Hong Kong SFC licence institution ACS384, Asia Strategic Investment Management Limited 亞洲策略投資管理有限公司

These are the licence-holders that were found for SFC licence institution ACS384 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB404 WOO King Wah, Peter 胡經華 RO Advising on Securities 2003-04-01 2004-11-01
AAB404 WOO King Wah, Peter 胡經華 RO Advising on Corporate Finance 2003-04-01 2003-12-05
AAB404 WOO King Wah, Peter 胡經華 RO Asset Management 2003-04-01 2004-11-01
AAH063 SHUM Wai Cheong 岑偉昌 RO Dealing in Securities 2003-04-01 2004-11-01
AAH063 SHUM Wai Cheong 岑偉昌 RO Advising on Securities 2003-04-01 2004-11-01
AAH063 SHUM Wai Cheong 岑偉昌 RO Advising on Corporate Finance 2003-04-01 2003-12-05
AAH063 SHUM Wai Cheong 岑偉昌 RO Asset Management 2003-04-01 2004-11-01
AAK741 LO Shun Tat 盧順達 RE Dealing in Securities 2006-06-19 2007-12-11
ABP693 SHIH Chih Ann 施姿安 RE Dealing in Securities 2007-03-07 2007-09-11
ABP693 SHIH Chih Ann 施姿安 RE Advising on Securities 2006-10-04 2007-09-11
ABP693 SHIH Chih Ann 施姿安 RE Asset Management 2006-10-04 2007-09-11
ACB606 LAI Sung Ziang, John 雷聲祥 RO Dealing in Securities 2004-11-18 2008-07-31
ACB606 LAI Sung Ziang, John 雷聲祥 RO Advising on Securities 2004-11-18 2008-07-31
ACB606 LAI Sung Ziang, John 雷聲祥 RO Asset Management 2004-11-18 2008-07-31
ACG078 CHENG Kuang Kuo, James 鄭光國 RO Advising on Securities 2003-04-01 2004-12-07
ACG078 CHENG Kuang Kuo, James 鄭光國 RO Advising on Corporate Finance 2003-04-01 2003-12-05
ACG078 CHENG Kuang Kuo, James 鄭光國 RO Asset Management 2003-04-01 2004-12-07
ACO937 CHIU Sai Tong 趙世棠 RO Dealing in Securities 2004-10-26 2007-10-12
ACO937 CHIU Sai Tong 趙世棠 RO Advising on Securities 2004-10-26 2007-10-12
ACO937 CHIU Sai Tong 趙世棠 RO Asset Management 2004-10-26 2007-10-12
ADE238 LAM Ka Keung 林家強 RE Dealing in Securities 2007-10-02 2007-11-08
ADE238 LAM Ka Keung 林家強 RO Dealing in Securities 2007-11-08 2008-07-31
ADE238 LAM Ka Keung 林家強 RE Advising on Securities 2007-10-02 2007-11-08
ADE238 LAM Ka Keung 林家強 RO Advising on Securities 2007-11-08 2008-07-31
ADE238 LAM Ka Keung 林家強 RE Asset Management 2007-11-08 2008-02-20
ADE238 LAM Ka Keung 林家強 RO Asset Management 2008-02-20 2008-07-31
ADW213 CHU Wai Leung 朱偉良 RE Dealing in Securities 2005-03-24 2006-06-15
ADW213 CHU Wai Leung 朱偉良 RE Advising on Securities 2005-03-24 2006-06-15
ADW213 CHU Wai Leung 朱偉良 RE Asset Management 2005-03-24 2006-06-15
ADX611 LO May 羅其美 RE Dealing in Securities 2004-10-25 2005-10-07
ADX611 LO May 羅其美 RE Advising on Securities 2004-10-25 2005-10-07
ADX611 LO May 羅其美 RE Asset Management 2004-10-25 2005-10-07
AED918 CHAN Tsz Tung, Anthony 陳子棟 RE Advising on Securities 2005-02-23 2008-07-31
AED918 CHAN Tsz Tung, Anthony 陳子棟 RE Asset Management 2005-02-23 2008-07-31
AGX745 WUN Chi Yun, Agnes 尹芷茵 RE Dealing in Securities 2004-11-01 2008-03-08
AGX745 WUN Chi Yun, Agnes 尹芷茵 RE Advising on Securities 2004-11-01 2008-03-08
AGX745 WUN Chi Yun, Agnes 尹芷茵 RE Asset Management 2004-11-01 2008-03-08
AJD679 LI Man Bun, Brian David 李民斌 RO Dealing in Securities 2003-12-05 2008-07-31
AJD679 LI Man Bun, Brian David 李民斌 RO Advising on Securities 2003-12-05 2008-07-31
AJD679 LI Man Bun, Brian David 李民斌 RO Asset Management 2003-12-05 2008-07-31

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