Hong Kong SFC licence institution ACI710, Chan Ngok Ming Securities Limited 陳岳明證券有限公司

These are the licence-holders that were found for SFC licence institution ACI710 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB553 CHAN Ngok Ming 陳岳明 RO Dealing in Securities 2003-04-01 2004-09-05
AAB553 CHAN Ngok Ming 陳岳明 RO Advising on Securities 2003-04-01 2004-09-05
AAB553 CHAN Ngok Ming 陳岳明 RO Advising on Corporate Finance 2003-04-01 2004-09-05
AAB553 CHAN Ngok Ming 陳岳明 RO Asset Management 2003-04-01 2004-09-05
AAB558 CHAN Wing Keung 陳永強 RO Dealing in Securities 2003-04-01 2005-04-01
AAB558 CHAN Wing Keung 陳永強 RO Advising on Securities 2003-04-01 2004-11-04
AAB558 CHAN Wing Keung 陳永強 RO Advising on Corporate Finance 2003-04-01 2004-11-04
AAB558 CHAN Wing Keung 陳永強 RO Asset Management 2003-04-01 2004-11-04
AAB564 SIU Siu Ling 蕭小玲 RE Dealing in Securities 2003-04-01 2005-04-14
AAB564 SIU Siu Ling 蕭小玲 RE Advising on Securities 2003-04-01 2004-11-04
AAB564 SIU Siu Ling 蕭小玲 RE Advising on Corporate Finance 2003-04-01 2004-11-04
AAB564 SIU Siu Ling 蕭小玲 RE Asset Management 2003-04-01 2004-11-04
AAD681 CHAN Yin Kan 陳應根 RE Dealing in Securities 2003-04-01
AAD681 CHAN Yin Kan 陳應根 RE Advising on Securities 2003-04-01 2003-11-19
AAD681 CHAN Yin Kan 陳應根 RE Advising on Corporate Finance 2003-04-01 2003-11-19
AAD681 CHAN Yin Kan 陳應根 RE Asset Management 2003-04-01 2003-11-19
ABE592 CHAN Wing Wang 陳永宏 RO Dealing in Securities 2003-04-01
ABE592 CHAN Wing Wang 陳永宏 RO Advising on Securities 2003-04-01 2004-11-04
ABE592 CHAN Wing Wang 陳永宏 RO Advising on Corporate Finance 2003-04-01 2004-11-04
ABE592 CHAN Wing Wang 陳永宏 RO Asset Management 2003-04-01 2004-11-04
ABM341 LUI Kit Yee 雷潔儀 RE Dealing in Securities 2005-03-01
ABY889 CHAN Wai Yee, Winnie 陳慧薏 RE Dealing in Securities 2003-04-01 2005-03-08
ABY889 CHAN Wai Yee, Winnie 陳慧薏 RO Dealing in Securities 2005-03-08
ABY889 CHAN Wai Yee, Winnie 陳慧薏 RE Advising on Securities 2003-04-01 2004-06-11
ABY889 CHAN Wai Yee, Winnie 陳慧薏 RE Advising on Corporate Finance 2003-04-01 2004-06-11
ABY889 CHAN Wai Yee, Winnie 陳慧薏 RE Asset Management 2003-04-01 2004-06-11
ALB794 CHAN Wing Hang 陳永恆 RE Dealing in Securities 2004-09-01 2007-10-09
ANB851 CHAN Wai Yin, Pinco 陳慧賢 RE Dealing in Securities 2006-04-19

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