Hong Kong SFC licence institution ACI593, North Sea Securities Limited 立生證券有限公司

These are the licence-holders that were found for SFC licence institution ACI593 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA030 CHEN Wah Nam 陳華南 RE Dealing in Securities 2003-04-01 2004-12-01
AAA030 CHEN Wah Nam 陳華南 RE Dealing in Securities 2008-06-18
AAA030 CHEN Wah Nam 陳華南 RE Advising on Securities 2003-04-01 2004-10-29
AAA030 CHEN Wah Nam 陳華南 RE Advising on Corporate Finance 2003-04-01 2004-10-29
AAA030 CHEN Wah Nam 陳華南 RE Asset Management 2003-04-01 2004-10-29
AAA039 KWAN Kit Hing 關潔馨 RE Dealing in Securities 2003-04-01 2010-05-08
AAA039 KWAN Kit Hing 關潔馨 RE Advising on Securities 2003-04-01 2004-10-29
AAA039 KWAN Kit Hing 關潔馨 RE Advising on Corporate Finance 2003-04-01 2004-10-29
AAA039 KWAN Kit Hing 關潔馨 RE Asset Management 2003-04-01 2004-10-29
AAA051 LAU Man Yee, Maria 劉曼儀 RO Dealing in Securities 2003-04-01
AAA051 LAU Man Yee, Maria 劉曼儀 RO Advising on Securities 2003-04-01 2004-07-21
AAA051 LAU Man Yee, Maria 劉曼儀 RO Advising on Corporate Finance 2003-04-01 2004-07-21
AAA051 LAU Man Yee, Maria 劉曼儀 RO Asset Management 2003-04-01 2004-07-21
ABE389 MAK Shui Bun 麥紹彬 RE Dealing in Securities 2003-04-01 2003-04-30
ABE389 MAK Shui Bun 麥紹彬 RE Advising on Securities 2003-04-01 2003-04-30
ABE389 MAK Shui Bun 麥紹彬 RE Advising on Corporate Finance 2003-04-01 2003-04-30
ABE389 MAK Shui Bun 麥紹彬 RE Asset Management 2003-04-01 2003-04-30
ABG049 MAK Kwei Hai 麥桂禧 RO Dealing in Securities 2003-04-01
ABG049 MAK Kwei Hai 麥桂禧 RO Advising on Securities 2003-04-01 2004-10-29
ABG049 MAK Kwei Hai 麥桂禧 RO Advising on Corporate Finance 2003-04-01 2004-10-29
ABG049 MAK Kwei Hai 麥桂禧 RO Asset Management 2003-04-01 2004-10-29
ABL512 HO Shuk Fun 何淑芬 RE Dealing in Securities 2003-04-01
ABL512 HO Shuk Fun 何淑芬 RE Advising on Securities 2003-04-01 2004-10-29
ABL512 HO Shuk Fun 何淑芬 RE Advising on Corporate Finance 2003-04-01 2004-10-29
ABL512 HO Shuk Fun 何淑芬 RE Asset Management 2003-04-01 2004-10-29
AEO591 SUN Chor Fun, Polly 孫楚芬 RE Dealing in Securities 2003-04-01 2003-04-30
AEO591 SUN Chor Fun, Polly 孫楚芬 RE Advising on Securities 2003-04-01 2003-04-30
AEO591 SUN Chor Fun, Polly 孫楚芬 RE Advising on Corporate Finance 2003-04-01 2003-04-30
AEO591 SUN Chor Fun, Polly 孫楚芬 RE Asset Management 2003-04-01 2003-04-30
AGK968 MOK Athena 莫菀蘭 RE Dealing in Securities 2003-04-01 2004-08-03
AGK968 MOK Athena 莫菀蘭 RE Advising on Securities 2003-04-01 2004-08-03
AGK968 MOK Athena 莫菀蘭 RE Advising on Corporate Finance 2003-04-01 2004-08-03
AGK968 MOK Athena 莫菀蘭 RE Asset Management 2003-04-01 2004-08-03
BAK497 LEUNG Kiu Fung 梁翹峯 RE Dealing in Securities 2012-11-29 2017-10-13

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