Hong Kong SFC licence institution ACO995, HSBC Trinkaus Investment Management Limited

These are the licence-holders that were found for SFC licence institution ACO995 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAC873 LO Tak Ying, Diana 羅德瑩 RE Dealing in Securities 2010-12-15 2011-04-30
AAC873 LO Tak Ying, Diana 羅德瑩 RE Advising on Securities 2010-12-15 2011-04-30
ACC900 LAM Sai Ying, Ivy 林世盈 RE Dealing in Securities 2005-06-02 2010-05-20
ACC900 LAM Sai Ying, Ivy 林世盈 RO Dealing in Securities 2010-05-20 2010-11-08
ACC900 LAM Sai Ying, Ivy 林世盈 RE Advising on Securities 2003-04-01 2010-05-20
ACC900 LAM Sai Ying, Ivy 林世盈 RO Advising on Securities 2010-05-20 2010-11-08
ACC900 LAM Sai Ying, Ivy 林世盈 RE Advising on Corporate Finance 2003-04-01 2004-03-01
ACC900 LAM Sai Ying, Ivy 林世盈 RE Asset Management 2003-04-01 2004-03-01
ACP001 LEUNG Yee Har 梁倚霞 RO Dealing in Securities 2005-06-02 2011-04-30
ACP001 LEUNG Yee Har 梁倚霞 RE Advising on Securities 2003-04-01 2003-07-17
ACP001 LEUNG Yee Har 梁倚霞 RO Advising on Securities 2003-07-17 2011-04-30
ACP001 LEUNG Yee Har 梁倚霞 RE Advising on Corporate Finance 2003-04-01 2003-06-10
ACP001 LEUNG Yee Har 梁倚霞 RE Asset Management 2003-04-01 2003-06-10
ACP043 ROSTECK Hans-Joachim Adalbert RE Advising on Securities 2010-10-22 2010-11-01
ACQ192 BUDIHARDJO David Soetjipto 沈振峰 RE Dealing in Securities 2005-06-02 2010-04-17
ACQ192 BUDIHARDJO David Soetjipto 沈振峰 RE Advising on Securities 2003-06-12 2010-04-17
ADS448 ZAU Ai Wei, Audrey 曹靄為 RO Dealing in Securities 2005-06-02 2010-11-08
ADS448 ZAU Ai Wei, Audrey 曹靄為 RE Advising on Securities 2003-04-01 2003-08-01
ADS448 ZAU Ai Wei, Audrey 曹靄為 RO Advising on Securities 2003-08-01 2010-11-08
ADS448 ZAU Ai Wei, Audrey 曹靄為 RE Advising on Corporate Finance 2003-04-01 2003-06-10
ADS448 ZAU Ai Wei, Audrey 曹靄為 RE Asset Management 2003-04-01 2003-06-10
AGB219 POON Pui Ming, Madelan 潘佩明 RE Dealing in Securities 2005-06-02 2010-11-08
AGB219 POON Pui Ming, Madelan 潘佩明 RE Advising on Securities 2003-04-01 2010-11-08
AGB219 POON Pui Ming, Madelan 潘佩明 RE Advising on Corporate Finance 2003-04-01 2004-04-06
AGB219 POON Pui Ming, Madelan 潘佩明 RE Asset Management 2003-04-01 2004-04-06
AHC593 CHAN Hoi Fung 陳凱豐 RE Advising on Securities 2003-04-01 2003-07-31
AHC593 CHAN Hoi Fung 陳凱豐 RE Advising on Corporate Finance 2003-04-01 2003-07-31
AHC593 CHAN Hoi Fung 陳凱豐 RE Asset Management 2003-04-01 2003-07-31
AJA115 CHAN Sau Lai 陳秀麗 RE Dealing in Securities 2005-06-02 2010-11-12
AJA115 CHAN Sau Lai 陳秀麗 RO Dealing in Securities 2010-11-12 2011-04-30
AJA115 CHAN Sau Lai 陳秀麗 RE Advising on Securities 2003-08-22 2010-11-12
AJA115 CHAN Sau Lai 陳秀麗 RO Advising on Securities 2010-11-12 2011-04-30
AQE974 KWAN Wai Ying 關惠螢 RE Dealing in Securities 2011-01-04 2011-04-30
AQE974 KWAN Wai Ying 關惠螢 RE Advising on Securities 2011-01-04 2011-04-30
ARD709 LAM Pu Na, Fornia 林貝娜 RE Dealing in Securities 2008-06-30 2011-04-30
ARD709 LAM Pu Na, Fornia 林貝娜 RE Advising on Securities 2008-06-30 2011-04-30
ARD714 CHOI Wai Shan, Sandie 蔡慧珊 RE Dealing in Securities 2008-06-30 2010-11-19
ARD714 CHOI Wai Shan, Sandie 蔡慧珊 RE Advising on Securities 2008-06-30 2010-11-19
AWP249 CHAN Shun Man 陳信民 RE Dealing in Securities 2011-01-07 2011-04-30
AWP249 CHAN Shun Man 陳信民 RE Advising on Securities 2011-01-07 2011-04-30
AWQ467 HO Kar Ying 何嘉盈 RE Dealing in Securities 2011-01-13 2011-04-30
AWQ467 HO Kar Ying 何嘉盈 RE Advising on Securities 2011-01-13 2011-04-30

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