Hong Kong SFC licence institution ACS441, Kwok Hing Securities Limited 國興証券有限公司

These are the licence-holders that were found for SFC licence institution ACS441 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB186 CHAN Kwok Tim 陳國添 RO Dealing in Securities 2003-04-01
AAB186 CHAN Kwok Tim 陳國添 RO Advising on Securities 2003-04-01 2004-07-21
AAB186 CHAN Kwok Tim 陳國添 RO Advising on Corporate Finance 2003-04-01 2004-07-21
AAB186 CHAN Kwok Tim 陳國添 RO Asset Management 2003-04-01 2004-07-21
AAB216 TSE Siu Ha 謝筱霞 RO Dealing in Securities 2003-04-01
AAB216 TSE Siu Ha 謝筱霞 RO Advising on Securities 2003-04-01 2004-07-21
AAB216 TSE Siu Ha 謝筱霞 RO Advising on Corporate Finance 2003-04-01 2004-07-21
AAB216 TSE Siu Ha 謝筱霞 RO Asset Management 2003-04-01 2004-07-21
AAD864 LEE Cheuk Ming 李卓明 RE Dealing in Securities 2003-04-01 2006-05-20
AAD864 LEE Cheuk Ming 李卓明 RE Dealing in Securities 2006-12-06 2012-04-19
AAD864 LEE Cheuk Ming 李卓明 RE Advising on Securities 2003-04-01 2004-02-12
AAD864 LEE Cheuk Ming 李卓明 RE Advising on Corporate Finance 2003-04-01 2004-02-12
AAD864 LEE Cheuk Ming 李卓明 RE Asset Management 2003-04-01 2004-02-12
AAD890 LAU Ka Luk 劉家祿 RE Dealing in Securities 2003-04-01
AAD890 LAU Ka Luk 劉家祿 RE Advising on Securities 2003-04-01 2004-02-12
AAD890 LAU Ka Luk 劉家祿 RE Advising on Corporate Finance 2003-04-01 2004-02-12
AAD890 LAU Ka Luk 劉家祿 RE Asset Management 2003-04-01 2004-02-12
AAW680 FOO Chat Chun 符策晉 RE Dealing in Securities 2003-12-09 2011-12-23
ACQ226 NG Ka Yin 吳家燕 RE Dealing in Securities 2017-10-20 2018-08-01
ADN355 TSE Tai Shun, Sandy 謝戴順 RE Dealing in Securities 2003-04-01
ADN355 TSE Tai Shun, Sandy 謝戴順 RE Advising on Securities 2003-04-01 2004-01-27
ADN355 TSE Tai Shun, Sandy 謝戴順 RE Advising on Corporate Finance 2003-04-01 2004-01-27
ADN355 TSE Tai Shun, Sandy 謝戴順 RE Asset Management 2003-04-01 2004-01-27
AFL672 LEE Kwok Wing 李國榮 RE Dealing in Securities 2009-05-05
AGN969 WONG King Chung 王競鍾 RE Dealing in Securities 2012-06-08 2016-03-11
APR729 WONG Chi Kau, Vega 王志球 RE Dealing in Securities 2008-02-18 2017-02-01
APW343 YAM Kar Kam, Raymond 任家鑫 RE Dealing in Securities 2008-03-08 2011-07-04
APW590 CHUI Chi Wah, Philip 崔志華 RE Dealing in Securities 2008-02-18
AST747 CHUI Lai Ping 崔麗萍 RE Dealing in Securities 2009-06-02 2009-12-02
ATO950 YEUNG Hiu Ming 楊曉明 RE Dealing in Securities 2009-09-15

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