Below are the licence-holders that were found for SFC licence institution ACI710 on the SFC website.
Chan Ngok Ming Securities Limited
陳岳明證券有限公司
Key for Role: RE = Respresentative, RO = Responsible Officer
| SFC code | English name | Chinese name | Role | Activity | Start date | End date |
|---|---|---|---|---|---|---|
| AAB553 | CHAN Ngok Ming | 陳岳明 | RO | Dealing in Securities | 2003-04-01 | 2004-09-05 |
| AAB553 | CHAN Ngok Ming | 陳岳明 | RO | Advising on Securities | 2003-04-01 | 2004-09-05 |
| AAB553 | CHAN Ngok Ming | 陳岳明 | RO | Advising on Corporate Finance | 2003-04-01 | 2004-09-05 |
| AAB553 | CHAN Ngok Ming | 陳岳明 | RO | Asset Management | 2003-04-01 | 2004-09-05 |
| AAB558 | CHAN Wing Keung | 陳永強 | RO | Dealing in Securities | 2003-04-01 | 2005-04-01 |
| AAB558 | CHAN Wing Keung | 陳永強 | RO | Advising on Securities | 2003-04-01 | 2004-11-04 |
| AAB558 | CHAN Wing Keung | 陳永強 | RO | Advising on Corporate Finance | 2003-04-01 | 2004-11-04 |
| AAB558 | CHAN Wing Keung | 陳永強 | RO | Asset Management | 2003-04-01 | 2004-11-04 |
| AAB564 | SIU Siu Ling | 蕭小玲 | RE | Dealing in Securities | 2003-04-01 | 2005-04-14 |
| AAB564 | SIU Siu Ling | 蕭小玲 | RE | Advising on Securities | 2003-04-01 | 2004-11-04 |
| AAB564 | SIU Siu Ling | 蕭小玲 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-11-04 |
| AAB564 | SIU Siu Ling | 蕭小玲 | RE | Asset Management | 2003-04-01 | 2004-11-04 |
| AAD681 | CHAN Yin Kan | 陳應根 | RE | Dealing in Securities | 2003-04-01 | |
| AAD681 | CHAN Yin Kan | 陳應根 | RE | Advising on Securities | 2003-04-01 | 2003-11-19 |
| AAD681 | CHAN Yin Kan | 陳應根 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-11-19 |
| AAD681 | CHAN Yin Kan | 陳應根 | RE | Asset Management | 2003-04-01 | 2003-11-19 |
| ABE592 | CHAN Wing Wang | 陳永宏 | RO | Dealing in Securities | 2003-04-01 | |
| ABE592 | CHAN Wing Wang | 陳永宏 | RO | Advising on Securities | 2003-04-01 | 2004-11-04 |
| ABE592 | CHAN Wing Wang | 陳永宏 | RO | Advising on Corporate Finance | 2003-04-01 | 2004-11-04 |
| ABE592 | CHAN Wing Wang | 陳永宏 | RO | Asset Management | 2003-04-01 | 2004-11-04 |
| ABM341 | LUI Kit Yee | 雷潔儀 | RE | Dealing in Securities | 2005-03-01 | |
| ABY889 | CHAN Wai Yee, Winnie | 陳慧薏 | RE | Dealing in Securities | 2003-04-01 | 2005-03-08 |
| ABY889 | CHAN Wai Yee, Winnie | 陳慧薏 | RO | Dealing in Securities | 2005-03-08 | |
| ABY889 | CHAN Wai Yee, Winnie | 陳慧薏 | RE | Advising on Securities | 2003-04-01 | 2004-06-11 |
| ABY889 | CHAN Wai Yee, Winnie | 陳慧薏 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-06-11 |
| ABY889 | CHAN Wai Yee, Winnie | 陳慧薏 | RE | Asset Management | 2003-04-01 | 2004-06-11 |
| ALB794 | CHAN Wing Hang | 陳永恆 | RE | Dealing in Securities | 2004-09-01 | 2007-10-09 |
| ANB851 | CHAN Wai Yin, Pinco | 陳慧賢 | RE | Dealing in Securities | 2006-04-19 |
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