Hong Kong SFC licence institution ACO292, Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司

These are the licence-holders that were found for SFC licence institution ACO292 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
ACO294 OH Yu Sung RO Dealing in Securities 2003-04-01 2007-08-18
ACO294 OH Yu Sung RO Advising on Securities 2003-04-01 2007-08-18
ACO294 OH Yu Sung RO Advising on Corporate Finance 2004-11-12 2005-06-08
AFE831 SURATKAL Kishore Sheena RE Dealing in Securities 2014-05-16 2016-12-30
AFE831 SURATKAL Kishore Sheena RE Advising on Securities 2014-01-30 2016-12-30
AFF924 KIM Peter Sin RE Dealing in Securities 2014-03-31 2015-05-01
AFF924 KIM Peter Sin RE Dealing in Securities 2015-11-10 2017-02-28
AFF924 KIM Peter Sin RE Advising on Securities 2014-03-31 2015-05-01
AFP079 KIM Jong Son RO Dealing in Securities 2003-04-01 2017-02-28
AFP079 KIM Jong Son RO Advising on Securities 2003-04-01 2017-02-28
AFP079 KIM Jong Son RO Advising on Corporate Finance 2003-04-01 2004-11-09
AFP079 KIM Jong Son RO Asset Management 2003-04-01 2004-11-09
AGY967 LEE Kyung Young RE Dealing in Securities 2003-07-02 2005-06-08
AGY967 LEE Kyung Young RE Advising on Securities 2003-07-02 2005-06-08
AHT576 LEE Jong Jin RE Dealing in Securities 2003-04-01 2006-02-28
AHT576 LEE Jong Jin RE Advising on Securities 2003-04-01 2006-02-28
AHT576 LEE Jong Jin RE Advising on Corporate Finance 2003-04-01 2004-11-09
AHT576 LEE Jong Jin RE Asset Management 2003-04-01 2004-10-19
AIH839 AHN Hyo Joon RE Dealing in Securities 2003-04-01 2007-12-31
AIH839 AHN Hyo Joon RE Advising on Securities 2003-04-01 2004-01-28
AIH839 AHN Hyo Joon RE Advising on Corporate Finance 2003-04-01 2004-01-28
AIH839 AHN Hyo Joon RE Asset Management 2003-04-01 2004-01-28
AIZ414 LEE Oi Yan 李靄恩 RE Dealing in Securities 2003-07-02 2005-05-26
ALA244 PARK Stacey RE Dealing in Securities 2008-06-30 2013-02-06
AMP598 O Wai Ping, Adrian 柯衛平 RE Dealing in Securities 2008-06-25 2009-06-18
AMP598 O Wai Ping, Adrian 柯衛平 RE Advising on Securities 2008-06-25 2009-06-18
ANF208 LEE Ju Hyun 李周眩 RE Dealing in Securities 2006-05-06 2010-05-17
ANT438 JU Sung Cheol 朱成哲 RO Dealing in Securities 2006-11-09 2016-12-30
ANT438 JU Sung Cheol 朱成哲 RO Advising on Securities 2006-11-09 2016-12-30
ANT438 JU Sung Cheol 朱成哲 RO Asset Management 2012-02-17 2016-12-30
AOJ335 YOON Dong Hyuk RE Dealing in Securities 2013-01-17 2014-01-21
AOJ335 YOON Dong Hyuk RO Dealing in Securities 2014-01-21 2014-12-01
AOJ335 YOON Dong Hyuk RE Advising on Securities 2013-01-17 2014-01-21
AOJ335 YOON Dong Hyuk RO Advising on Securities 2014-01-21 2014-12-01
AOJ335 YOON Dong Hyuk RE Advising on Corporate Finance 2013-01-17 2014-01-21
AOJ335 YOON Dong Hyuk RO Advising on Corporate Finance 2014-01-21 2014-12-01
AOV740 LEE David Hyung-Tek RE Dealing in Securities 2011-01-12 2013-02-27
AOV740 LEE David Hyung-Tek RO Dealing in Securities 2013-02-27 2014-01-01
AOV740 LEE David Hyung-Tek RE Advising on Securities 2011-01-12 2013-02-27
AOV740 LEE David Hyung-Tek RO Advising on Securities 2013-02-27 2014-01-01
AOV740 LEE David Hyung-Tek RO Advising on Corporate Finance 2013-02-27 2014-01-01
AQE315 LEE Yunjeong 李玧定 RE Dealing in Securities 2009-11-17 2017-02-28
AQE315 LEE Yunjeong 李玧定 RE Advising on Securities 2009-11-17 2017-02-28
ARE814 LEE James RE Asset Management 2012-05-02 2014-06-08
ARW150 NISHIO Yuki 西尾由紀 RE Dealing in Securities 2014-03-10 2016-10-31
ARW150 NISHIO Yuki 西尾由紀 RE Advising on Securities 2014-05-16 2016-10-31
ASZ388 KIDO Tadashi 城戶証 RE Dealing in Securities 2012-04-12 2014-04-26
ATY482 RA Hong Bin RE Dealing in Securities 2009-11-17 2010-05-01
ATY482 RA Hong Bin RE Advising on Securities 2009-11-17 2010-05-01
AUJ261 JIN Mingzhe 金明哲 RE Dealing in Securities 2010-05-17 2017-02-28
AUJ261 JIN Mingzhe 金明哲 RE Advising on Securities 2010-01-19 2017-02-28
AUJ261 JIN Mingzhe 金明哲 RO Advising on Corporate Finance 2012-02-17 2017-02-28
AUN972 YOON Sung Jin RE Dealing in Securities 2012-12-10 2014-02-20
AUN972 YOON Sung Jin RE Advising on Securities 2012-12-10 2014-12-14
AUN972 YOON Sung Jin RE Asset Management 2014-02-20 2014-12-14
AUT785 PARK Taekyu RO Asset Management 2012-02-17 2017-02-28
AVL082 PAN Lirong 潘麗容 RE Dealing in Securities 2010-08-02 2013-01-01
AVL082 PAN Lirong 潘麗容 RE Advising on Securities 2010-08-02 2013-01-01
AVL082 PAN Lirong 潘麗容 RE Advising on Corporate Finance 2012-04-18 2013-01-01
AVV218 LEE Ji Yeon RE Dealing in Securities 2010-09-27 2017-02-28
AVV218 LEE Ji Yeon RE Advising on Securities 2011-02-11 2017-02-28
AWK780 PARK Ji Yeop 朴志燁 RE Dealing in Securities 2010-12-07 2017-02-28
AWK780 PARK Ji Yeop 朴志燁 RE Advising on Securities 2010-12-07 2017-02-28
AWK857 CHOI Bo Sung 崔普盛 RE Dealing in Securities 2010-12-03 2012-08-24
AWK857 CHOI Bo Sung 崔普盛 RE Advising on Securities 2010-12-03 2012-08-24
AWL168 RYU Benedict, Hanseok 柳漢碩 RE Dealing in Securities 2010-12-08 2012-03-02
AWL168 RYU Benedict, Hanseok 柳漢碩 RO Dealing in Securities 2012-03-02 2013-02-11
AWL168 RYU Benedict, Hanseok 柳漢碩 RE Advising on Securities 2010-12-08 2012-03-02
AWL168 RYU Benedict, Hanseok 柳漢碩 RO Advising on Securities 2012-03-02 2013-02-11
AWL168 RYU Benedict, Hanseok 柳漢碩 RO Advising on Corporate Finance 2012-02-17 2013-02-11
AWL172 KIM Hee Kwon 金曦權 RE Dealing in Securities 2010-12-08 2012-03-02
AWL172 KIM Hee Kwon 金曦權 RE Dealing in Securities 2015-03-17 2015-05-20
AWL172 KIM Hee Kwon 金曦權 RO Dealing in Securities 2012-03-02 2012-09-13
AWL172 KIM Hee Kwon 金曦權 RO Dealing in Securities 2015-05-20 2017-02-28
AWL172 KIM Hee Kwon 金曦權 RE Advising on Securities 2010-12-08 2012-03-02
AWL172 KIM Hee Kwon 金曦權 RE Advising on Securities 2015-03-17 2015-05-20
AWL172 KIM Hee Kwon 金曦權 RO Advising on Securities 2012-03-02 2012-09-13
AWL172 KIM Hee Kwon 金曦權 RO Advising on Securities 2015-05-20 2017-02-28
AWL172 KIM Hee Kwon 金曦權 RE Advising on Corporate Finance 2015-03-17 2015-05-20
AWL172 KIM Hee Kwon 金曦權 RO Advising on Corporate Finance 2012-02-17 2012-09-13
AWL172 KIM Hee Kwon 金曦權 RO Advising on Corporate Finance 2015-05-20 2017-02-28
AXC074 KIM Jungtae 金正泰 RE Dealing in Securities 2012-06-06 2014-05-07
AXZ791 JUNG Hee Yup 鄭熙燁 RE Dealing in Securities 2011-10-03 2013-05-13
AXZ791 JUNG Hee Yup 鄭熙燁 RO Asset Management 2012-02-17 2013-05-13
AYI244 AHN Byung Hak 安秉鶴 RE Dealing in Securities 2011-12-02 2013-01-21
AYI244 AHN Byung Hak 安秉鶴 RE Advising on Securities 2011-12-02 2013-01-21
AYV380 SHIN Joonsoo 申濬秀 RE Dealing in Securities 2012-01-18 2014-01-01
AYV380 SHIN Joonsoo 申濬秀 RE Advising on Securities 2012-01-18 2014-01-01
AZC263 KIM Hyung Ki 金亨起 RE Dealing in Securities 2012-02-28 2013-11-01
AZC265 OH Sehun RE Dealing in Securities 2012-03-01 2014-01-01
AZC266 YANG Joowon 梁株原 RE Dealing in Securities 2012-02-28 2014-01-01
AZG703 PARK Dongbok 朴東福 RE Advising on Corporate Finance 2012-04-12 2013-12-27
AZG705 SHIN Dongmin 申東旼 RE Dealing in Securities 2014-04-28 2015-11-21
AZG705 SHIN Dongmin 申東旼 RE Advising on Securities 2014-04-28 2015-11-21
AZG705 SHIN Dongmin 申東旼 RE Advising on Corporate Finance 2014-04-28 2014-09-01
AZG705 SHIN Dongmin 申東旼 RO Advising on Corporate Finance 2014-09-01 2015-11-21
AZG705 SHIN Dongmin 申東旼 RE Asset Management 2012-04-16 2014-06-03
AZJ097 JIN Jia 金甲 RE Dealing in Securities 2014-05-23 2015-06-17
AZJ097 JIN Jia 金甲 RE Advising on Securities 2014-05-23 2015-06-17
AZJ097 JIN Jia 金甲 RE Advising on Corporate Finance 2012-04-27 2015-06-17
AZK528 SOHN Jisong RE Asset Management 2012-05-21 2013-03-01
BAD283 KIM Ki Young 金基渶 RO Dealing in Securities 2013-03-20 2015-01-22
BAD283 KIM Ki Young 金基渶 RO Advising on Securities 2013-03-20 2015-01-22
BAJ171 KIM Jihong 金志洪 RE Dealing in Securities 2012-10-30 2014-01-01
BBI863 JANG Insu RE Asset Management 2013-05-27 2015-10-14
BBI864 LEE Jungwook RE Asset Management 2013-05-27 2014-05-19
BBI865 CHOI Young Wook RE Asset Management 2013-05-27 2014-06-07
BBZ053 KWON Namhyeop 權南協 RE Dealing in Securities 2013-11-04 2017-02-28
BBZ053 KWON Namhyeop 權南協 RE Advising on Securities 2014-05-16 2017-02-28
BBZ477 LEE Jiyong 李知容 RE Dealing in Securities 2013-10-30 2014-02-24
BBZ478 WOO Youn Kwang RE Dealing in Securities 2015-12-22 2017-02-28
BBZ478 WOO Youn Kwang RE Asset Management 2013-10-30 2017-02-28
BBZ479 SUH Jin Won 徐振源 RE Dealing in Securities 2015-12-22 2017-02-28
BBZ479 SUH Jin Won 徐振源 RE Asset Management 2013-10-30 2017-02-07
BBZ479 SUH Jin Won 徐振源 RO Asset Management 2017-02-07 2017-02-28
BCT624 JOO Myung RE Dealing in Securities 2014-05-23 2017-02-28
BCT624 JOO Myung RE Advising on Securities 2014-05-23 2017-02-28
BCT624 JOO Myung RE Advising on Corporate Finance 2014-03-10 2017-02-09
BCT624 JOO Myung RO Advising on Corporate Finance 2017-02-09 2017-02-28
BDF220 YANG Hee Seung 楊熺昇 RE Dealing in Securities 2014-04-04 2014-08-11
BDF220 YANG Hee Seung 楊熺昇 RE Advising on Securities 2014-04-04 2014-08-11
BDF810 KIM Seung Wook RE Dealing in Securities 2014-04-09 2016-12-05
BDF810 KIM Seung Wook RO Dealing in Securities 2016-12-05 2017-02-28
BDF810 KIM Seung Wook RE Asset Management 2014-04-09 2014-09-01
BDF810 KIM Seung Wook RO Asset Management 2014-09-01 2017-02-28
BDG911 CHOI Pomjin 崔氾鎮 RE Dealing in Securities 2014-04-11 2014-06-03
BDG911 CHOI Pomjin 崔氾鎮 RE Advising on Securities 2014-04-11 2014-06-03
BDG911 CHOI Pomjin 崔氾鎮 RE Advising on Corporate Finance 2014-04-11 2014-06-03
BDI756 LEE Ok Kyu RE Dealing in Securities 2014-04-24 2015-03-16
BDI756 LEE Ok Kyu RE Advising on Securities 2014-04-24 2015-03-16
BDJ964 KIM Hanjae RE Dealing in Securities 2014-05-09 2015-10-01
BDJ964 KIM Hanjae RE Advising on Securities 2014-05-09 2015-10-01
BDJ964 KIM Hanjae RE Advising on Corporate Finance 2014-05-09 2015-10-01
BDM376 JEONG Hyeonseok 鄭鉉錫 RE Dealing in Securities 2015-12-22 2017-02-28
BDM376 JEONG Hyeonseok 鄭鉉錫 RE Asset Management 2014-05-30 2017-02-28
BDR339 KIM Jun Oh RE Dealing in Securities 2015-12-22 2017-02-28
BDR339 KIM Jun Oh RE Asset Management 2014-07-03 2017-02-28
BEC500 OH Han Young RE Dealing in Securities 2014-09-03 2014-12-01
BEC500 OH Han Young RE Advising on Securities 2014-09-03 2014-12-01
BEC500 OH Han Young RE Advising on Corporate Finance 2014-09-03 2014-12-01
BEL953 POON Sung Lai 潘崇禮 RE Dealing in Securities 2014-11-17 2017-01-13
BEL953 POON Sung Lai 潘崇禮 RE Advising on Securities 2014-11-17 2017-01-13
BEX933 LEE Min Serk RE Dealing in Securities 2015-12-22 2017-02-28
BEX933 LEE Min Serk RE Asset Management 2015-03-05 2017-02-28
BEZ482 YOON Junhyuk RE Dealing in Securities 2015-02-16 2016-09-02
BEZ486 CHUNG Ann Minyung RE Dealing in Securities 2015-02-16 2016-07-26
BEZ508 OH Choong Hyun RE Dealing in Securities 2015-02-16 2017-02-28
BEZ533 LEE Jun Ah RE Dealing in Securities 2015-02-16 2017-02-28
BFE576 CHU Sunghan RE Asset Management 2015-04-27 2017-02-28
BFF175 JUNG Jaewoong RE Dealing in Securities 2015-07-17 2017-02-28
BFH210 LEE Kyung Ha RE Dealing in Securities 2015-07-23 2017-02-28
BFO950 KIM Hyung Joon RE Dealing in Securities 2015-06-05 2016-04-29
BFW621 SEO Sunghun RE Dealing in Securities 2015-07-17 2017-02-28
BGE634 LEE Dong Keun RE Dealing in Securities 2015-10-07 2016-05-31
BHK361 JUNG David RE Dealing in Securities 2016-05-30 2017-02-28
BIC621 SHIN Young Sang 辛永生 RE Dealing in Securities 2016-10-18 2017-02-28
BIC621 SHIN Young Sang 辛永生 RE Advising on Corporate Finance 2016-10-18 2017-02-28

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