These are the licence-holders that were found for SFC licence institution ACS416 on the SFC website.
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Key for Role: RE = Respresentative, RO = Responsible Officer
| SFC code | English name | Chinese name | Role | Activity | Start date | End date |
|---|---|---|---|---|---|---|
| AAB484 | CHAN Wing Yuen | 陳永源 | RE | Dealing in Securities | 2006-06-12 | 2018-09-20 |
| AAD476 | LAM Yuk Mo | 林玉武 | RE | Dealing in Securities | 2005-09-16 | 2018-02-09 |
| AAE162 | DUNGEY Simon | 鄧敬文 | RE | Dealing in Securities | 2003-10-28 | 2003-11-10 |
| AAG111 | SHUM Lai Ching | 沈麗清 | RE | Dealing in Securities | 2003-04-01 | 2004-10-07 |
| AAG111 | SHUM Lai Ching | 沈麗清 | RE | Advising on Securities | 2003-04-01 | 2004-10-07 |
| AAG111 | SHUM Lai Ching | 沈麗清 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-10-07 |
| AAG111 | SHUM Lai Ching | 沈麗清 | RE | Asset Management | 2003-04-01 | 2004-10-07 |
| AAG173 | SO Yung Chun | 蘇容真 | RE | Dealing in Securities | 2018-12-07 | |
| AAG173 | SO Yung Chun | 蘇容真 | RO | Dealing in Securities | 2003-04-01 | 2018-12-07 |
| AAG173 | SO Yung Chun | 蘇容真 | RO | Advising on Securities | 2003-04-01 | 2004-10-14 |
| AAG173 | SO Yung Chun | 蘇容真 | RO | Advising on Corporate Finance | 2003-04-01 | 2004-10-14 |
| AAG173 | SO Yung Chun | 蘇容真 | RO | Asset Management | 2003-04-01 | 2004-10-14 |
| AAV293 | WONG Shiu Kay | 黃少麒 | RE | Dealing in Securities | 2005-09-29 | 2007-06-30 |
| ABX572 | LAI Po Shan, Bonny | 黎寶珊 | RE | Dealing in Securities | 2007-09-17 | 2010-12-28 |
| ACT436 | CHAN Hung Tat | 陳雄達 | RE | Dealing in Securities | 2005-09-16 | 2018-09-20 |
| ADA373 | SHUM King Wa | 沈景華 | RE | Dealing in Securities | 2003-04-01 | |
| ADA373 | SHUM King Wa | 沈景華 | RE | Advising on Securities | 2003-04-01 | 2004-10-14 |
| ADA373 | SHUM King Wa | 沈景華 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-10-14 |
| ADA373 | SHUM King Wa | 沈景華 | RE | Asset Management | 2003-04-01 | 2004-10-14 |
| ADA390 | SO Ping Jue | 蘇屏玨 | RE | Dealing in Securities | 2003-04-01 | 2004-07-07 |
| ADA390 | SO Ping Jue | 蘇屏玨 | RO | Dealing in Securities | 2004-07-07 | 2018-12-03 |
| ADA390 | SO Ping Jue | 蘇屏玨 | RE | Advising on Securities | 2003-04-01 | 2004-04-26 |
| ADA390 | SO Ping Jue | 蘇屏玨 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-04-26 |
| ADA390 | SO Ping Jue | 蘇屏玨 | RE | Asset Management | 2003-04-01 | 2004-04-26 |
| ADZ900 | CHUNG Kwok Ling | 鍾國玲 | RE | Dealing in Securities | 2005-10-20 | |
| AEY809 | LEE Kam Yuen | 李錦源 | RE | Dealing in Securities | 2005-11-28 | 2006-11-30 |
| AFA296 | LO Wing Kin, Kenneth | 盧穎堅 | RO | Dealing in Securities | 2018-04-27 | |
| AGJ935 | LAU Ching Kei | 劉澄錤 | RE | Dealing in Securities | 2003-04-01 | 2006-10-21 |
| AGJ935 | LAU Ching Kei | 劉澄錤 | RE | Advising on Securities | 2003-04-01 | 2004-10-14 |
| AGJ935 | LAU Ching Kei | 劉澄錤 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-10-14 |
| AGJ935 | LAU Ching Kei | 劉澄錤 | RE | Asset Management | 2003-04-01 | 2004-10-14 |
| AJM714 | SO Ping Yan, Joseph | 蘇丙仁 | RE | Dealing in Securities | 2004-12-10 | |
| AQI872 | WONG Ka Kin, Michael | 黃嘉健 | RE | Dealing in Securities | 2018-05-02 | 2018-06-11 |
| AQI872 | WONG Ka Kin, Michael | 黃嘉健 | RO | Dealing in Securities | 2018-06-11 | |
| AZV686 | SON KENG PO Dy Wilfred | 孫偉銘 | RE | Dealing in Securities | 2018-12-06 | |
| BBA472 | LAU Kai Yam | 劉佳鑫 | RE | Dealing in Securities | 2018-08-15 |
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