009-04-21
ACI667 CHU Tak Keung, John 朱德強 RE Advising on Securities 2003-04-01 2004-11-15
ACI667 CHU Tak Keung, John 朱德強 RE Advising on Corporate Finance 2003-04-01 2004-11-15
ACI667 CHU Tak Keung, John 朱德強 RE Asset Management 2003-04-01 2004-11-15
ACO271 CHAN Pui Yee 陳珮儀 RE Dealing in Securities 2003-04-01
ACO271 CHAN Pui Yee 陳珮儀 RE Advising on Securities 2003-04-01 2004-10-07
ACO271 CHAN Pui Yee 陳珮儀 RE Advising on Corporate Finance 2003-04-01 2004-10-07
ACO271 CHAN Pui Yee 陳珮儀 RE Asset Management 2003-04-01 2004-10-07
AEC781 YEUNG Or Kin 楊我堅 RE Dealing in Securities 2003-04-01 2006-07-31
AEC781 YEUNG Or Kin 楊我堅 RE Advising on Securities 2003-04-01 2004-10-11
AEC781 YEUNG Or Kin 楊我堅 RE Advising on Corporate Finance 2003-04-01 2004-10-11
AEC781 YEUNG Or Kin 楊我堅 RE Asset Management 2003-04-01 2004-10-11
AEE581 LEE Koon Wai 李冠偉 RE Dealing in Securities 2010-09-20
AEK517 CHU Annie Chui Kuen 朱翠娟 RE Dealing in Securities 2003-04-01 2010-07-31
AEK517 CHU Annie Chui Kuen 朱翠娟 RE Advising on Securities 2003-04-01 2004-11-15
AEK517 CHU Annie Chui Kuen 朱翠娟 RE Advising on Corporate Finance 2003-04-01 2004-11-15
AEK517 CHU Annie Chui Kuen 朱翠娟 RE Asset Management 2003-04-01 2004-11-15
AEP032 CHIU Wai Keung 趙偉強 RE Dealing in Securities 2003-04-01 2003-11-09
AEP032 CHIU Wai Keung 趙偉強 RE Advising on Securities 2003-04-01 2003-11-09
AEP032 CHIU Wai Keung 趙偉強 RE Advising on Corporate Finance 2003-04-01 2003-11-09
AEP032 CHIU Wai Keung 趙偉強 RE Asset Management 2003-04-01 2003-11-09
AEY146 LAW Fong Sim 羅晃嬋 RE Dealing in Securities 2003-04-01
AEY146 LAW Fong Sim 羅晃嬋 RE Advising on Securities 2003-04-01 2004-10-11
AEY146 LAW Fong Sim 羅晃嬋 RE Advising on Corporate Finance 2003-04-01 2004-10-11
AEY146 LAW Fong Sim 羅晃嬋 RE Asset Management 2003-04-01 2004-10-11
AFH636 SO Sze Yin 蘇芷妍 RE Dealing in Securities 2003-04-01
AFH636 SO Sze Yin 蘇芷妍 RE Advising on Securities 2003-04-01 2004-10-11
AFH636 SO Sze Yin 蘇芷妍 RE Advising on Corporate Finance 2003-04-01 2004-10-11
AFH636 SO Sze Yin 蘇芷妍 RE Asset Management 2003-04-01 2004-10-11
AFO868 KAN Choi Mei 簡彩媚 RE Dealing in Securities 2003-04-01
AFO868 KAN Choi Mei 簡彩媚 RE Advising on Securities 2003-04-01 2004-11-15
AFO868 KAN Choi Mei 簡彩媚 RE Advising on Corporate Finance 2003-04-01 2004-11-15
AFO868 KAN Choi Mei 簡彩媚 RE Asset Management 2003-04-01 2004-11-15
ALC023 MA Kim Yin 馬劍賢 RE Dealing in Securities 2012-06-29
ALO625 CHOI Tsz Lun 蔡子麟 RE Dealing in Securities 2005-12-05 2006-05-30
ALS464 LEE Yip Fung 李業豐 RE Dealing in Securities 2005-03-17 2005-08-29
ALY263 LEUNG Lai Yee 梁麗儀 RE Dealing in Securities 2005-05-20
ANF043 TANG Siu Lung 鄧兆龍 RE Dealing in Securities 2006-05-02
ANV050 YUEN Ka Leung 袁家樑 RE Dealing in Securities 2006-10-25 2007-07-21
ATE912 SHARE Ka Hei 佘嘉晞 RE Dealing in Securities 2009-08-10 2013-01-15
ATH481 TSANG Chiu Ching 曾昭政 RE Dealing in Securities 2009-08-10 2011-12-31
ATI396 LEUNG Chui Wa 梁翠華 RE Dealing in Securities 2009-08-13
ATO191 LEUNG Wai Yu 梁惠瑜 RE Dealing in Securities 2009-08-31
BGD851 CHAU Wai 鄒偉 RE Dealing in Securities 2015-11-11 2017-10-30
BNG477 TANG Lok Yan 鄧樂欣 RE Dealing in Securities 2018-08-27

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