Hong Kong SFC licence institution ACO995, HSBC Trinkaus Investment Management Limited

These are the licence-holders that were found for SFC licence institution ACO995 on the SFC website.

The JSON format for this data is here.

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Key for Role: RE = Respresentative, RO = Responsible Officer

Name Role Activity Start date End date
HO Kar Ying 何嘉盈 RE 1 2011-01-13 2011-04-30
HO Kar Ying 何嘉盈 RE 4 2011-01-13 2011-04-30
CHAN Shun Man 陳信民 RE 1 2011-01-07 2011-04-30
CHAN Shun Man 陳信民 RE 4 2011-01-07 2011-04-30
KWAN Wai Ying 關惠螢 RE 1 2011-01-04 2011-04-30
KWAN Wai Ying 關惠螢 RE 4 2011-01-04 2011-04-30
LO Tak Ying, Diana 羅德瑩 RE 1 2010-12-15 2011-04-30
LO Tak Ying, Diana 羅德瑩 RE 4 2010-12-15 2011-04-30
CHAN Sau Lai 陳秀麗 RO 1 2010-11-12 2011-04-30
CHAN Sau Lai 陳秀麗 RO 4 2010-11-12 2011-04-30
LAM Pu Na, Fornia 林貝娜 RE 1 2008-06-30 2011-04-30
LAM Pu Na, Fornia 林貝娜 RE 4 2008-06-30 2011-04-30
LEUNG Yee Har 梁倚霞 RO 1 2005-06-02 2011-04-30
LEUNG Yee Har 梁倚霞 RO 4 2003-07-17 2011-04-30
CHOI Wai Shan, Sandie 蔡慧珊 RE 1 2008-06-30 2010-11-19
CHOI Wai Shan, Sandie 蔡慧珊 RE 4 2008-06-30 2010-11-19
CHAN Sau Lai 陳秀麗 RE 1 2005-06-02 2010-11-12
CHAN Sau Lai 陳秀麗 RE 4 2003-08-22 2010-11-12
LAM Sai Ying, Ivy 林世盈 RO 1 2010-05-20 2010-11-08
LAM Sai Ying, Ivy 林世盈 RO 4 2010-05-20 2010-11-08
ZAU Ai Wei, Audrey 曹靄為 RO 1 2005-06-02 2010-11-08
POON Pui Ming, Madelan 潘佩明 RE 1 2005-06-02 2010-11-08
ZAU Ai Wei, Audrey 曹靄為 RO 4 2003-08-01 2010-11-08
POON Pui Ming, Madelan 潘佩明 RE 4 2003-04-01 2010-11-08
ROSTECK Hans-Joachim Adalbert RE 4 2010-10-22 2010-11-01
LAM Sai Ying, Ivy 林世盈 RE 1 2005-06-02 2010-05-20
LAM Sai Ying, Ivy 林世盈 RE 4 2003-04-01 2010-05-20
BUDIHARDJO David Soetjipto 沈振峰 RE 1 2005-06-02 2010-04-17
BUDIHARDJO David Soetjipto 沈振峰 RE 4 2003-06-12 2010-04-17
POON Pui Ming, Madelan 潘佩明 RE 6 2003-04-01 2004-04-06
POON Pui Ming, Madelan 潘佩明 RE 9 2003-04-01 2004-04-06
LAM Sai Ying, Ivy 林世盈 RE 6 2003-04-01 2004-03-01
LAM Sai Ying, Ivy 林世盈 RE 9 2003-04-01 2004-03-01
ZAU Ai Wei, Audrey 曹靄為 RE 4 2003-04-01 2003-08-01
CHAN Hoi Fung 陳凱豐 RE 4 2003-04-01 2003-07-31
CHAN Hoi Fung 陳凱豐 RE 6 2003-04-01 2003-07-31
CHAN Hoi Fung 陳凱豐 RE 9 2003-04-01 2003-07-31
LEUNG Yee Har 梁倚霞 RE 4 2003-04-01 2003-07-17
LEUNG Yee Har 梁倚霞 RE 6 2003-04-01 2003-06-10
ZAU Ai Wei, Audrey 曹靄為 RE 6 2003-04-01 2003-06-10
LEUNG Yee Har 梁倚霞 RE 9 2003-04-01 2003-06-10
ZAU Ai Wei, Audrey 曹靄為 RE 9 2003-04-01 2003-06-10

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