Hong Kong SFC licence institution ACP776, Morton Securities Limited 萬基證券有限公司

These are the licence-holders that were found for SFC licence institution ACP776 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAD282 FUNG Shiu Lan, Ruby 馮少蘭 RO Dealing in Securities 2003-04-01 2016-05-03
AAD282 FUNG Shiu Lan, Ruby 馮少蘭 RO Advising on Securities 2003-04-01 2004-04-19
AAD282 FUNG Shiu Lan, Ruby 馮少蘭 RO Advising on Corporate Finance 2003-04-01 2004-04-19
AAD282 FUNG Shiu Lan, Ruby 馮少蘭 RO Asset Management 2003-04-01 2004-04-19
AAD304 MA Sau Ying, Venety 馬秀英 RE Dealing in Securities 2003-04-01
AAD304 MA Sau Ying, Venety 馬秀英 RE Advising on Securities 2003-04-01 2004-02-03
AAD304 MA Sau Ying, Venety 馬秀英 RE Advising on Corporate Finance 2003-04-01 2004-02-03
AAD304 MA Sau Ying, Venety 馬秀英 RE Asset Management 2003-04-01 2004-02-03
AAD336 LAI Yuk Lan, Betty 黎玉蘭 RO Dealing in Securities 2003-04-01 2015-06-16
AAD336 LAI Yuk Lan, Betty 黎玉蘭 RO Advising on Securities 2003-04-01 2003-06-12
AAD336 LAI Yuk Lan, Betty 黎玉蘭 RO Advising on Corporate Finance 2003-04-01 2003-06-12
AAD336 LAI Yuk Lan, Betty 黎玉蘭 RO Asset Management 2003-04-01 2003-06-12
ACP970 LAI Ka Hang 黎嘉衡 RE Dealing in Securities 2003-10-01 2011-10-12
ACP970 LAI Ka Hang 黎嘉衡 RO Dealing in Securities 2011-10-12
AFD012 YUEN Shuk Hing 袁淑卿 RE Dealing in Securities 2003-04-01 2014-09-01
AFD012 YUEN Shuk Hing 袁淑卿 RE Advising on Securities 2003-04-01 2003-08-07
AFD012 YUEN Shuk Hing 袁淑卿 RE Advising on Corporate Finance 2003-04-01 2003-08-07
AFD012 YUEN Shuk Hing 袁淑卿 RE Asset Management 2003-04-01 2003-08-07
AFL704 PANG Wai Chung 彭衛聰 RE Dealing in Securities 2018-08-24
AJD975 OR Siu Kam 柯小琴 RO Dealing in Securities 2016-04-18 2018-08-15
AJE761 CHEUNG Chor Yu 張礎宇 RE Dealing in Securities 2018-09-19 2018-09-21
AJE761 CHEUNG Chor Yu 張礎宇 RO Dealing in Securities 2018-09-21
AWQ303 LAW On Yee 羅安怡 RE Dealing in Securities 2017-06-07 2017-08-08
AWQ303 LAW On Yee 羅安怡 RO Dealing in Securities 2017-08-08 2018-10-05
BHK126 CHAN Yik Tat 陳奕達 RE Dealing in Securities 2017-04-21 2018-02-27

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