Hong Kong SFC licence institution ACS416, Huayu Securities Limited 華裕證券有限公司

These are the licence-holders that were found for SFC licence institution ACS416 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB484 CHAN Wing Yuen 陳永源 RE Dealing in Securities 2006-06-12 2018-09-20
AAD476 LAM Yuk Mo 林玉武 RE Dealing in Securities 2005-09-16 2018-02-09
AAE162 DUNGEY Simon 鄧敬文 RE Dealing in Securities 2003-10-28 2003-11-10
AAG111 SHUM Lai Ching 沈麗清 RE Dealing in Securities 2003-04-01 2004-10-07
AAG111 SHUM Lai Ching 沈麗清 RE Advising on Securities 2003-04-01 2004-10-07
AAG111 SHUM Lai Ching 沈麗清 RE Advising on Corporate Finance 2003-04-01 2004-10-07
AAG111 SHUM Lai Ching 沈麗清 RE Asset Management 2003-04-01 2004-10-07
AAG173 SO Yung Chun 蘇容真 RE Dealing in Securities 2018-12-07
AAG173 SO Yung Chun 蘇容真 RO Dealing in Securities 2003-04-01 2018-12-07
AAG173 SO Yung Chun 蘇容真 RO Advising on Securities 2003-04-01 2004-10-14
AAG173 SO Yung Chun 蘇容真 RO Advising on Corporate Finance 2003-04-01 2004-10-14
AAG173 SO Yung Chun 蘇容真 RO Asset Management 2003-04-01 2004-10-14
AAV293 WONG Shiu Kay 黃少麒 RE Dealing in Securities 2005-09-29 2007-06-30
ABX572 LAI Po Shan, Bonny 黎寶珊 RE Dealing in Securities 2007-09-17 2010-12-28
ACT436 CHAN Hung Tat 陳雄達 RE Dealing in Securities 2005-09-16 2018-09-20
ADA373 SHUM King Wa 沈景華 RE Dealing in Securities 2003-04-01
ADA373 SHUM King Wa 沈景華 RE Advising on Securities 2003-04-01 2004-10-14
ADA373 SHUM King Wa 沈景華 RE Advising on Corporate Finance 2003-04-01 2004-10-14
ADA373 SHUM King Wa 沈景華 RE Asset Management 2003-04-01 2004-10-14
ADA390 SO Ping Jue 蘇屏玨 RE Dealing in Securities 2003-04-01 2004-07-07
ADA390 SO Ping Jue 蘇屏玨 RO Dealing in Securities 2004-07-07 2018-12-03
ADA390 SO Ping Jue 蘇屏玨 RE Advising on Securities 2003-04-01 2004-04-26
ADA390 SO Ping Jue 蘇屏玨 RE Advising on Corporate Finance 2003-04-01 2004-04-26
ADA390 SO Ping Jue 蘇屏玨 RE Asset Management 2003-04-01 2004-04-26
ADZ900 CHUNG Kwok Ling 鍾國玲 RE Dealing in Securities 2005-10-20
AEY809 LEE Kam Yuen 李錦源 RE Dealing in Securities 2005-11-28 2006-11-30
AFA296 LO Wing Kin, Kenneth 盧穎堅 RO Dealing in Securities 2018-04-27
AGJ935 LAU Ching Kei 劉澄錤 RE Dealing in Securities 2003-04-01 2006-10-21
AGJ935 LAU Ching Kei 劉澄錤 RE Advising on Securities 2003-04-01 2004-10-14
AGJ935 LAU Ching Kei 劉澄錤 RE Advising on Corporate Finance 2003-04-01 2004-10-14
AGJ935 LAU Ching Kei 劉澄錤 RE Asset Management 2003-04-01 2004-10-14
AJM714 SO Ping Yan, Joseph 蘇丙仁 RE Dealing in Securities 2004-12-10
AQI872 WONG Ka Kin, Michael 黃嘉健 RE Dealing in Securities 2018-05-02 2018-06-11
AQI872 WONG Ka Kin, Michael 黃嘉健 RO Dealing in Securities 2018-06-11
AZV686 SON KENG PO Dy Wilfred 孫偉銘 RE Dealing in Securities 2018-12-06
BBA472 LAU Kai Yam 劉佳鑫 RE Dealing in Securities 2018-08-15

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