Hong Kong SFC licence institution ACN469, NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司

These are the licence-holders that were found for SFC licence institution ACN469 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAW833 MACALPIN Kenneth Allan Connolly RE Dealing in Securities 2003-08-14 2004-11-01
ACJ079 KIM Hyun Ho 金賢鎬 RE Dealing in Securities 2003-04-01 2005-03-29
ACJ079 KIM Hyun Ho 金賢鎬 RE Advising on Securities 2003-04-01 2004-01-13
ACJ079 KIM Hyun Ho 金賢鎬 RE Advising on Corporate Finance 2003-04-01 2004-01-13
ACJ079 KIM Hyun Ho 金賢鎬 RE Asset Management 2003-04-01 2004-01-13
ADH570 KIM Young Kun 金永根 RO Dealing in Securities 2006-10-16 2011-07-07
ADH570 KIM Young Kun 金永根 RO Advising on Securities 2006-10-16 2011-07-07
AGC284 FUNG Wilson Kee-hang 馮紀恆 RE Dealing in Securities 2011-11-18 2012-11-16
AGI787 HA Jae Wook RE Dealing in Securities 2003-04-01 2003-09-30
AGI787 HA Jae Wook RE Advising on Securities 2003-04-01 2003-09-30
AGI787 HA Jae Wook RE Advising on Corporate Finance 2003-04-01 2003-09-30
AGI787 HA Jae Wook RE Asset Management 2003-04-01 2003-09-30
AGN393 KIM Jong Woo RE Dealing in Securities 2003-04-01 2005-01-31
AGN393 KIM Jong Woo RE Advising on Securities 2003-04-01 2003-05-05
AGN393 KIM Jong Woo RE Advising on Corporate Finance 2003-04-01 2003-05-05
AGN393 KIM Jong Woo RE Asset Management 2003-04-01 2003-05-05
AGO525 LEE Seung Kyoon RO Dealing in Securities 2003-04-01 2003-07-30
AGO525 LEE Seung Kyoon RO Advising on Securities 2003-04-01 2003-05-21
AIS978 MOK Suk Kyoon 睦錫均 RO Dealing in Securities 2003-06-23 2006-10-18
AIS978 MOK Suk Kyoon 睦錫均 RO Advising on Securities 2003-06-23 2006-10-18
AIU238 SHIM Young Yook RO Dealing in Securities 2003-06-24 2007-11-30
AIU238 SHIM Young Yook RO Advising on Securities 2004-04-15 2007-11-30
AJE250 BAE Hyun Soo 裵現守 RE Dealing in Securities 2003-10-07 2007-05-31
AJG046 CHO Joong Ho 趙重浩 RE Dealing in Securities 2003-11-12 2005-11-30
AMB643 CHO John Won-Ki RE Dealing in Securities 2005-07-04 2006-06-30
AMB645 CHANG Hea Won RE Dealing in Securities 2005-07-04 2006-03-04
AMB647 SONG Jinkoo RE Dealing in Securities 2005-07-04 2006-03-04
AMI422 KIM Young Hoon RE Dealing in Securities 2015-01-20
AMI422 KIM Young Hoon RE Advising on Securities 2015-01-20 2018-01-04
AMI422 KIM Young Hoon RO Advising on Securities 2018-01-04
ANG413 KANG In Muk 姜仁默 RE Dealing in Securities 2006-05-11 2007-05-31
ANG413 KANG In Muk 姜仁默 RE Dealing in Securities 2010-08-10 2011-08-06
ANG413 KANG In Muk 姜仁默 RE Advising on Securities 2010-08-10 2011-08-06
ANT233 LAM Tsz Yin, Rogors 林子然 RE Dealing in Securities 2006-09-14 2018-05-18
ANT233 LAM Tsz Yin, Rogors 林子然 RE Advising on Securities 2006-09-14 2018-05-18
ANT654 KIM Jun Hwan 金埈煥 RE Dealing in Securities 2006-08-07 2010-08-31
ANT654 KIM Jun Hwan 金埈煥 RE Advising on Securities 2006-08-07 2010-08-31
ANW847 KIM Yoon Seung RE Dealing in Securities 2016-07-22
ANW847 KIM Yoon Seung RE Advising on Securities 2016-07-22
APO902 KIM Ju Young 金周永 RE Dealing in Securities 2010-11-01 2011-08-31
APO902 KIM Ju Young 金周永 RE Advising on Securities 2010-11-01 2011-08-31
APQ243 KIM Jaepil RE Dealing in Securities 2007-09-21 2008-05-01
APQ243 KIM Jaepil RE Advising on Securities 2007-09-21 2008-05-01
APQ863 YOON Tae Hee 尹兌熙 RO Dealing in Securities 2007-11-08 2013-10-31
APQ863 YOON Tae Hee 尹兌熙 RO Advising on Securities 2007-11-08 2013-10-31
AQE315 LEE Yunjeong 李玧定 RE Dealing in Securities 2007-12-24 2009-10-09
AQE315 LEE Yunjeong 李玧定 RE Advising on Securities 2007-12-24 2009-10-09
ARF013 KIM Jason Yong RE Dealing in Securities 2017-08-30 2018-08-31
ARF013 KIM Jason Yong RE Advising on Securities 2017-08-30 2018-08-31
ARQ176 KI Dong Hwan 奇洞煥 RO Dealing in Securities 2011-10-18 2012-02-10
ARQ176 KI Dong Hwan 奇洞煥 RO Advising on Securities 2011-10-18 2012-02-10
ASD355 PARK Young Joo 朴映柱 RE Advising on Securities 2009-01-14 2013-06-30
ASD360 MU Kuei-fang 慕桂芳 RE Advising on Securities 2009-01-14 2011-04-22
AUT784 PARK Soo Jin RE Dealing in Securities 2010-03-15 2013-12-31
AVO660 CHEON Byung Kyu 千炳圭 RE Dealing in Securities 2010-08-19 2011-06-17
AVO660 CHEON Byung Kyu 千炳圭 RO Dealing in Securities 2011-06-17 2015-08-31
AVO660 CHEON Byung Kyu 千炳圭 RO Leveraged Foreign Exchange Trading 2013-09-17 2015-08-31
AVO660 CHEON Byung Kyu 千炳圭 RE Advising on Securities 2010-08-19 2011-06-17
AVO660 CHEON Byung Kyu 千炳圭 RO Advising on Securities 2011-06-17 2015-08-31
AWY621 PARK Seung Wook 朴丞郁 RE Dealing in Securities 2011-04-06 2012-12-31
AWY621 PARK Seung Wook 朴丞郁 RE Advising on Securities 2011-04-06 2012-12-31
AXV575 YOON Sunjin 尹善鎮 RE Advising on Securities 2011-09-09 2013-06-30
AXY874 OH Sunghoon 吳昇勳 RE Dealing in Securities 2011-09-26
AXY874 OH Sunghoon 吳昇勳 RE Advising on Securities 2011-09-26
AXY877 LEE Jung Soo 李定洙 RE Dealing in Securities 2011-09-26
AXY877 LEE Jung Soo 李定洙 RE Advising on Securities 2011-09-26
AYQ226 HWANG Sung Taek RE Dealing in Securities 2014-08-05 2017-05-26
AYQ226 HWANG Sung Taek RE Advising on Securities 2014-08-05 2017-05-26
AZF820 SHIN Gyu Ri 申圭利 RE Dealing in Securities 2012-04-16
AZF820 SHIN Gyu Ri 申圭利 RE Advising on Securities 2012-04-16
AZP278 WEPENER Raymond Henry RE Dealing in Securities 2012-05-31 2015-07-23
AZP278 WEPENER Raymond Henry RO Dealing in Securities 2015-07-23 2015-10-08
AZP278 WEPENER Raymond Henry RE Advising on Securities 2012-05-31 2015-07-23
AZP278 WEPENER Raymond Henry RO Advising on Securities 2015-07-23 2015-10-08
BAA517 JUNG Jee Hyun 鄭址賢 RE Dealing in Securities 2012-08-15 2015-02-16
BAA517 JUNG Jee Hyun 鄭址賢 RO Leveraged Foreign Exchange Trading 2013-12-31 2015-02-16
BAA517 JUNG Jee Hyun 鄭址賢 RE Advising on Securities 2012-08-15 2015-02-16
BAG206 KIM Jason H 金宗會 RE Dealing in Securities 2012-10-15 2015-10-16
BAG206 KIM Jason H 金宗會 RO Dealing in Securities 2015-10-16
BAG206 KIM Jason H 金宗會 RE Advising on Securities 2012-10-15 2015-10-16
BAG206 KIM Jason H 金宗會 RO Advising on Securities 2015-10-16
BAN051 TAY Boon Kiang 鄭文強 RO Leveraged Foreign Exchange Trading 2013-09-17 2013-10-31
BBP116 LEE Yun Ki 李侖起 RO Dealing in Securities 2013-10-02 2014-07-10
BBP116 LEE Yun Ki 李侖起 RO Advising on Securities 2013-10-02 2014-07-10
BBQ418 LEE Jung Ho RE Dealing in Securities 2013-08-12 2017-08-31
BBQ418 LEE Jung Ho RO Leveraged Foreign Exchange Trading 2015-02-11 2017-08-31
BBQ418 LEE Jung Ho RE Advising on Securities 2013-08-12 2017-08-31
BBW602 JUNG Yoan 鄭曜安 RO Dealing in Securities 2013-10-16
BBW602 JUNG Yoan 鄭曜安 RO Leveraged Foreign Exchange Trading 2015-07-02
BBW602 JUNG Yoan 鄭曜安 RO Advising on Securities 2013-10-16
BDB889 LEE Wangsung 李旺尚 RE Dealing in Securities 2014-03-10 2017-03-10
BDB889 LEE Wangsung 李旺尚 RE Advising on Securities 2014-03-10 2017-03-10
BDB892 JUNG Seung Kyo 鄭承教 RE Dealing in Securities 2014-03-10 2014-07-10
BDB892 JUNG Seung Kyo 鄭承教 RE Advising on Securities 2014-03-10 2014-07-10
BEV344 CHOI Hyerim 崔惠林 RE Dealing in Securities 2015-01-20
BEV344 CHOI Hyerim 崔惠林 RE Advising on Securities 2015-01-20
BHL123 JANG Euishik 張宜植 RE Dealing in Securities 2016-05-05 2018-06-07
BHL123 JANG Euishik 張宜植 RE Advising on Securities 2016-05-05 2018-06-07
BJR969 JUN Hae Young RE Dealing in Securities 2017-06-27 2018-01-16
BJR969 JUN Hae Young RE Advising on Securities 2017-06-27 2018-01-16
BKY251 ZHU Xiaolin 朱曉琳 RE Dealing in Securities 2017-09-19
BKY251 ZHU Xiaolin 朱曉琳 RE Advising on Securities 2017-09-19
BNO784 LEE Sooho 李守鎬 RE Dealing in Securities 2018-10-05
BNO784 LEE Sooho 李守鎬 RE Advising on Securities 2018-10-05

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