Hong Kong SFC licence institution ACN971, REXCAPITAL (Hong Kong) Limited 御泰融資(香港)有限公司

These are the licence-holders that were found for SFC licence institution ACN971 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAW497 CHAN Tai Loi 陳太賚 RO Advising on Corporate Finance 2005-05-04 2005-10-12
ABI141 CHAU King Fai 周景輝 RO Advising on Securities 2003-04-01 2004-05-07
ABI141 CHAU King Fai 周景輝 RO Advising on Corporate Finance 2003-04-01 2004-05-07
ABI141 CHAU King Fai 周景輝 RO Asset Management 2003-04-01 2004-05-07
ABZ281 LI Kwok Tung 利國東 RE Advising on Corporate Finance 2005-11-07 2008-04-01
ACH176 TIN Fu Man, Maggie 田富敏 RE Advising on Corporate Finance 2006-02-27 2010-01-08
ACH474 CHEUNG Mo Yin 張舞燕 RE Advising on Securities 2003-04-01 2004-04-28
ACH474 CHEUNG Mo Yin 張舞燕 RE Advising on Corporate Finance 2003-04-01 2004-06-16
ACH474 CHEUNG Mo Yin 張舞燕 RE Asset Management 2003-04-01 2004-04-28
ACN972 CHAN How Chung, Victor 陳孝聰 RO Advising on Securities 2003-04-01 2003-12-31
ACN972 CHAN How Chung, Victor 陳孝聰 RO Advising on Corporate Finance 2003-04-01 2003-12-31
ACN972 CHAN How Chung, Victor 陳孝聰 RO Asset Management 2003-04-01 2003-12-31
ACN974 LEE Huei Lin 李慧玲 RO Advising on Securities 2003-04-01 2004-04-07
ACN974 LEE Huei Lin 李慧玲 RO Advising on Corporate Finance 2003-04-01 2010-12-01
ACN974 LEE Huei Lin 李慧玲 RO Asset Management 2003-04-01 2004-04-07
ACV231 LUM Pak Sum 林柏森 RE Advising on Corporate Finance 2004-09-14 2004-10-14
ACV231 LUM Pak Sum 林柏森 RO Advising on Corporate Finance 2004-10-14 2009-01-10
AFM551 HO Chi Ho 何志豪 RE Advising on Corporate Finance 2007-10-18 2007-12-13
AFM551 HO Chi Ho 何志豪 RO Advising on Corporate Finance 2007-12-13 2011-01-01
AFT214 LAM Ting Lok 林庭樂 RE Advising on Corporate Finance 2007-03-07 2010-12-22
AGA545 CHEUNG Ka Lung 張家龍 RE Advising on Corporate Finance 2003-12-11 2004-06-30
AGE545 YIP Po Ching 葉寶貞 RE Advising on Securities 2003-04-01 2004-04-27
AGE545 YIP Po Ching 葉寶貞 RE Advising on Corporate Finance 2003-04-01 2004-04-27
AGE545 YIP Po Ching 葉寶貞 RE Asset Management 2003-04-01 2004-04-27
AGV327 LEE Yik Yu 李奕儒 RE Advising on Securities 2003-04-01 2003-08-16
AGV327 LEE Yik Yu 李奕儒 RE Advising on Corporate Finance 2003-04-01 2003-08-16
AGV327 LEE Yik Yu 李奕儒 RE Asset Management 2003-04-01 2003-08-16
AHA823 TAM Sze Ka 譚思嘉 RE Advising on Corporate Finance 2004-11-08 2007-05-21
AIZ873 WONG Man Ming, Melinda 黃敏明 RE Advising on Corporate Finance 2003-07-23 2004-08-12
ALN185 SO Wai Lam 蘇慧琳 RE Advising on Corporate Finance 2007-10-04 2009-04-01

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