Hong Kong SFC licence institution ACI905, Thing On Securities Limited 晉安證券有限公司

These are the licence-holders that were found for SFC licence institution ACI905 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA936 YAU Yuen Ming 丘遠明 RO Dealing in Securities 2003-04-01 2005-05-17
AAA936 YAU Yuen Ming 丘遠明 RO Advising on Securities 2003-04-01 2004-11-29
AAA936 YAU Yuen Ming 丘遠明 RO Advising on Corporate Finance 2003-04-01 2004-11-29
AAA936 YAU Yuen Ming 丘遠明 RO Asset Management 2003-04-01 2004-11-29
AAE473 WONG Cho Ming 王灶明 RE Dealing in Securities 2003-04-01
AAE473 WONG Cho Ming 王灶明 RE Advising on Securities 2003-04-01 2004-11-29
AAE473 WONG Cho Ming 王灶明 RE Advising on Corporate Finance 2003-04-01 2004-11-29
AAE473 WONG Cho Ming 王灶明 RE Asset Management 2003-04-01 2004-11-29
AAF890 CHOW Tsun Kit 周俊潔 RE Dealing in Securities 2003-04-01 2004-10-25
AAF890 CHOW Tsun Kit 周俊潔 RE Advising on Securities 2003-04-01 2004-10-25
AAF890 CHOW Tsun Kit 周俊潔 RE Advising on Corporate Finance 2003-04-01 2004-10-25
AAF890 CHOW Tsun Kit 周俊潔 RE Asset Management 2003-04-01 2004-10-25
AAG656 SHIU Tak Shun, Frankie 邵德順 RE Dealing in Securities 2003-04-01 2014-10-14
AAG656 SHIU Tak Shun, Frankie 邵德順 RE Advising on Securities 2003-04-01 2004-11-29
AAG656 SHIU Tak Shun, Frankie 邵德順 RE Advising on Corporate Finance 2003-04-01 2004-11-29
AAG656 SHIU Tak Shun, Frankie 邵德順 RE Asset Management 2003-04-01 2004-11-29
ABO232 MAN Yau Kan 萬幼勤 RE Dealing in Securities 2003-04-01 2005-03-25
ABO232 MAN Yau Kan 萬幼勤 RE Advising on Securities 2003-04-01 2004-11-29
ABO232 MAN Yau Kan 萬幼勤 RE Advising on Corporate Finance 2003-04-01 2004-11-29
ABO232 MAN Yau Kan 萬幼勤 RE Asset Management 2003-04-01 2004-11-29
ACI594 WONG Fung Yuen 王逢源 RO Dealing in Securities 2003-04-01
ACI594 WONG Fung Yuen 王逢源 RO Advising on Securities 2003-04-01 2004-11-29
ACI594 WONG Fung Yuen 王逢源 RO Advising on Corporate Finance 2003-04-01 2004-11-29
ACI594 WONG Fung Yuen 王逢源 RO Asset Management 2003-04-01 2004-11-29
ACJ205 WONG Chung Tak 王聰德 RE Dealing in Securities 2003-04-01 2005-11-11
ACJ205 WONG Chung Tak 王聰德 RE Dealing in Securities 2006-05-15
ACJ205 WONG Chung Tak 王聰德 RO Dealing in Securities 2005-11-11 2006-05-15
ACJ205 WONG Chung Tak 王聰德 RE Advising on Securities 2003-04-01 2004-11-29
ACJ205 WONG Chung Tak 王聰德 RE Advising on Corporate Finance 2003-04-01 2004-11-29
ACJ205 WONG Chung Tak 王聰德 RE Asset Management 2003-04-01 2004-11-29
AEG822 HUNG Pak Cheung 洪泊章 RE Dealing in Securities 2003-04-01 2005-08-02
AEG822 HUNG Pak Cheung 洪泊章 RO Dealing in Securities 2005-08-02
AEG822 HUNG Pak Cheung 洪泊章 RE Advising on Securities 2003-04-01 2004-11-29
AEG822 HUNG Pak Cheung 洪泊章 RE Advising on Corporate Finance 2003-04-01 2004-11-29
AEG822 HUNG Pak Cheung 洪泊章 RE Asset Management 2003-04-01 2004-11-29
AEJ178 YAU Ka Lun, Alan 丘嘉倫 RE Dealing in Securities 2003-04-01 2016-06-01
AEJ178 YAU Ka Lun, Alan 丘嘉倫 RE Advising on Securities 2003-04-01 2004-11-29
AEJ178 YAU Ka Lun, Alan 丘嘉倫 RE Advising on Corporate Finance 2003-04-01 2004-11-29
AEJ178 YAU Ka Lun, Alan 丘嘉倫 RE Asset Management 2003-04-01 2004-11-29
AEX103 CHONG Kally 莊嘉俐 RO Dealing in Securities 2003-04-01 2003-10-10
AEX103 CHONG Kally 莊嘉俐 RO Advising on Securities 2003-04-01 2003-10-10
AIB759 WONG NGO Derick 王文俊 RE Dealing in Securities 2008-07-16 2012-03-21
AIB759 WONG NGO Derick 王文俊 RO Dealing in Securities 2012-03-21
APP451 LAM Sui Yuen, Laura 林瑞苑 RE Dealing in Securities 2007-10-10
AQA674 LAU Man Yin, Gloria 劉敏妍 RE Dealing in Securities 2007-12-27 2010-03-08
AQV695 GAW Melvin Wong 蔡永強 RE Dealing in Securities 2008-05-21 2008-06-06
AXV218 WONG Ka Yeung, Roland 王家揚 RE Dealing in Securities 2011-09-07
BHZ119 YANG Tiantian 楊田田 RE Dealing in Securities 2016-09-23

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