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Hong Kong SFC licensed institution ACN962
Lau & Company Limited
劉氏證券有限公司

Below are the licence-holders that were found for SFC licence institution ACN962 on the SFC website.

Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAE327 LAU Pak Kin 劉伯堅 RO Dealing in Securities 2003-04-01
AAE327 LAU Pak Kin 劉伯堅 RO Advising on Securities 2003-04-01 2003-11-18
AAE327 LAU Pak Kin 劉伯堅 RO Advising on Corporate Finance 2003-04-01 2003-11-18
AAE327 LAU Pak Kin 劉伯堅 RO Asset Management 2003-04-01 2003-11-18
ABV326 BOEY Chuan Siu, Florence RO Dealing in Securities 2003-04-01
ABV326 BOEY Chuan Siu, Florence RO Advising on Securities 2003-04-01 2004-09-23
ABV326 BOEY Chuan Siu, Florence RO Advising on Corporate Finance 2003-04-01 2004-09-23
ABV326 BOEY Chuan Siu, Florence RO Asset Management 2003-04-01 2004-09-23

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