Hong Kong SFC licence institution ACJ591, Schroder Investment Management (Hong Kong) Limited

These are the licence-holders that were found for SFC licence institution ACJ591 on the SFC website.

Get in touch for API access to all sorts of public Hong Kong data

Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAE203 BOYCE Ian Duncan RO Advising on Securities 2003-04-01 2014-04-30
AAE203 BOYCE Ian Duncan RO Advising on Corporate Finance 2003-04-01 2003-08-01
AAE203 BOYCE Ian Duncan RO Asset Management 2003-04-01 2003-08-01
AAJ229 LUI Yin Tat 雷賢達 RE Dealing in Securities 2009-03-17 2016-04-22
AAJ229 LUI Yin Tat 雷賢達 RO Dealing in Securities 2003-04-01 2009-03-17
AAJ229 LUI Yin Tat 雷賢達 RE Advising on Securities 2009-03-17 2013-02-01
AAJ229 LUI Yin Tat 雷賢達 RO Advising on Securities 2003-04-01 2009-03-17
AAJ229 LUI Yin Tat 雷賢達 RO Advising on Futures Contracts 2003-04-01 2004-09-13
AAJ229 LUI Yin Tat 雷賢達 RO Advising on Corporate Finance 2003-04-01 2003-08-01
AAJ229 LUI Yin Tat 雷賢達 RE Asset Management 2009-03-17 2013-02-01
AAJ229 LUI Yin Tat 雷賢達 RO Asset Management 2003-04-01 2009-03-17
AAJ835 LAU Tse Fung 劉子峯 RE Asset Management 2010-06-09 2010-07-21
AAZ357 OSBORN Adam Gihon RE Advising on Securities 2003-04-01
AAZ357 OSBORN Adam Gihon RE Advising on Corporate Finance 2003-04-01 2003-06-25
AAZ357 OSBORN Adam Gihon RE Asset Management 2003-04-01 2003-06-25
AAZ357 OSBORN Adam Gihon RE Asset Management 2006-09-21
ABD063 KI Shui Ping 祁瑞萍 RE Dealing in Securities 2003-04-01
ABD063 KI Shui Ping 祁瑞萍 RE Advising on Securities 2003-04-01 2003-06-25
ABD063 KI Shui Ping 祁瑞萍 RE Advising on Corporate Finance 2003-04-01 2003-06-25
ABD063 KI Shui Ping 祁瑞萍 RE Asset Management 2003-04-01 2003-06-25
ABK611 YAU Oi Man, Maurien 丘愛敏 RE Advising on Securities 2004-09-23
ACC003 FUNG Ching Suet, Wendy 馮靜雪 RE Advising on Securities 2003-04-01 2003-10-10
ACC003 FUNG Ching Suet, Wendy 馮靜雪 RE Advising on Corporate Finance 2003-04-01 2003-06-25
ACC003 FUNG Ching Suet, Wendy 馮靜雪 RE Asset Management 2003-04-01 2003-10-10
ACE850 MACKAY Neil Alexander RE Advising on Securities 2007-11-16 2009-11-30
ACE850 MACKAY Neil Alexander RE Asset Management 2007-11-16 2009-11-30
ACI097 CHENG Wai Fai, William 鄭偉輝 RE Advising on Securities 2003-04-01 2013-11-29
ACI097 CHENG Wai Fai, William 鄭偉輝 RE Advising on Corporate Finance 2003-04-01 2003-06-25
ACI097 CHENG Wai Fai, William 鄭偉輝 RE Asset Management 2003-04-01 2013-11-29
ACI102 PARBROOK Robin Stewart RE Advising on Securities 2008-04-06
ACI102 PARBROOK Robin Stewart RO Advising on Securities 2003-04-01 2008-04-06
ACI102 PARBROOK Robin Stewart RE Asset Management 2008-04-06
ACI102 PARBROOK Robin Stewart RO Asset Management 2003-04-01 2008-04-06
ACI103 SCOTT Elisabeth Charlotte RE Dealing in Securities 2008-04-06 2009-12-08
ACI103 SCOTT Elisabeth Charlotte RO Dealing in Securities 2003-04-01 2008-04-06
ACI103 SCOTT Elisabeth Charlotte RE Advising on Securities 2008-04-06 2009-12-08
ACI103 SCOTT Elisabeth Charlotte RO Advising on Securities 2003-04-01 2008-04-06
ACI103 SCOTT Elisabeth Charlotte RO Advising on Corporate Finance 2003-04-01 2003-08-06
ACI103 SCOTT Elisabeth Charlotte RE Asset Management 2008-04-06 2009-12-08
ACI103 SCOTT Elisabeth Charlotte RO Asset Management 2003-04-01 2008-04-06
ACJ622 TSANG Wai Sze, Selina 曾慧詩 RE Advising on Securities 2003-04-01 2007-06-01
ACJ622 TSANG Wai Sze, Selina 曾慧詩 RE Advising on Corporate Finance 2003-04-01 2003-06-25
ACJ622 TSANG Wai Sze, Selina 曾慧詩 RE Asset Management 2003-04-01 2007-06-01
ACS196 LAW Yuet Yee, Clara 羅月兒 RE Dealing in Securities 2003-06-16 2005-08-10
ACS196 LAW Yuet Yee, Clara 羅月兒 RE Dealing in Securities 2006-02-08 2006-04-12
ACS196 LAW Yuet Yee, Clara 羅月兒 RO Dealing in Securities 2005-08-10 2006-02-08
ACS196 LAW Yuet Yee, Clara 羅月兒 RO Dealing in Securities 2006-04-12
ACS196 LAW Yuet Yee, Clara 羅月兒 RE Advising on Securities 2003-04-01
ACS196 LAW Yuet Yee, Clara 羅月兒 RE Advising on Corporate Finance 2003-04-01 2003-06-16
ACS196 LAW Yuet Yee, Clara 羅月兒 RE Asset Management 2003-04-01 2003-06-16
ACS638 LUK Kim Ping 陸劍平 RE Dealing in Securities 2008-08-27 2010-07-30
ACS638 LUK Kim Ping 陸劍平 RE Advising on Securities 2003-04-01 2010-07-30
ACS638 LUK Kim Ping 陸劍平 RE Advising on Corporate Finance 2003-04-01 2003-06-25
ACS638 LUK Kim Ping 陸劍平 RE Asset Management 2003-04-01 2003-06-25
ACS638 LUK Kim Ping 陸劍平 RE Asset Management 2008-08-27 2010-07-30
ACS819 DEBRUYNE Lieven M. O. RE Dealing in Securities 2005-09-28 2006-03-21
ACS819 DEBRUYNE Lieven M. O. RO Dealing in Securities 2006-03-21
ACS819 DEBRUYNE Lieven M. O. RE Advising on Securities 2005-09-21 2008-02-01
ACS819 DEBRUYNE Lieven M. O. RO Advising on Securities 2008-02-01
ACS819 DEBRUYNE Lieven M. O. RE Asset Management 2005-12-12 2008-02-01
ACS819 DEBRUYNE Lieven M. O. RO Asset Management 2008-02-01
ACX489 SHUM Ka Chun, Taro 岑嘉俊 RE Dealing in Securities 2003-04-01 2003-06-25
ACX489 SHUM Ka Chun, Taro 岑嘉俊 RE Advising on Securities 2003-04-01 2012-02-06
ACX489 SHUM Ka Chun, Taro 岑嘉俊 RE Advising on Corporate Finance 2003-04-01 2003-06-25
ACX489 SHUM Ka Chun, Taro 岑嘉俊 RE Asset Management 2003-04-01 2012-02-06
ACZ116 CHUM Pak Hing, Terrace 覃伯興 RE Dealing in Securities 2003-04-01 2003-06-25
ACZ116 CHUM Pak Hing, Terrace 覃伯興 RE Advising on Securities 2003-04-01 2006-03-31
ACZ116 CHUM Pak Hing, Terrace 覃伯興 RE Advising on Corporate Finance 2003-04-01 2003-06-25
ACZ116 CHUM Pak Hing, Terrace 覃伯興 RE Asset Management 2003-04-01 2006-03-31
ADA869 LO Wai Leung 盧偉良 RE Advising on Securities 2003-04-01 2008-04-09
ADA869 LO Wai Leung 盧偉良 RO Advising on Securities 2008-04-09
ADA869 LO Wai Leung 盧偉良 RE Advising on Corporate Finance 2003-04-01 2003-06-25
ADA869 LO Wai Leung 盧偉良 RE Asset Management 2003-04-01 2008-04-09
ADA869 LO Wai Leung 盧偉良 RO Asset Management 2008-04-09
ADD792 KONG Cheuk Hang 江焯亨 RE Dealing in Securities 2003-04-01 2003-12-11
ADD792 KONG Cheuk Hang 江焯亨 RE Advising on Securities 2003-04-01 2003-12-11
ADD792 KONG Cheuk Hang 江焯亨 RE Advising on Corporate Finance 2003-04-01 2003-06-25
ADD792 KONG Cheuk Hang 江焯亨 RE Asset Management 2003-04-01 2003-12-11
ADE163 HUDSON Toby Walpole RE Advising on Securities 2003-04-01
ADE163 HUDSON Toby Walpole RE Advising on Corporate Finance 2003-04-01 2003-07-03
ADE163 HUDSON Toby Walpole RE Asset Management 2003-04-01
ADJ631 LUO Laura Ying 羅瑩 RE Advising on Securities 2003-04-01 2013-07-25
ADJ631 LUO Laura Ying 羅瑩 RE Advising on Corporate Finance 2003-04-01 2003-07-02
ADJ631 LUO Laura Ying 羅瑩 RE Asset Management 2003-04-01 2013-07-25
ADP222 AYRES Frank Alan RE Dealing in Securities 2010-06-22 2010-06-24
ADP222 AYRES Frank Alan RE Dealing in Securities 2016-10-24 2016-10-26
ADQ861 SHUM Richard 岑傑誠 RE Advising on Securities 2003-04-01 2003-12-11
ADQ861 SHUM Richard 岑傑誠 RE Advising on Futures Contracts 2003-04-01 2003-07-28
ADQ861 SHUM Richard 岑傑誠 RO Advising on Futures Contracts 2003-07-28 2003-12-11
ADQ861 SHUM Richard 岑傑誠 RE Advising on Corporate Finance 2003-04-01 2003-06-16
ADQ861 SHUM Richard 岑傑誠 RE Asset Management 2003-04-01 2003-12-11
ADT504 TAI Yuk Yi, Amy 戴玉儀 RE Dealing in Securities 2012-06-15
ADT504 TAI Yuk Yi, Amy 戴玉儀 RE Advising on Securities 2012-06-15
ADT504 TAI Yuk Yi, Amy 戴玉儀 RE Asset Management 2012-06-15
ADW623 VAN DER SCHAFT Pieter RE Dealing in Securities 2012-11-28 2014-04-30
ADW623 VAN DER SCHAFT Pieter RE Advising on Securities 2012-11-28 2014-04-30
ADW623 VAN DER SCHAFT Pieter RE Asset Management 2012-11-28 2014-04-30
ADW712 CHOW Yan Yan 周茵茵 RE Dealing in Securities 2003-09-03
ADW938 LI Man Ling 李蔓玲 RE Dealing in Securities 2003-04-01 2003-04-17
ADW938 LI Man Ling 李蔓玲 RE Advising on Securities 2003-04-01 2003-04-17
ADW938 LI Man Ling 李蔓玲 RE Advising on Corporate Finance 2003-04-01 2003-04-17
ADW938 LI Man Ling 李蔓玲 RE Asset Management 2003-04-01 2003-04-17
ADW939 CHALMERS Nicholas RE Dealing in Securities 2003-04-01 2004-04-14
ADW939 CHALMERS Nicholas RE Advising on Securities 2003-04-01 2004-04-14
ADW939 CHALMERS Nicholas RE Advising on Corporate Finance 2003-04-01 2003-07-03
ADW939 CHALMERS Nicholas RE Asset Management 2003-04-01 2004-04-14
AEA524 HUI Sau Wai 許秀慧 RE Dealing in Securities 2003-04-01 2003-06-25
AEA524 HUI Sau Wai 許秀慧 RE Advising on Securities 2003-04-01 2004-04-26
AEA524 HUI Sau Wai 許秀慧 RE Advising on Corporate Finance 2003-04-01 2003-06-25
AEA524 HUI Sau Wai 許秀慧 RE Asset Management 2003-04-01 2004-04-26
AEB972 TSE Chi Ho 謝志豪 RE Dealing in Securities 2006-02-22 2008-02-02
AED278 KWAN Ka Po 關嘉寶 RE Dealing in Securities 2003-04-01 2007-06-21
AED278 KWAN Ka Po 關嘉寶 RE Advising on Securities 2003-04-01 2003-06-25
AED278 KWAN Ka Po 關嘉寶 RE Advising on Corporate Finance 2003-04-01 2003-06-25
AED278 KWAN Ka Po 關嘉寶 RE Asset Management 2003-04-01 2003-06-25
AEE248 LIU Wai Keung 廖偉強 RE Dealing in Securities 2004-10-28
AEG451 LAM Yuen Ngar, Ginie 林宛雅 RE Dealing in Securities 2017-08-11 2018-03-20
AEG451 LAM Yuen Ngar, Ginie 林宛雅 RO Dealing in Securities 2018-03-20
AEG451 LAM Yuen Ngar, Ginie 林宛雅 RE Advising on Securities 2017-08-11 2018-03-20
AEG451 LAM Yuen Ngar, Ginie 林宛雅 RO Advising on Securities 2018-03-20
AEI384 KAM Stephen Cheuk Hang 甘卓亨 RE Dealing in Securities 2018-11-01
AEI384 KAM Stephen Cheuk Hang 甘卓亨 RE Advising on Securities 2018-11-01
AEI384 KAM Stephen Cheuk Hang 甘卓亨 RE Asset Management 2018-11-01
AEN528 LAU Chi Kin 劉志堅 RE Advising on Securities 2003-04-01 2005-04-08
AEN528 LAU Chi Kin 劉志堅 RE Advising on Corporate Finance 2003-04-01 2003-06-25
AEN528 LAU Chi Kin 劉志堅 RE Asset Management 2003-04-01 2003-06-25
AEO754 KWAN Wai Yee, Anna 關慧儀 RE Dealing in Securities 2010-08-13 2011-05-10
AEO754 KWAN Wai Yee, Anna 關慧儀 RE Advising on Securities 2010-08-13 2011-05-10
AEO754 KWAN Wai Yee, Anna 關慧儀 RE Asset Management 2010-08-13 2011-05-10
AEQ897 CAMPION James Edmund RO Dealing in Securities 2003-04-01 2004-07-12
AEQ897 CAMPION James Edmund RO Advising on Securities 2003-04-01 2004-07-12
AEQ897 CAMPION James Edmund RO Asset Management 2003-04-01 2003-08-01
AEU334 CHUNG Francis Chuan-pu 叢川普 RO Advising on Securities 2003-04-01 2007-05-01
AEU334 CHUNG Francis Chuan-pu 叢川普 RO Asset Management 2003-04-01 2003-08-01
AEU334 CHUNG Francis Chuan-pu 叢川普 RO Asset Management 2005-02-15 2007-05-01
AEV538 WOOLDRIDGE Sherry Lin 林淑娥 RE Advising on Securities 2010-05-03
AEX263 WONG Ngar Men, Amelia 黃雅雯 RE Advising on Securities 2007-11-09
AEX263 WONG Ngar Men, Amelia 黃雅雯 RE Asset Management 2007-11-09
AEY549 LEE Man Kit 李文傑 RE Advising on Securities 2012-07-30
AEY549 LEE Man Kit 李文傑 RE Asset Management 2012-07-30
AFA836 SZE Pui Kay 施培基 RE Dealing in Securities 2005-09-02 2014-08-16
AFC145 YUEN Man Suet 袁漫雪 RE Dealing in Securities 2003-04-01 2003-06-25
AFC145 YUEN Man Suet 袁漫雪 RE Advising on Securities 2003-04-01 2003-11-26
AFC145 YUEN Man Suet 袁漫雪 RE Advising on Corporate Finance 2003-04-01 2003-06-25
AFC145 YUEN Man Suet 袁漫雪 RE Asset Management 2003-04-01 2003-11-26
AFD506 HO Wai Yee, Winnie 何慧兒 RE Dealing in Securities 2006-08-04 2012-08-21
AFD506 HO Wai Yee, Winnie 何慧兒 RE Advising on Securities 2006-08-04 2012-08-21
AFD506 HO Wai Yee, Winnie 何慧兒 RE Asset Management 2006-08-04 2012-08-21
AFG706 MACKENZIE David Kirkwood RE Dealing in Securities 2017-09-29 2018-01-22
AFG706 MACKENZIE David Kirkwood RO Dealing in Securities 2018-01-22
AFG706 MACKENZIE David Kirkwood RE Advising on Securities 2006-02-10 2018-01-22
AFG706 MACKENZIE David Kirkwood RO Advising on Securities 2018-01-22
AFG706 MACKENZIE David Kirkwood RE Asset Management 2006-02-08 2013-12-27
AFG706 MACKENZIE David Kirkwood RO Asset Management 2013-12-27
AFI268 CHAN Yuen Yee, Pinky 陳婉儀 RE Dealing in Securities 2008-08-27
AFI268 CHAN Yuen Yee, Pinky 陳婉儀 RE Advising on Securities 2003-04-01
AFI268 CHAN Yuen Yee, Pinky 陳婉儀 RE Advising on Corporate Finance 2003-04-01 2003-06-25
AFI268 CHAN Yuen Yee, Pinky 陳婉儀 RE Asset Management 2003-04-01 2003-06-25
AFI268 CHAN Yuen Yee, Pinky 陳婉儀 RE Asset Management 2008-08-27
AFI432 LEE Shuk Tak, Elaine 李淑德 RE Advising on Securities 2003-04-01
AFI432 LEE Shuk Tak, Elaine 李淑德 RE Advising on Corporate Finance 2003-04-01 2003-06-25
AFI432 LEE Shuk Tak, Elaine 李淑德 RE Asset Management 2003-04-01 2003-06-25
AFM299 TAM Kit Sai 譚潔茜 RE Dealing in Securities 2003-04-01 2008-06-23
AFM299 TAM Kit Sai 譚潔茜 RE Advising on Securities 2003-04-01 2003-06-25
AFM299 TAM Kit Sai 譚潔茜 RE Advising on Corporate Finance 2003-04-01 2003-06-25
AFM299 TAM Kit Sai 譚潔茜 RE Asset Management 2003-04-01 2003-06-25
AFN905 LEE Sai Yin 李世賢 RE Dealing in Securities 2007-10-02 2018-05-02
AFN905 LEE Sai Yin 李世賢 RO Dealing in Securities 2018-05-02
AFN905 LEE Sai Yin 李世賢 RE Advising on Securities 2007-10-02 2018-05-02
AFN905 LEE Sai Yin 李世賢 RO Advising on Securities 2018-05-02
AFN905 LEE Sai Yin 李世賢 RE Asset Management 2007-10-02
AFO588 TANG On Key, Angela 鄧安琪 RE Dealing in Securities 2008-08-11
AFO588 TANG On Key, Angela 鄧安琪 RE Advising on Securities 2008-08-11
AFO588 TANG On Key, Angela 鄧安琪 RE Asset Management 2008-08-11
AFP787 CHAN See Yin, Abraham 陳思賢 RE Advising on Securities 2004-07-02 2009-01-02
AFP787 CHAN See Yin, Abraham 陳思賢 RE Asset Management 2004-07-02 2009-01-02
AFQ009 HUI Tsz Fung 許子峰 RE Advising on Securities 2003-04-01 2016-05-04
AFQ009 HUI Tsz Fung 許子峰 RO Advising on Securities 2016-05-04
AFQ009 HUI Tsz Fung 許子峰 RE Advising on Corporate Finance 2003-04-01 2003-06-25
AFQ009 HUI Tsz Fung 許子峰 RE Asset Management 2003-04-01 2003-06-25
AFQ009 HUI Tsz Fung 許子峰 RE Asset Management 2015-12-08 2016-05-04
AFQ009 HUI Tsz Fung 許子峰 RO Asset Management 2016-05-04
AFR615 CHEUNG Wing Wo 張永和 RE Advising on Securities 2003-04-01
AFR615 CHEUNG Wing Wo 張永和 RE Advising on Corporate Finance 2003-04-01 2003-06-25
AFR615 CHEUNG Wing Wo 張永和 RE Asset Management 2003-04-01 2003-06-25
AFR616 WONG Chen Lung 黃震龍 RE Advising on Securities 2003-04-01 2003-09-05
AFR616 WONG Chen Lung 黃震龍 RE Advising on Corporate Finance 2003-04-01 2003-06-25
AFR616 WONG Chen Lung 黃震龍 RE Asset Management 2003-04-01 2003-06-25
AFT509 FOK Pui Shan 霍佩珊 RE Dealing in Securities 2003-04-01 2007-05-14
AFT509 FOK Pui Shan 霍佩珊 RE Dealing in Securities 2011-10-11 2015-12-01
AFT509 FOK Pui Shan 霍佩珊 RE Advising on Securities 2003-04-01 2003-06-25
AFT509 FOK Pui Shan 霍佩珊 RE Advising on Corporate Finance 2003-04-01 2003-06-25
AFT509 FOK Pui Shan 霍佩珊 RE Asset Management 2003-04-01 2003-06-25
AFU140 LEE Wai Fung 李韋鋒 RE Dealing in Securities 2003-04-01 2003-06-11
AFU140 LEE Wai Fung 李韋鋒 RE Advising on Securities 2003-04-01 2003-06-12
AFU140 LEE Wai Fung 李韋鋒 RE Advising on Corporate Finance 2003-04-01 2003-06-12
AFU140 LEE Wai Fung 李韋鋒 RE Asset Management 2003-04-01 2003-06-12
AFU803 KUNG Tak Ho 孔德豪 RE Advising on Securities 2003-04-01 2007-06-01
AFU803 KUNG Tak Ho 孔德豪 RE Advising on Corporate Finance 2003-04-01 2003-06-25
AFU803 KUNG Tak Ho 孔德豪 RE Asset Management 2003-04-01 2003-06-25
AFV475 WONG Yuk Wah 黃玉華 RE Advising on Securities 2010-09-28
AFV475 WONG Yuk Wah 黃玉華 RE Asset Management 2010-09-28
AFX333 LEE Shiu Kuen 李少娟 RE Dealing in Securities 2008-09-12 2014-04-27
AFX333 LEE Shiu Kuen 李少娟 RE Advising on Securities 2008-09-12 2014-04-27
AFX333 LEE Shiu Kuen 李少娟 RE Asset Management 2008-09-12 2014-04-27
AFX845 KWOK Ka Pik, Karen 郭嘉碧 RE Dealing in Securities 2005-06-07 2012-07-31
AFY007 HUI Pui Yu 許佩如 RE Dealing in Securities 2010-10-04
AFY007 HUI Pui Yu 許佩如 RE Advising on Securities 2010-10-04
AFY007 HUI Pui Yu 許佩如 RE Asset Management 2010-10-04
AFY162 HO Kelly Ngar Ying 何雅盈 RE Dealing in Securities 2003-04-01 2007-05-07
AFY162 HO Kelly Ngar Ying 何雅盈 RE Advising on Securities 2003-04-01 2003-06-25
AFY162 HO Kelly Ngar Ying 何雅盈 RE Advising on Corporate Finance 2003-04-01 2003-06-25
AFY162 HO Kelly Ngar Ying 何雅盈 RE Asset Management 2003-04-01 2003-06-25
AFY974 LEE Wai Chung, Deborah 李慧中 RE Dealing in Securities 2009-03-16 2010-03-26
AFY974 LEE Wai Chung, Deborah 李慧中 RE Advising on Securities 2009-03-16 2010-03-26
AFY974 LEE Wai Chung, Deborah 李慧中 RE Asset Management 2009-03-16 2010-03-26
AGA026 CHO Yee Kee, Amy 曹綺琪 RE Dealing in Securities 2018-12-14
AGA026 CHO Yee Kee, Amy 曹綺琪 RE Advising on Securities 2018-12-14
AGB455 HO Nim Yan, Vida 何念恩 RE Dealing in Securities 2003-04-01 2003-06-25
AGB455 HO Nim Yan, Vida 何念恩 RE Advising on Securities 2003-04-01 2005-07-07
AGB455 HO Nim Yan, Vida 何念恩 RE Advising on Corporate Finance 2003-04-01 2003-06-25
AGB455 HO Nim Yan, Vida 何念恩 RE Asset Management 2003-04-01 2003-06-25
AGC460 LEE Yee Hing, Stella 李懿馨 RE Advising on Securities 2003-04-01
AGC460 LEE Yee Hing, Stella 李懿馨 RE Advising on Corporate Finance 2003-04-01 2003-06-25
AGC460 LEE Yee Hing, Stella 李懿馨 RE Asset Management 2003-04-01 2003-06-25
AGC966 TAN Amina 陳明雅 RE Dealing in Securities 2003-04-01 2003-06-25
AGC966 TAN Amina 陳明雅 RE Advising on Securities 2003-04-01 2006-11-03
AGC966 TAN Amina 陳明雅 RE Advising on Corporate Finance 2003-04-01 2003-06-25
AGC966 TAN Amina 陳明雅 RE Asset Management 2003-04-01 2003-06-25
AGC966 TAN Amina 陳明雅 RE Asset Management 2004-10-15 2006-11-03
AGD027 TANG Wai Sen 鄧慧珊 RE Dealing in Securities 2005-11-11 2010-01-08
AGD027 TANG Wai Sen 鄧慧珊 RE Advising on Securities 2005-08-17 2010-01-08
AGD027 TANG Wai Sen 鄧慧珊 RE Asset Management 2005-11-11 2010-01-08
AGG014 YUNG Yuk Chun 容玉珍 RE Dealing in Securities 2003-04-01 2003-06-25
AGG014 YUNG Yuk Chun 容玉珍 RE Advising on Securities 2003-04-01 2004-01-16
AGG014 YUNG Yuk Chun 容玉珍 RE Advising on Corporate Finance 2003-04-01 2003-06-25
AGG014 YUNG Yuk Chun 容玉珍 RE Asset Management 2003-04-01 2003-06-25
AGH196 LAU Kwan Chuk, Karen 劉堃竹 RE Advising on Securities 2003-04-01 2004-03-15
AGH196 LAU Kwan Chuk, Karen 劉堃竹 RE Advising on Corporate Finance 2003-04-01 2003-06-25
AGH196 LAU Kwan Chuk, Karen 劉堃竹 RE Asset Management 2003-04-01 2003-06-25
AGJ907 CHAN Chun Man 陳俊文 RE Dealing in Securities 2003-04-01 2005-08-29
AGJ907 CHAN Chun Man 陳俊文 RE Advising on Securities 2003-04-01 2003-06-25
AGJ907 CHAN Chun Man 陳俊文 RE Advising on Corporate Finance 2003-04-01 2003-06-25
AGJ907 CHAN Chun Man 陳俊文 RE Asset Management 2003-04-01 2003-06-25
AGL970 BHATIA Manish RE Advising on Securities 2008-09-02
AGL970 BHATIA Manish RE Asset Management 2008-09-02
AGN028 YOUNG Ho Yip Alan 楊豪業 RE Dealing in Securities 2012-10-10 2014-09-20
AGN028 YOUNG Ho Yip Alan 楊豪業 RE Advising on Securities 2012-10-10 2014-09-20
AGN028 YOUNG Ho Yip Alan 楊豪業 RE Asset Management 2012-10-10 2014-09-20
AGN573 LUONG Jay C. 梁競之 RE Advising on Securities 2008-05-29
AGN573 LUONG Jay C. 梁競之 RE Asset Management 2014-01-02
AGN586 CHIU Mei Fung 趙美鳳 RE Dealing in Securities 2008-10-27
AGO955 YEUNG Ching Lai, Anthony Thomas 楊正禮 RE Dealing in Securities 2017-08-18
AIR095 TSANG Sze Wai, Billy 曾思偉 RE Dealing in Securities 2003-04-01 2004-08-17
AIR095 TSANG Sze Wai, Billy 曾思偉 RE Advising on Securities 2003-04-01 2003-06-25
AIR095 TSANG Sze Wai, Billy 曾思偉 RE Advising on Corporate Finance 2003-04-01 2003-06-25
AIR095 TSANG Sze Wai, Billy 曾思偉 RE Asset Management 2003-04-01 2003-06-25
AIX153 LO Lai Ha 盧麗霞 RE Dealing in Securities 2007-08-21
AJE749 FORD John Michael Frederic RO Advising on Securities 2004-01-12 2005-06-20
AJH130 DANG Yulei 党宇蕾 RE Advising on Securities 2007-07-09 2010-07-31
AKI595 LAM Dennis Saihong 林世康 RE Advising on Securities 2005-02-18 2008-02-28
AKI716 ZHU Hui 朱慧 RE Advising on Securities 2007-06-11 2011-07-30
ALG024 SEEX David Christopher Edward RE Dealing in Securities 2018-04-17 2018-10-12
ALG024 SEEX David Christopher Edward RO Dealing in Securities 2018-10-12
ALG024 SEEX David Christopher Edward RE Advising on Securities 2018-04-17 2018-10-12
ALG024 SEEX David Christopher Edward RO Advising on Securities 2018-10-12
ALI655 BRYANT Steve Roger RE Dealing in Securities 2012-09-12 2012-11-16
ALI655 BRYANT Steve Roger RO Dealing in Securities 2012-11-16
ALI655 BRYANT Steve Roger RE Advising on Securities 2012-09-12 2012-11-16
ALI655 BRYANT Steve Roger RO Advising on Securities 2012-11-16
ALI655 BRYANT Steve Roger RE Asset Management 2012-09-12 2012-10-19
ALJ824 TAN Siew Shen 陳修賢 RE Advising on Securities 2004-10-26 2005-10-08
ALJ927 BROOKS Philip Andrew RE Advising on Securities 2004-10-28 2005-07-15
ALJ927 BROOKS Philip Andrew RE Asset Management 2004-10-28 2005-07-15
ALU196 GOH How Phuang 吳浩藩 RE Dealing in Securities 2006-10-17 2006-11-17
ALU196 GOH How Phuang 吳浩藩 RE Dealing in Securities 2007-03-28 2007-06-08
ALU196 GOH How Phuang 吳浩藩 RE Advising on Securities 2005-03-10 2005-06-10
ALU196 GOH How Phuang 吳浩藩 RE Advising on Securities 2007-06-26 2011-07-23
ALU196 GOH How Phuang 吳浩藩 RE Asset Management 2007-06-26 2011-07-23
AMG900 TSANG Nga Yan, Angela 曾雅恩 RE Dealing in Securities 2008-05-20
AMG900 TSANG Nga Yan, Angela 曾雅恩 RE Advising on Securities 2008-05-20
AMI391 LI Jing 李婧 RE Advising on Securities 2010-11-29 2018-04-27
AMI391 LI Jing 李婧 RE Asset Management 2010-11-29 2018-04-27
AMM410 BROWN Alan John RE Dealing in Securities 2007-05-14 2007-06-13
AMM410 BROWN Alan John RE Dealing in Securities 2008-11-25 2008-11-29
AMM410 BROWN Alan John RE Dealing in Securities 2009-08-24 2009-08-26
AMM410 BROWN Alan John RE Dealing in Securities 2011-04-11 2011-04-15
AMO477 YAN Yuk Hei 嚴煜稀 RE Advising on Securities 2005-10-14 2007-02-23
AMO477 YAN Yuk Hei 嚴煜稀 RE Asset Management 2005-10-14 2007-02-23
AMS328 WEATHERILL Lucas Scott RE Advising on Securities 2005-11-17 2007-05-28
AMS328 WEATHERILL Lucas Scott RE Asset Management 2005-11-17 2007-05-28
AMS702 CONWAY Allan Brian RE Dealing in Securities 2006-11-14 2006-12-14
AMS702 CONWAY Allan Brian RE Dealing in Securities 2007-01-16 2007-02-16
AMS702 CONWAY Allan Brian RE Dealing in Securities 2007-11-26 2007-12-07
AMS702 CONWAY Allan Brian RE Dealing in Securities 2009-10-14 2016-09-27
AMS702 CONWAY Allan Brian RE Advising on Securities 2005-11-23 2005-12-24
AMU534 MARINUCCI Raffaella RE Advising on Securities 2005-12-09 2009-04-30
AMU534 MARINUCCI Raffaella RE Asset Management 2005-12-09 2009-04-30
ANA059 MAISONNEUVE Virginie Monique RE Dealing in Securities 2008-04-11 2008-04-17
ANA059 MAISONNEUVE Virginie Monique RE Dealing in Securities 2009-04-06 2009-04-09
ANA059 MAISONNEUVE Virginie Monique RE Dealing in Securities 2009-05-13 2009-05-15
ANA059 MAISONNEUVE Virginie Monique RE Dealing in Securities 2009-11-16 2013-11-15
ANE767 PANG Matthew Man Yat 彭文逸 RE Dealing in Securities 2015-03-11
ANE767 PANG Matthew Man Yat 彭文逸 RE Advising on Securities 2015-03-11
ANE767 PANG Matthew Man Yat 彭文逸 RE Asset Management 2015-03-11
ANH153 CHOW Charles 周灼健 RE Dealing in Securities 2014-12-08
ANH317 YIU Keung, Ken 姚強 RE Dealing in Securities 2007-06-01 2010-07-14
ANJ199 HASHMI Wajahat Altaf RE Dealing in Securities 2006-05-09 2006-08-09
ANJ209 WU Hui 吳蕙 RE Advising on Securities 2006-05-09 2013-08-16
ANJ471 KOESTER Andreas Josef Johannes RE Dealing in Securities 2006-05-08 2006-06-08
ANJ473 CUSTARD Curtis William RE Dealing in Securities 2006-05-10 2006-06-10
ANJ473 CUSTARD Curtis William RE Dealing in Securities 2007-03-27 2007-04-26
ANM176 LOTHIAN Scott Alan RE Dealing in Securities 2013-09-06 2013-09-06
ANM176 LOTHIAN Scott Alan RE Dealing in Securities 2014-05-13 2014-05-14
ANM486 COGHLAN Richard Anthony Nelson RE Advising on Securities 2006-06-05 2008-01-09
ANM486 COGHLAN Richard Anthony Nelson RO Advising on Securities 2008-01-09 2015-08-01
ANM486 COGHLAN Richard Anthony Nelson RE Asset Management 2006-06-05 2008-01-09
ANM486 COGHLAN Richard Anthony Nelson RO Asset Management 2008-01-09 2015-08-01
ANN077 COLEMAN Lisa Maria RE Dealing in Securities 2006-06-16 2006-07-16
ANP718 TAYLOR Christopher Neil RE Dealing in Securities 2006-06-30 2006-07-30
ANR239 CHENG Kei Pong 鄭祁邦 RE Dealing in Securities 2014-04-03
ANR239 CHENG Kei Pong 鄭祁邦 RE Advising on Securities 2014-04-03
ANR239 CHENG Kei Pong 鄭祁邦 RE Asset Management 2014-04-03
ANT251 AO Man 敖曼 RE Advising on Securities 2014-09-11 2016-06-18
ANT780 LEE King Fuei RE Advising on Securities 2006-08-09
ANT780 LEE King Fuei RE Asset Management 2006-08-09
ANW542 MOONEY David John Francis RE Dealing in Securities 2006-09-07 2006-10-06
ANZ631 MAGUIRE Raymond RE Advising on Securities 2015-05-04
AOA335 HO Wing Sum, Veda 何詠心 RE Dealing in Securities 2009-09-28
AOA335 HO Wing Sum, Veda 何詠心 RE Advising on Securities 2009-09-28
AOA335 HO Wing Sum, Veda 何詠心 RE Asset Management 2009-09-28
AOA555 COX Andrew Michael RE Dealing in Securities 2006-10-16 2006-11-16
AOL056 FIELD Nicholas Alfred RE Dealing in Securities 2007-01-16 2007-02-16
AOL063 IMAM Michael Raza RE Dealing in Securities 2007-01-22 2010-11-30
AOL063 IMAM Michael Raza RE Advising on Securities 2007-01-22 2010-11-30
AOL063 IMAM Michael Raza RE Asset Management 2008-02-21 2010-11-30
AOL530 RUCKER Rupert Charles William RE Advising on Securities 2007-03-01
AOL530 RUCKER Rupert Charles William RE Asset Management 2007-03-01
AOM604 TUNG Lai Kwan 董麗君 RE Dealing in Securities 2010-12-15
AOM604 TUNG Lai Kwan 董麗君 RE Advising on Securities 2010-09-29
AOM604 TUNG Lai Kwan 董麗君 RE Asset Management 2010-09-29
AON840 BERTRAND Eric Philippe Maxime RE Dealing in Securities 2007-02-06 2007-03-06
AON841 SONDHI Simran RE Dealing in Securities 2007-02-06 2007-03-06
AOR598 WYKE Christopher John RE Dealing in Securities 2007-03-12
AOS379 SIMLER Justin Paul RE Dealing in Securities 2007-03-21 2007-04-21
AOS379 SIMLER Justin Paul RE Dealing in Securities 2007-10-15 2007-10-31
AOS379 SIMLER Justin Paul RE Dealing in Securities 2008-07-15 2008-07-18
AOS385 WEBBER Simon Mark RE Dealing in Securities 2007-03-23 2007-04-21
AOS385 WEBBER Simon Mark RE Dealing in Securities 2007-05-14 2007-06-14
AOS385 WEBBER Simon Mark RE Dealing in Securities 2008-02-18 2010-11-24
AOS567 CHAN Winnie Wun-yin 陳韻妍 RE Dealing in Securities 2007-03-23 2007-08-10
AOT455 SAIER Georges-Arnaud RE Dealing in Securities 2007-03-28 2007-04-27
AOX343 SO Yuk Fong 蘇玉芳 RE Dealing in Securities 2011-06-10
AOX343 SO Yuk Fong 蘇玉芳 RE Advising on Securities 2011-06-10
AOX343 SO Yuk Fong 蘇玉芳 RE Asset Management 2011-06-10
AOZ112 KAN Chi Cheung 鄞子翔 RE Advising on Securities 2007-05-29
AOZ112 KAN Chi Cheung 鄞子翔 RE Asset Management 2007-05-29
APA545 MA Calvin Kwai Shing 馬桂承 RE Dealing in Securities 2010-06-29 2012-05-31
APA545 MA Calvin Kwai Shing 馬桂承 RE Advising on Securities 2010-06-29 2012-05-31
APA545 MA Calvin Kwai Shing 馬桂承 RE Asset Management 2010-06-29 2012-05-31
APB527 SCHEMMANN Sonja RE Dealing in Securities 2007-06-11 2007-07-11
APB695 CHENG Sui Ho, Horace 鄭瑞昊 RE Advising on Securities 2007-06-12 2009-08-01
APC577 ANG Chow Yang RE Advising on Securities 2007-06-18
APC577 ANG Chow Yang RE Asset Management 2007-06-18
API005 NG Teck Neng 黃得能 RE Advising on Securities 2007-08-30 2010-12-16
APK228 GOTTO James Anthony Warren RE Dealing in Securities 2007-08-14 2007-09-14
APM142 KIM Seung Ju 金升柱 RE Advising on Securities 2007-08-30 2008-04-24
APM142 KIM Seung Ju 金升柱 RO Advising on Securities 2008-04-24
APM142 KIM Seung Ju 金升柱 RE Asset Management 2007-08-30 2008-04-24
APM142 KIM Seung Ju 金升柱 RO Asset Management 2008-04-24
APO197 LIU Jia 劉佳 RE Advising on Securities 2014-10-16
APQ960 CHAN Hiu Yin, Yvonne 陳曉燕 RE Advising on Securities 2007-09-18 2011-11-15
APQ960 CHAN Hiu Yin, Yvonne 陳曉燕 RE Asset Management 2007-09-18 2011-11-15
APU790 WADE Keith Martin RE Dealing in Securities 2007-10-15 2007-10-31
APU790 WADE Keith Martin RE Dealing in Securities 2007-12-05 2007-12-11
APU790 WADE Keith Martin RE Dealing in Securities 2009-12-01 2009-12-04
APU795 ENLUND Dianna RE Dealing in Securities 2007-10-15 2007-10-31
AQD961 CHIU Sze Miu 招詩苗 RE Dealing in Securities 2011-09-19
AQD961 CHIU Sze Miu 招詩苗 RE Advising on Securities 2011-09-19
AQD961 CHIU Sze Miu 招詩苗 RE Asset Management 2011-09-19
AQI323 CHUI Henry Kar-Kea 徐家傑 RE Dealing in Securities 2008-01-17 2008-11-12
AQI323 CHUI Henry Kar-Kea 徐家傑 RE Advising on Securities 2008-01-17 2008-11-12
AQI323 CHUI Henry Kar-Kea 徐家傑 RE Asset Management 2008-01-17 2008-11-12
AQL465 PRICE Charles Dominic RE Dealing in Securities 2008-02-18 2008-02-25
AQQ143 ZHENG Chong 鄭冲 RE Advising on Securities 2013-11-04
AQQ143 ZHENG Chong 鄭冲 RE Asset Management 2013-11-04
AQQ370 LIM Siok-Mei RE Advising on Securities 2008-04-01 2009-01-12
AQQ370 LIM Siok-Mei RE Asset Management 2008-04-01 2009-01-12
AQS229 CUNNINGHAM Jeremy James Warren RE Dealing in Securities 2008-03-28 2008-04-03
AQS229 CUNNINGHAM Jeremy James Warren RE Dealing in Securities 2008-11-18 2008-11-21
AQS229 CUNNINGHAM Jeremy James Warren RE Dealing in Securities 2009-06-15 2009-06-17
AQS229 CUNNINGHAM Jeremy James Warren RE Dealing in Securities 2009-11-26 2011-08-09
AQV127 MONSEN Thor Kristian Vigso RE Dealing in Securities 2008-04-15 2009-02-11
AQV127 MONSEN Thor Kristian Vigso RE Advising on Securities 2008-04-15 2009-02-11
AQX740 BUCK Jennifer Katherine RE Dealing in Securities 2008-05-19 2008-07-19
AQX740 BUCK Jennifer Katherine RE Dealing in Securities 2008-11-10 2008-11-23
AQZ701 CARLINE Christian Benjamin RE Dealing in Securities 2008-05-13
AQZ701 CARLINE Christian Benjamin RE Advising on Securities 2008-05-13
AQZ701 CARLINE Christian Benjamin RE Asset Management 2008-05-13
ARG336 SIU Chung Sum, Samuel 蕭仲森 RE Dealing in Securities 2008-08-15 2010-10-15
ARG336 SIU Chung Sum, Samuel 蕭仲森 RE Advising on Securities 2008-08-15 2010-10-15
ARG336 SIU Chung Sum, Samuel 蕭仲森 RE Asset Management 2008-08-15 2010-10-15
ARG354 LEUNG Siu Ling, Rita 梁少玲 RE Dealing in Securities 2008-09-12 2009-10-24
ARG354 LEUNG Siu Ling, Rita 梁少玲 RE Advising on Securities 2008-09-12 2009-10-24
ARG354 LEUNG Siu Ling, Rita 梁少玲 RE Asset Management 2008-09-12 2009-10-24
ARP639 MOUTE Benjamin, Daniel, Germain RE Dealing in Securities 2008-09-29 2010-11-24
ARS574 HARRIS David Shannon RE Dealing in Securities 2008-11-03 2010-11-24
ARS574 HARRIS David Shannon RE Dealing in Securities 2016-05-16 2016-05-23
ARS574 HARRIS David Shannon RE Dealing in Securities 2016-10-19 2016-10-22
ARS574 HARRIS David Shannon RE Dealing in Securities 2017-05-18 2017-05-25
ARS574 HARRIS David Shannon RE Dealing in Securities 2017-10-12 2017-10-24
ART256 BUCKLEY Paul James RE Advising on Securities 2008-11-03 2010-11-05
ART256 BUCKLEY Paul James RE Asset Management 2008-11-03 2010-11-05
ASE563 CLARK Alastair Stanley RE Dealing in Securities 2008-12-22 2008-12-24
ASE563 CLARK Alastair Stanley RE Dealing in Securities 2011-07-14 2011-07-15
ASE563 CLARK Alastair Stanley RE Dealing in Securities 2011-08-03 2013-12-13
ASE563 CLARK Alastair Stanley RE Advising on Securities 2011-08-03 2013-12-13
ASE563 CLARK Alastair Stanley RE Asset Management 2011-08-03 2013-12-13
ASE564 CHIN Szu Yi 陳思伊 RE Dealing in Securities 2008-12-22 2008-12-24
ASE564 CHIN Szu Yi 陳思伊 RE Dealing in Securities 2009-11-02 2010-02-02
ASE564 CHIN Szu Yi 陳思伊 RE Advising on Securities 2010-02-26 2011-06-10
ASE564 CHIN Szu Yi 陳思伊 RE Asset Management 2010-02-26 2011-06-10
ASH807 MARRIOTT Gavin Brent RE Dealing in Securities 2009-01-20 2009-01-24
ASH807 MARRIOTT Gavin Brent RE Dealing in Securities 2010-11-22 2010-11-25
ASH807 MARRIOTT Gavin Brent RE Dealing in Securities 2011-03-07 2011-03-11
ASH807 MARRIOTT Gavin Brent RE Dealing in Securities 2018-11-06 2018-11-07
ASS671 LAU Yee Ho, Roger 劉以浩 RE Dealing in Securities 2010-03-01
ASS671 LAU Yee Ho, Roger 劉以浩 RE Advising on Securities 2010-02-09
ASS671 LAU Yee Ho, Roger 劉以浩 RE Asset Management 2010-03-01
AST103 ABERCROMBIE Justin RE Dealing in Securities 2009-04-08 2009-04-09
ASU040 GUO Wei 郭煒 RE Dealing in Securities 2010-06-10 2018-05-02
ASU040 GUO Wei 郭煒 RO Dealing in Securities 2018-05-02
ASU040 GUO Wei 郭煒 RE Advising on Securities 2010-06-10 2018-05-02
ASU040 GUO Wei 郭煒 RO Advising on Securities 2018-05-02
ASU040 GUO Wei 郭煒 RE Asset Management 2010-06-10
ATI148 DE MELLO Rajeev Donald RE Dealing in Securities 2011-09-23 2018-02-21
ATM462 DENNIS Clive RE Dealing in Securities 2009-08-06 2010-11-24
ATN770 HENRIQUES Guy Michael Quixano RE Dealing in Securities 2009-08-17 2009-12-03
ATN770 HENRIQUES Guy Michael Quixano RE Advising on Securities 2009-08-17 2009-12-03
ATN770 HENRIQUES Guy Michael Quixano RE Asset Management 2009-08-17 2009-12-03
ATP155 KIM Young Roe RE Advising on Securities 2009-09-01
ATS248 DASHER Karl Franklin RE Dealing in Securities 2009-09-14 2009-09-16
AUB177 STANTON Benjamin RE Dealing in Securities 2009-11-09 2009-11-13
AUB182 COYLE John RE Dealing in Securities 2009-11-09 2009-11-13
AUS271 TANG Wai Chi Ricky 鄧偉志 RE Dealing in Securities 2011-12-12
AUS271 TANG Wai Chi Ricky 鄧偉志 RE Advising on Securities 2011-12-12
AUS271 TANG Wai Chi Ricky 鄧偉志 RE Asset Management 2011-12-12
AVI947 WILSON Thomas George St John RE Dealing in Securities 2010-06-22 2010-06-24
AVI947 WILSON Thomas George St John RE Dealing in Securities 2017-07-31 2017-08-04
AVI947 WILSON Thomas George St John RE Dealing in Securities 2018-04-18 2018-04-18
AVJ147 SIDANI Rami RE Dealing in Securities 2010-06-24 2010-11-24
AVJ147 SIDANI Rami RE Dealing in Securities 2011-02-24
AVR705 WANG Donger 王冬兒 RE Advising on Securities 2016-12-23
AVV549 CHUNG Yi-Ling 鍾怡伶 RE Advising on Securities 2018-01-03
AVV549 CHUNG Yi-Ling 鍾怡伶 RE Asset Management 2018-01-03
AVZ457 LAU Pei Man Hidy 劉姵妏 RE Dealing in Securities 2010-10-05 2018-04-30
AVZ457 LAU Pei Man Hidy 劉姵妏 RE Advising on Securities 2010-10-05 2018-04-30
AVZ457 LAU Pei Man Hidy 劉姵妏 RE Asset Management 2010-10-05 2018-04-30
AWD298 BONG Peng Leong Terence RE Dealing in Securities 2010-10-26 2010-11-04
AWD298 BONG Peng Leong Terence RE Dealing in Securities 2010-11-25 2014-08-20
AWD298 BONG Peng Leong Terence RE Advising on Securities 2010-11-25 2014-08-20
AWD298 BONG Peng Leong Terence RE Asset Management 2010-11-25 2014-08-20
AWI427 SEROCOLD Mark Joseph Pearce RE Dealing in Securities 2010-11-23 2012-04-13
AWI427 SEROCOLD Mark Joseph Pearce RE Advising on Securities 2010-11-23 2012-04-13
AWI427 SEROCOLD Mark Joseph Pearce RE Asset Management 2010-11-23 2012-04-13
AWK840 LEE Wilson Kwok Wai 李國偉 RE Dealing in Securities 2010-12-03 2011-05-28
AWK840 LEE Wilson Kwok Wai 李國偉 RE Advising on Securities 2010-12-03 2011-05-28
AWK840 LEE Wilson Kwok Wai 李國偉 RE Asset Management 2010-12-03 2011-05-28
AWR716 PUN Kar Kiu, Jose 潘加翹 RE Advising on Securities 2018-08-14
AWR716 PUN Kar Kiu, Jose 潘加翹 RE Asset Management 2018-08-14
AWS224 CHEUNG Ka Lun 張嘉麟 RE Dealing in Securities 2013-10-09
AWS224 CHEUNG Ka Lun 張嘉麟 RE Advising on Securities 2013-10-09
AWS224 CHEUNG Ka Lun 張嘉麟 RE Asset Management 2013-10-09
AWY940 KAMAL Nur' Ashikin Binte RE Advising on Securities 2011-03-11 2013-04-01
AWY940 KAMAL Nur' Ashikin Binte RE Asset Management 2011-03-11 2013-04-01
AXG765 MONEY Giles Richard RE Dealing in Securities 2011-05-25 2011-05-27
AXH173 CHU Ting Fung, Timothy 朱霆峰 RE Dealing in Securities 2015-05-12
AXH344 FOO Hee Lim Kevin RE Advising on Securities 2011-06-23 2012-08-17
AXH344 FOO Hee Lim Kevin RE Asset Management 2011-06-23 2012-08-17
AXL878 NG Siu Fung, Samson 吳肇鋒 RE Dealing in Securities 2018-01-03
AXL878 NG Siu Fung, Samson 吳肇鋒 RE Advising on Securities 2018-01-03
AXL878 NG Siu Fung, Samson 吳肇鋒 RE Asset Management 2018-01-03
AXN051 NG Peng Fong (Huang Bingfeng) RE Advising on Securities 2011-06-30
AXN051 NG Peng Fong (Huang Bingfeng) RE Asset Management 2011-06-30
AXO818 TALJARD Garth Barry RE Dealing in Securities 2011-07-07
AXO818 TALJARD Garth Barry RE Advising on Securities 2011-07-07
AXO818 TALJARD Garth Barry RE Asset Management 2011-07-07
AXP590 CHEN Chao-Teng 陳朝燈 RE Dealing in Securities 2011-07-19 2011-07-21
AXX240 KONDO Keiko 近藤敬子 RE Advising on Securities 2017-10-31
AXX240 KONDO Keiko 近藤敬子 RE Asset Management 2017-10-31
AXY698 YU Hsueh-yu 于學宇 RE Dealing in Securities 2017-06-21
AXY698 YU Hsueh-yu 于學宇 RE Advising on Securities 2017-06-21
AXY698 YU Hsueh-yu 于學宇 RE Asset Management 2017-06-21
AYA837 XU Bo 徐博 RE Advising on Securities 2011-09-15
AYA837 XU Bo 徐博 RE Asset Management 2016-03-21
AYC741 FU Yi 符怡 RE Dealing in Securities 2018-01-03
AYC741 FU Yi 符怡 RE Advising on Securities 2018-01-03
AYP278 TAM Yat Kit 譚逸傑 RE Dealing in Securities 2018-10-08
AYP278 TAM Yat Kit 譚逸傑 RE Advising on Securities 2018-10-08
AYP278 TAM Yat Kit 譚逸傑 RE Asset Management 2018-10-08
AYR769 LEE Miu Chi 利妙芝 RE Dealing in Securities 2012-01-19
AYR769 LEE Miu Chi 利妙芝 RE Advising on Securities 2012-01-19
AYR769 LEE Miu Chi 利妙芝 RE Asset Management 2012-01-19
AZC709 PRAWITZ Alexander Gunter Peter RE Dealing in Securities 2012-03-07 2012-10-17
AZC709 PRAWITZ Alexander Gunter Peter RE Dealing in Securities 2012-11-23 2017-08-28
AZC709 PRAWITZ Alexander Gunter Peter RE Advising on Securities 2012-03-07 2012-10-17
AZC709 PRAWITZ Alexander Gunter Peter RE Advising on Securities 2012-11-23 2017-08-28
AZD669 GREIF Joseph Judah RE Advising on Securities 2012-03-12
AZD669 GREIF Joseph Judah RE Asset Management 2012-03-12
AZE446 MARSLAND John Robert RE Dealing in Securities 2012-03-21 2012-03-23
AZE446 MARSLAND John Robert RE Dealing in Securities 2013-03-07 2013-03-08
AZE446 MARSLAND John Robert RE Dealing in Securities 2013-06-19 2013-06-19
AZE446 MARSLAND John Robert RE Dealing in Securities 2013-11-26 2013-11-26
AZE446 MARSLAND John Robert RE Dealing in Securities 2014-01-16 2014-01-17
AZJ281 GEORGE Manu RE Dealing in Securities 2012-04-25 2012-05-24
AZJ281 GEORGE Manu RE Dealing in Securities 2013-11-13
AZK654 SPARKS Wesley Allen RE Dealing in Securities 2012-05-07 2012-05-08
AZK654 SPARKS Wesley Allen RE Dealing in Securities 2013-02-25 2013-02-26
AZZ102 NG Ying Min Grace 吳穎敏 RE Dealing in Securities 2012-07-31
BAA255 CHEN Jiangying 陳江穎 RE Dealing in Securities 2018-07-06
BAA255 CHEN Jiangying 陳江穎 RE Advising on Securities 2018-06-15
BAA255 CHEN Jiangying 陳江穎 RE Asset Management 2018-06-15
BAE896 HO Seow Eng Julia RE Advising on Securities 2012-09-17
BAE896 HO Seow Eng Julia RE Asset Management 2012-09-17
BAI297 YAP Sze Sze 葉絲絲 RE Dealing in Securities 2012-11-01 2015-05-23
BAI297 YAP Sze Sze 葉絲絲 RE Dealing in Securities 2016-06-29
BAI297 YAP Sze Sze 葉絲絲 RE Advising on Securities 2012-11-01 2015-05-23
BAI297 YAP Sze Sze 葉絲絲 RE Advising on Securities 2016-06-29
BAI297 YAP Sze Sze 葉絲絲 RE Asset Management 2012-11-01 2015-05-23
BAI297 YAP Sze Sze 葉絲絲 RE Asset Management 2016-06-29
BAI419 CHAU Hiu Yan 周曉茵 RE Dealing in Securities 2018-01-19
BAI631 GO Swan Khing RE Dealing in Securities 2012-10-22 2013-01-25
BAI631 GO Swan Khing RE Dealing in Securities 2013-10-09 2013-10-11
BAI631 GO Swan Khing RE Dealing in Securities 2014-04-02 2014-04-03
BAI757 LUI Man Lok Mandy 雷敏諾 RE Dealing in Securities 2012-11-06 2015-11-14
BAI757 LUI Man Lok Mandy 雷敏諾 RE Advising on Securities 2012-11-06 2015-11-14
BAI757 LUI Man Lok Mandy 雷敏諾 RE Asset Management 2012-11-06 2015-11-14
BAI760 RAMAN Ranjiv RE Dealing in Securities 2012-10-24 2013-01-24
BAI760 RAMAN Ranjiv RE Dealing in Securities 2013-05-29 2013-05-31
BAI760 RAMAN Ranjiv RE Dealing in Securities 2013-10-09 2013-10-11
BAI760 RAMAN Ranjiv RE Dealing in Securities 2014-04-03 2014-04-04
BAK851 SHELTON Janan Rebecca RE Dealing in Securities 2012-11-12 2012-11-12
BAR106 BARRINEAU James William RE Dealing in Securities 2013-01-07 2013-01-08
BAR106 BARRINEAU James William RE Dealing in Securities 2013-09-10 2013-09-10
BAR106 BARRINEAU James William RE Dealing in Securities 2018-03-08
BAX627 DREANEEN Andrew Robert RE Dealing in Securities 2013-02-25
BAY467 BATEMAN Rory Lawrence RE Dealing in Securities 2013-03-07 2013-03-07
BAZ560 SHEA Hong Yue, Chloe 佘康如 RE Dealing in Securities 2018-05-15
BAZ560 SHEA Hong Yue, Chloe 佘康如 RE Advising on Securities 2018-05-15
BAZ560 SHEA Hong Yue, Chloe 佘康如 RE Asset Management 2018-05-24
BBD137 CHEN Xi 陳曦 RE Advising on Securities 2013-04-10 2015-07-13
BBD137 CHEN Xi 陳曦 RE Asset Management 2013-04-10 2015-07-13
BBG667 LEE Tracy Sou Fin RE Dealing in Securities 2018-10-23
BBG667 LEE Tracy Sou Fin RE Advising on Securities 2018-10-23
BBG667 LEE Tracy Sou Fin RE Asset Management 2018-10-23
BBM051 YAU Canon 邱敬龍 RE Dealing in Securities 2018-02-21
BBM051 YAU Canon 邱敬龍 RE Advising on Securities 2018-02-21
BBT472 HUANG Guan 黃冠 RE Dealing in Securities 2013-08-20
BBT472 HUANG Guan 黃冠 RE Advising on Securities 2013-08-20
BBT472 HUANG Guan 黃冠 RE Asset Management 2013-08-20
BBT505 ZHU Yanlin 朱彥霖 RE Dealing in Securities 2013-08-21 2017-09-08
BBT505 ZHU Yanlin 朱彥霖 RE Advising on Securities 2013-08-21 2017-09-08
BBT505 ZHU Yanlin 朱彥霖 RE Asset Management 2013-08-21 2017-09-08
BBT565 SEE Thomas RE Dealing in Securities 2013-08-26 2013-08-28
BBT565 SEE Thomas RE Dealing in Securities 2013-12-04 2013-12-06
BBT565 SEE Thomas RE Dealing in Securities 2014-11-12 2014-11-14
BBT565 SEE Thomas RE Dealing in Securities 2015-02-04 2015-02-05
BBT565 SEE Thomas RE Dealing in Securities 2016-01-25 2016-01-26
BBU800 LI Yang 李阳 RE Advising on Securities 2013-09-05
BCA004 DAWSON James RE Dealing in Securities 2013-10-23 2013-10-25
BCA004 DAWSON James RE Dealing in Securities 2014-05-08 2014-05-08
BCA004 DAWSON James RE Dealing in Securities 2015-07-23 2015-07-24
BCA004 DAWSON James RE Dealing in Securities 2015-11-10 2015-11-11
BCA004 DAWSON James RE Dealing in Securities 2016-01-18 2016-01-20
BCA004 DAWSON James RE Dealing in Securities 2016-09-21 2016-09-22
BCA004 DAWSON James RE Dealing in Securities 2017-05-10 2017-05-11
BCA004 DAWSON James RE Dealing in Securities 2018-07-30 2018-07-30
BCC759 BRENNER Patrick Olivier RE Advising on Securities 2013-11-04 2018-01-26
BCC759 BRENNER Patrick Olivier RO Advising on Securities 2018-01-26
BCC759 BRENNER Patrick Olivier RE Asset Management 2013-11-04 2018-01-26
BCC759 BRENNER Patrick Olivier RO Asset Management 2018-01-26
BCC970 SENNITT Richard John RE Dealing in Securities 2013-10-21 2013-10-22
BCD976 KALRA Showbhik RE Dealing in Securities 2013-10-29
BCM624 SHEN Jiaojiao 沈嬌嬌 RE Dealing in Securities 2013-12-16 2018-08-02
BCM624 SHEN Jiaojiao 沈嬌嬌 RE Advising on Securities 2013-12-16 2018-08-02
BCM624 SHEN Jiaojiao 沈嬌嬌 RE Asset Management 2013-12-16 2018-08-02
BCW818 VAN DUREN Tim RE Dealing in Securities 2014-02-17 2016-07-04
BCW949 LEE Oliver David Graham RE Dealing in Securities 2014-02-17 2015-08-27
BDY312 MCLAUGHLIN John Gerard RE Dealing in Securities 2014-08-18 2014-08-22
BEJ394 LI Wei 李偉 RE Advising on Securities 2018-01-03
BEJ895 MATTHEWS Timothy Richard RE Dealing in Securities 2014-11-12 2014-11-14
BEJ895 MATTHEWS Timothy Richard RE Dealing in Securities 2015-11-12 2015-11-13
BEL960 TSE Kam Chuen 謝淦全 RE Dealing in Securities 2014-11-07 2017-09-05
BEW673 MEACHEM Laura Anne RE Dealing in Securities 2015-01-30 2015-02-17
BFA820 WANG Yingying 汪莹莹 RE Dealing in Securities 2015-03-10 2017-07-13
BFA820 WANG Yingying 汪莹莹 RE Advising on Securities 2015-03-10 2017-07-13
BFA820 WANG Yingying 汪莹莹 RE Asset Management 2015-03-10 2017-07-13
BFJ339 HOWELLS Christian Steven RE Dealing in Securities 2016-01-05
BFJ339 HOWELLS Christian Steven RE Advising on Securities 2016-01-05
BFJ339 HOWELLS Christian Steven RE Asset Management 2015-05-06
BFT949 ARAI Taku RE Dealing in Securities 2015-07-22 2015-07-24
BFT949 ARAI Taku RE Dealing in Securities 2016-03-16 2016-03-18
BFT949 ARAI Taku RE Dealing in Securities 2018-07-09 2018-07-12
BGB571 CADERAS Daniel RE Advising on Securities 2015-09-01 2017-08-25
BGB571 CADERAS Daniel RE Asset Management 2015-09-01 2017-08-25
BGC216 GAO Ya 高雅 RE Dealing in Securities 2015-08-28
BGC216 GAO Ya 高雅 RE Advising on Securities 2015-08-28
BGC216 GAO Ya 高雅 RE Asset Management 2015-08-28
BGE139 LAI Kok Yuen 黎覺圓 RE Dealing in Securities 2017-06-21
BGE139 LAI Kok Yuen 黎覺圓 RE Advising on Securities 2017-06-21
BGE139 LAI Kok Yuen 黎覺圓 RE Asset Management 2017-06-21
BGH970 LIU Qing 劉勍 RE Advising on Securities 2015-10-08 2017-06-15
BGI343 YU Man Ki, Maggie 余曼琪 RE Dealing in Securities 2015-10-14
BGI785 YIP Sau Wing 葉秀榮 RE Dealing in Securities 2015-10-15 2015-12-12
BGJ350 LAM Kit Wah 林潔華 RE Dealing in Securities 2015-10-20 2017-09-25
BGK306 ZHANG Qianhua 張倩驊 RE Advising on Securities 2015-10-20
BGK306 ZHANG Qianhua 張倩驊 RE Asset Management 2015-10-20
BGP665 XIAO Yunchao 肖運超 RE Dealing in Securities 2016-01-04 2018-04-21
BGP665 XIAO Yunchao 肖運超 RE Advising on Securities 2016-01-04 2018-04-21
BGP665 XIAO Yunchao 肖運超 RE Asset Management 2016-01-04 2018-04-21
BGV479 LUDLAM Christopher David RE Dealing in Securities 2016-01-25 2016-01-29
BGV479 LUDLAM Christopher David RE Dealing in Securities 2016-09-05 2016-09-07
BGV479 LUDLAM Christopher David RE Dealing in Securities 2017-03-09 2017-03-10
BGX418 RAYON Lionel Pierre Victor RE Dealing in Securities 2016-01-26 2016-01-27
BGY586 DURACK Christopher James RE Dealing in Securities 2016-02-01 2016-07-28
BGY586 DURACK Christopher James RO Dealing in Securities 2016-07-28
BGY586 DURACK Christopher James RE Advising on Securities 2016-02-01 2016-07-28
BGY586 DURACK Christopher James RO Advising on Securities 2016-07-28
BGY586 DURACK Christopher James RE Asset Management 2016-02-01 2016-07-28
BGY586 DURACK Christopher James RO Asset Management 2016-07-28
BHA630 CAUBERGHS Alan Cornelia H. RE Dealing in Securities 2016-03-10 2016-03-14
BHA630 CAUBERGHS Alan Cornelia H. RE Dealing in Securities 2016-08-11 2016-08-15
BHA630 CAUBERGHS Alan Cornelia H. RE Dealing in Securities 2017-03-10 2017-05-25
BHF423 YANG Zijian 楊子健 RE Advising on Securities 2017-11-09 2018-05-25
BHF423 YANG Zijian 楊子健 RE Asset Management 2017-11-09 2018-05-25
BHJ406 CHAN Vincent Wai Chong RE Dealing in Securities 2016-05-03 2017-06-30
BHJ406 CHAN Vincent Wai Chong RE Advising on Securities 2016-05-03 2017-06-30
BHJ406 CHAN Vincent Wai Chong RE Asset Management 2016-05-03 2017-06-30
BHJ689 CHOY Man Tsung Simon 蔡文聰 RE Dealing in Securities 2016-04-25 2016-07-12
BHM637 BLANNING Geoffrey Stephen RE Dealing in Securities 2016-06-03 2016-06-06
BIB351 CHANTRELL John Robert RE Dealing in Securities 2016-08-29
BIB351 CHANTRELL John Robert RE Advising on Securities 2016-08-29
BIB351 CHANTRELL John Robert RE Asset Management 2016-08-29 2018-03-16
BIC191 GAO Xiang 高翔 RE Dealing in Securities 2016-09-05 2016-09-08
BIC191 GAO Xiang 高翔 RE Dealing in Securities 2017-05-31 2017-08-04
BIC191 GAO Xiang 高翔 RE Dealing in Securities 2017-08-09 2017-09-30
BIC636 BAZANY Rosalind Jane RE Dealing in Securities 2016-09-19
BIC636 BAZANY Rosalind Jane RE Advising on Securities 2016-09-19
BIJ516 DUPONT Charles Frederic RE Dealing in Securities 2016-10-19 2016-10-22
BIX582 NG Mei Ching 吳美菁 RE Dealing in Securities 2017-01-18
BIY020 ROMERO LEON Luisa Fernanda RE Dealing in Securities 2017-01-19
BIY020 ROMERO LEON Luisa Fernanda RE Advising on Securities 2017-01-19
BJD771 YOU Chenyun 尤晨昀 RE Dealing in Securities 2017-04-07
BJD771 YOU Chenyun 尤晨昀 RE Advising on Securities 2017-04-07
BJD771 YOU Chenyun 尤晨昀 RE Asset Management 2017-04-07
BJV338 DEVITRE Zal Dinyar RE Dealing in Securities 2017-07-20 2018-02-21
BJV338 DEVITRE Zal Dinyar RO Dealing in Securities 2018-02-21
BJV338 DEVITRE Zal Dinyar RE Advising on Securities 2017-07-20 2018-02-21
BJV338 DEVITRE Zal Dinyar RO Advising on Securities 2018-02-21
BKI493 LANGFORD Stehpen Richard RE Dealing in Securities 2017-08-16 2017-08-19
BLC074 SMITH Claire Elizabeth RE Dealing in Securities 2017-10-11 2017-10-24
BLC074 SMITH Claire Elizabeth RE Dealing in Securities 2018-03-12
BLJ187 YANG Jeonghoon 楊禎訓 RE Advising on Securities 2017-10-30
BLL847 GILL Harvinder Preet Singh RE Advising on Securities 2017-11-17 2018-06-27
BLL847 GILL Harvinder Preet Singh RE Asset Management 2017-11-17 2018-06-27
BLW756 SKANBERG Goran Martin RE Dealing in Securities 2018-01-15 2018-01-19
BLY761 CHAN Chi Wai 陳志偉 RE Dealing in Securities 2018-01-22
BLZ364 WAN Yiu Fai 温耀輝 RE Dealing in Securities 2018-01-19
BMH512 HARVIE Andrew Charles RE Dealing in Securities 2018-03-08 2018-03-20
BMQ343 SCOTT William Michael Fitzgerald RE Dealing in Securities 2018-04-18 2018-04-18
BNJ131 DAWE Christopher William RE Dealing in Securities 2018-08-20 2018-08-24
BNN942 RUSSELL-DOWE Michelle Lyn RE Dealing in Securities 2018-10-25 2018-10-26
BNP242 YOUNG Chiu Yin Edward 楊昭賢 RE Advising on Securities 2018-10-10
BNP242 YOUNG Chiu Yin Edward 楊昭賢 RE Asset Management 2018-10-10
BNS483 TEDDER Alexander Julian Harvey RE Dealing in Securities 2018-11-06 2018-11-07
BNU231 ENDER Rainer Markus RE Dealing in Securities 2018-11-13

Get in touch to discuss your data needs now, at contact@dataguru.hk or with the form below:

© 2018 Data Guru Limited, a limited liability company incorporated in Hong Kong (company number 2768469)