Hong Kong SFC licence institution ACN180, Lehman Brothers Futures Asia Limited

These are the licence-holders that were found for SFC licence institution ACN180 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAF460 WONG Ming Shing 黃明勝 RE Dealing in Futures Contracts 2006-08-11 2008-09-29
AAN604 SWEENEY Kirk Chester RO Dealing in Futures Contracts 2003-04-01 2008-09-29
AAN604 SWEENEY Kirk Chester RO Providing Automated Trading Services 2003-04-01 2003-09-01
ACW742 COOPER Kenneth Allen RE Dealing in Futures Contracts 2003-04-01 2003-05-19
ACW742 COOPER Kenneth Allen RE Advising on Futures Contracts 2003-04-01 2003-05-19
ACW742 COOPER Kenneth Allen RE Providing Automated Trading Services 2003-04-01 2003-05-19
ACW742 COOPER Kenneth Allen RE Asset Management 2003-04-01 2003-05-19
ADR669 MAR Johnson RE Dealing in Futures Contracts 2006-09-26 2008-09-29
ADS012 VENTOURAS Alexis RE Dealing in Futures Contracts 2003-07-17 2003-08-06
ADS012 VENTOURAS Alexis RE Providing Automated Trading Services 2003-07-17 2003-08-06
AEL830 LANCE Robert Waldo RO Dealing in Futures Contracts 2003-06-03 2006-02-24
AEL830 LANCE Robert Waldo RE Providing Automated Trading Services 2003-06-03 2003-09-08
AEY448 HUNG Hei King, Kenneth 洪熙敬 RE Dealing in Futures Contracts 2005-10-13 2008-09-29
AFC433 YEUNG Kei Yuen 楊紀元 RE Dealing in Futures Contracts 2008-04-30 2008-09-29
AFK088 HEMMINGS Lee Kerry RE Dealing in Futures Contracts 2007-07-03 2008-03-03
AFK088 HEMMINGS Lee Kerry RO Dealing in Futures Contracts 2008-03-03 2008-09-29
AFQ412 O'MEARA Christopher James Sidney RE Dealing in Futures Contracts 2003-04-24 2005-04-27
AFQ412 O'MEARA Christopher James Sidney RO Dealing in Futures Contracts 2005-04-27 2008-09-29
AFQ412 O'MEARA Christopher James Sidney RE Providing Automated Trading Services 2003-06-03 2003-09-08
AGM506 CHEUNG Edward Tze Loong 張澤龍 RE Dealing in Futures Contracts 2004-08-06 2006-04-20
AGM506 CHEUNG Edward Tze Loong 張澤龍 RO Dealing in Futures Contracts 2006-04-20 2008-05-21
AGV336 CHAU Yiu Man, Kenneth 周耀文 RE Dealing in Futures Contracts 2008-04-10 2008-09-29
AHC364 CIELINSKI Mark Alan RE Dealing in Futures Contracts 2006-08-11 2008-09-29
AIB938 KIM Susan Eun RE Dealing in Futures Contracts 2008-08-14 2008-09-29
AIL062 FLETCHER Luke RE Dealing in Futures Contracts 2007-05-25 2008-09-29
AIO977 PAGE Keith Emery RE Dealing in Futures Contracts 2004-07-26 2004-08-25
AJO315 NIRMALANANDA Logan Siva RE Dealing in Futures Contracts 2004-03-19 2007-05-14
AKR467 LEUNG Wai Kei 梁偉基 RE Dealing in Futures Contracts 2008-06-25 2008-09-29
ALW391 RAMSEY Michael Ryan RE Dealing in Futures Contracts 2007-06-01 2008-09-29
AMY555 TONG Tung Kiu 湯東橋 RE Dealing in Futures Contracts 2008-01-23 2008-09-10
ANB457 LEE Joseph Won RE Dealing in Futures Contracts 2007-10-02 2008-09-29
ANL835 HALLIWELL Thomas Alan RE Dealing in Futures Contracts 2007-05-14 2008-09-29
ANU763 CHUNG Kah Yi RE Dealing in Futures Contracts 2006-08-29 2008-04-17
ANU766 YUN Cheuk Ting Sara 甄灼婷 RE Dealing in Futures Contracts 2006-08-17 2008-09-29
AOV191 CHONG Kenny 莊嘉麟 RE Dealing in Futures Contracts 2007-04-20 2008-09-29
AOY210 WONG Alan Wan Lung 黃雲龍 RE Dealing in Futures Contracts 2007-09-07 2008-09-29
APG513 CHOI Hye Jin RE Dealing in Futures Contracts 2007-07-18 2008-09-29
APJ348 NICOT Cynthia RE Dealing in Futures Contracts 2007-08-03 2008-09-29
APK592 SEKHARAN Tina RE Dealing in Futures Contracts 2007-08-16 2008-06-19
APK593 SUBRAMANIAN Viswanathan R RE Dealing in Futures Contracts 2007-08-16 2008-09-29
APR259 NOBLE Scott Clifford RE Dealing in Futures Contracts 2007-09-20 2008-09-29
APU514 MURRAY Hugh Mcpherson Lathrop RE Dealing in Futures Contracts 2007-10-12 2008-09-29
AQD051 THORKELSSON Sigurbjorn RE Dealing in Futures Contracts 2007-12-11 2008-09-29
ARB440 KOO Ginam RE Dealing in Futures Contracts 2008-05-26 2008-09-29
ARH276 BOLON Jonathan Quinn RE Dealing in Futures Contracts 2008-07-14 2008-09-29
ARJ831 FU Jackson 傅大勝 RE Dealing in Futures Contracts 2008-07-31 2008-09-29
ARM307 HO Alexander Da Yung RE Dealing in Futures Contracts 2008-08-27 2008-09-29
ARM308 CHEUNG Hoi Tai, Andy 張海泰 RE Dealing in Futures Contracts 2008-08-29 2008-09-29
ARN827 XIE Peng 謝鵬 RE Dealing in Futures Contracts 2008-08-28 2008-09-29

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