Hong Kong SFC licence institution ACS694, TC Concord Securities Limited 天宸康合證券有限公司

These are the licence-holders that were found for SFC licence institution ACS694 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA736 TSUI Chi Man 徐志文 RE Dealing in Securities 2003-09-10 2003-11-21
AAA736 TSUI Chi Man 徐志文 RO Dealing in Securities 2003-11-21
AAA736 TSUI Chi Man 徐志文 RO Advising on Securities 2004-08-13
AAA940 LAM Ho Kwan, John 林浩堃 RE Dealing in Securities 2003-04-01 2006-10-01
AAA940 LAM Ho Kwan, John 林浩堃 RE Advising on Securities 2003-04-01 2006-10-01
AAA940 LAM Ho Kwan, John 林浩堃 RE Advising on Corporate Finance 2003-04-01 2004-12-23
AAA940 LAM Ho Kwan, John 林浩堃 RE Asset Management 2003-04-01 2004-12-23
AAC738 LAU Chi Fai 柳智輝 RE Dealing in Securities 2003-04-01 2007-10-06
AAC738 LAU Chi Fai 柳智輝 RE Advising on Securities 2003-04-01 2007-10-06
AAC738 LAU Chi Fai 柳智輝 RE Advising on Corporate Finance 2003-04-01 2004-12-23
AAC738 LAU Chi Fai 柳智輝 RE Asset Management 2003-04-01 2004-12-23
AAD706 WAN Tom 尹棠 RO Dealing in Securities 2003-04-01 2004-02-28
AAD943 KWONG Wang Pok 鄺宏博 RO Dealing in Securities 2005-01-13 2006-02-06
AAD943 KWONG Wang Pok 鄺宏博 RO Advising on Securities 2005-01-13 2006-02-06
AAD943 KWONG Wang Pok 鄺宏博 RE Advising on Corporate Finance 2004-06-02 2004-06-23
AAD943 KWONG Wang Pok 鄺宏博 RO Advising on Corporate Finance 2004-06-23 2006-02-06
AAD943 KWONG Wang Pok 鄺宏博 RO Asset Management 2005-01-13 2006-02-06
AAE063 MOU Chi Luen 繆志聯 RE Dealing in Securities 2003-04-01 2003-08-05
AAE063 MOU Chi Luen 繆志聯 RE Advising on Securities 2003-04-01 2003-08-05
AAE063 MOU Chi Luen 繆志聯 RE Advising on Corporate Finance 2003-04-01 2003-08-05
AAE063 MOU Chi Luen 繆志聯 RE Asset Management 2003-04-01 2003-08-05
AAF766 YUEN Sing Yat, Albery 袁醒逸 RE Dealing in Securities 2004-01-06 2005-12-01
AAI489 LEUNG Chiu Cheong 梁朝昌 RE Dealing in Securities 2003-04-01 2003-07-30
AAI489 LEUNG Chiu Cheong 梁朝昌 RE Advising on Securities 2003-04-01 2003-07-30
AAI489 LEUNG Chiu Cheong 梁朝昌 RE Advising on Corporate Finance 2003-04-01 2003-07-30
AAI489 LEUNG Chiu Cheong 梁朝昌 RE Asset Management 2003-04-01 2003-07-30
AAJ042 CHENG Kwai Ping, Margaret 鄭桂平 RE Dealing in Securities 2013-10-28 2014-10-13
AAJ042 CHENG Kwai Ping, Margaret 鄭桂平 RO Dealing in Futures Contracts 2011-08-25 2014-10-13
AAK734 WONG Hok Kam 汪學金 RO Dealing in Securities 2003-04-01 2003-08-22
AAY115 CHOW Ka Man 周家文 RO Dealing in Securities 2007-03-21 2007-07-24
AAY645 LIN Shuk Kwan, Cindy 練淑群 RE Dealing in Securities 2003-12-24 2017-06-11
AAY645 LIN Shuk Kwan, Cindy 練淑群 RE Dealing in Futures Contracts 2011-08-17 2017-06-11
ABR234 PUN Tit Shan 潘鐵珊 RO Dealing in Securities 2018-10-16
ABR234 PUN Tit Shan 潘鐵珊 RO Dealing in Futures Contracts 2018-10-16
ABR234 PUN Tit Shan 潘鐵珊 RO Advising on Securities 2018-03-28
ABU367 CHEN Yat Sun 陳一新 RE Dealing in Securities 2013-01-15 2013-06-19
ABU367 CHEN Yat Sun 陳一新 RO Dealing in Securities 2013-06-19 2014-03-09
ABU367 CHEN Yat Sun 陳一新 RE Dealing in Futures Contracts 2013-01-15 2013-02-26
ABU367 CHEN Yat Sun 陳一新 RO Dealing in Futures Contracts 2013-02-26 2014-03-09
ABU367 CHEN Yat Sun 陳一新 RE Advising on Securities 2013-01-15 2013-06-19
ABU367 CHEN Yat Sun 陳一新 RO Advising on Securities 2013-06-19 2014-03-09
ABV829 LAI Ping Wah 黎秉華 RE Dealing in Securities 2004-08-31 2006-02-06
ABV829 LAI Ping Wah 黎秉華 RE Advising on Corporate Finance 2005-05-05 2006-02-06
ABZ024 JAO Meng Yu 饒孟友 RO Dealing in Securities 2011-12-16 2012-06-30
ABZ024 JAO Meng Yu 饒孟友 RO Advising on Securities 2011-12-16 2012-06-30
ACC061 WONG Kwai Chiu 王貴釗 RE Dealing in Securities 2007-05-28 2007-08-08
ACC699 LOU Fong Han 盧鳳嫻 RE Dealing in Securities 2003-04-01 2003-10-09
ACC699 LOU Fong Han 盧鳳嫻 RE Advising on Securities 2003-04-01 2003-10-09
ACC699 LOU Fong Han 盧鳳嫻 RE Advising on Corporate Finance 2003-04-01 2003-10-09
ACC699 LOU Fong Han 盧鳳嫻 RE Asset Management 2003-04-01 2003-10-09
ACL519 HA Kwong Yiu 夏廣耀 RE Dealing in Securities 2003-04-01 2009-01-31
ACL519 HA Kwong Yiu 夏廣耀 RE Advising on Securities 2003-04-01 2005-06-10
ACL519 HA Kwong Yiu 夏廣耀 RE Advising on Corporate Finance 2003-04-01 2005-06-10
ACL519 HA Kwong Yiu 夏廣耀 RE Asset Management 2003-04-01 2005-06-10
ADG364 CHENG Siu Wa 鄭少華 RE Dealing in Securities 2012-01-26 2013-04-29
ADG364 CHENG Siu Wa 鄭少華 RE Dealing in Futures Contracts 2012-01-26 2013-04-29
ADN448 TSOI Kap 蔡革 RE Dealing in Securities 2003-09-16 2005-09-13
ADN448 TSOI Kap 蔡革 RO Dealing in Securities 2005-09-13 2007-09-07
ADN448 TSOI Kap 蔡革 RO Advising on Securities 2006-01-09 2007-09-07
ADS239 SIN Yuk Ching 冼玉青 RE Dealing in Securities 2003-04-01 2003-08-12
ADS239 SIN Yuk Ching 冼玉青 RE Advising on Securities 2003-04-01 2003-08-12
ADS239 SIN Yuk Ching 冼玉青 RE Advising on Corporate Finance 2003-04-01 2003-08-12
ADS239 SIN Yuk Ching 冼玉青 RE Asset Management 2003-04-01 2003-08-12
ADZ865 MA Tsang Kit, Martini 馬增傑 RE Dealing in Securities 2011-03-24 2013-09-06
ADZ865 MA Tsang Kit, Martini 馬增傑 RE Dealing in Futures Contracts 2010-08-17 2013-01-10
ADZ865 MA Tsang Kit, Martini 馬增傑 RO Dealing in Futures Contracts 2013-01-10 2013-09-06
AEB983 CHEN Wen-Chung 陳文聰 RE Dealing in Securities 2012-09-17 2014-05-30
AEB983 CHEN Wen-Chung 陳文聰 RE Dealing in Futures Contracts 2013-01-09 2014-05-30
AEB983 CHEN Wen-Chung 陳文聰 RE Advising on Securities 2012-09-17 2014-05-30
AEC408 CHAN Ka Leung 陳嘉亮 RE Dealing in Securities 2013-02-08 2014-03-10
AEC408 CHAN Ka Leung 陳嘉亮 RO Dealing in Securities 2014-03-10 2016-01-31
AEC408 CHAN Ka Leung 陳嘉亮 RE Dealing in Futures Contracts 2013-02-08 2014-03-10
AEC408 CHAN Ka Leung 陳嘉亮 RO Dealing in Futures Contracts 2014-03-10 2016-01-31
AED732 SUM Ming Kit 沈明傑 RE Dealing in Securities 2003-11-18 2004-03-26
AED791 YUNG Tsz Ming 容子明 RE Dealing in Securities 2011-08-08 2012-09-17
AED791 YUNG Tsz Ming 容子明 RE Dealing in Futures Contracts 2011-08-08 2012-09-17
AEN773 FUNG Siu Hung 馮兆鴻 RE Dealing in Securities 2014-02-19 2014-02-28
AEN773 FUNG Siu Hung 馮兆鴻 RO Dealing in Securities 2014-02-28 2016-01-03
AEN773 FUNG Siu Hung 馮兆鴻 RE Dealing in Futures Contracts 2014-02-19 2014-02-28
AEN773 FUNG Siu Hung 馮兆鴻 RO Dealing in Futures Contracts 2014-02-28 2016-01-03
AEU474 LI Cho Kwong 李早光 RE Dealing in Securities 2005-09-07 2006-03-20
AEU474 LI Cho Kwong 李早光 RE Dealing in Securities 2006-12-20 2007-06-16
AFG659 YEUNG Wai Shan 楊慧珊 RE Dealing in Securities 2003-11-08 2005-03-01
AFJ454 SUEN Hon Bun 孫瀚斌 RE Dealing in Securities 2003-09-04 2006-02-20
AFJ454 SUEN Hon Bun 孫瀚斌 RE Dealing in Securities 2006-12-04 2007-08-17
AFJ455 NG Sze Nam 伍思南 RE Dealing in Securities 2003-11-21 2004-07-06
AFQ229 LEUNG Man Tat 梁文達 RE Dealing in Securities 2004-12-03 2005-02-07
AFQ229 LEUNG Man Tat 梁文達 RO Dealing in Securities 2003-12-08 2004-05-09
AFQ229 LEUNG Man Tat 梁文達 RO Dealing in Securities 2005-02-07 2005-12-05
AFQ229 LEUNG Man Tat 梁文達 RE Advising on Securities 2004-12-03 2005-02-07
AFQ229 LEUNG Man Tat 梁文達 RO Advising on Securities 2005-02-07 2005-12-05
AFQ229 LEUNG Man Tat 梁文達 RO Advising on Corporate Finance 2005-02-07 2005-12-05
AFQ229 LEUNG Man Tat 梁文達 RE Asset Management 2004-12-03 2005-02-07
AFQ229 LEUNG Man Tat 梁文達 RO Asset Management 2003-12-08 2004-05-09
AFQ229 LEUNG Man Tat 梁文達 RO Asset Management 2005-02-07 2005-12-05
AFQ295 TAI On Yue 戴安裕 RE Dealing in Securities 2003-04-01 2016-09-02
AFQ295 TAI On Yue 戴安裕 RE Advising on Securities 2003-04-01 2005-04-28
AFQ295 TAI On Yue 戴安裕 RE Advising on Corporate Finance 2003-04-01 2005-04-28
AFQ295 TAI On Yue 戴安裕 RE Asset Management 2003-04-01 2005-04-28
AFR183 LEUNG Pik Wan 梁碧雲 RE Dealing in Securities 2003-04-01 2009-01-31
AFR183 LEUNG Pik Wan 梁碧雲 RE Advising on Securities 2003-04-01 2005-03-02
AFR183 LEUNG Pik Wan 梁碧雲 RE Advising on Corporate Finance 2003-04-01 2005-03-02
AFR183 LEUNG Pik Wan 梁碧雲 RE Asset Management 2003-04-01 2005-03-02
AGA249 CHONG Moon Biu, William 莊滿標 RE Dealing in Securities 2012-12-07 2015-05-07
AGA249 CHONG Moon Biu, William 莊滿標 RE Dealing in Futures Contracts 2012-12-07 2015-05-07
AGA256 LAW Giggs 羅憲淳 RE Dealing in Securities 2012-01-09 2013-12-17
AGA256 LAW Giggs 羅憲淳 RE Dealing in Futures Contracts 2012-01-09 2013-12-17
AGA256 LAW Giggs 羅憲淳 RE Advising on Securities 2012-01-09 2013-12-17
AGA675 TANG Kwan Chung 鄧君仲 RE Dealing in Securities 2003-10-07 2004-06-23
AGA675 TANG Kwan Chung 鄧君仲 RE Dealing in Securities 2005-04-12 2007-07-05
AGA675 TANG Kwan Chung 鄧君仲 RO Dealing in Securities 2004-06-23 2005-04-12
AGA675 TANG Kwan Chung 鄧君仲 RE Advising on Securities 2005-04-12 2007-07-05
AGA675 TANG Kwan Chung 鄧君仲 RO Advising on Securities 2004-08-13 2005-04-12
AGD339 MAN Yuen Wai 萬婉慧 RE Dealing in Securities 2003-10-13 2005-10-06
AGD339 MAN Yuen Wai 萬婉慧 RE Advising on Corporate Finance 2004-07-28 2005-10-06
AGD630 YIU Chor Fong 姚楚芳 RE Dealing in Securities 2005-04-18 2006-01-05
AHG443 LIU Hsiang-Wen 劉湘雯 RE Dealing in Securities 2003-04-01 2006-09-29
AHG443 LIU Hsiang-Wen 劉湘雯 RO Dealing in Securities 2006-09-29 2008-10-22
AHG443 LIU Hsiang-Wen 劉湘雯 RE Advising on Securities 2003-04-01 2004-05-07
AHG443 LIU Hsiang-Wen 劉湘雯 RO Advising on Securities 2008-04-01 2008-10-22
AHG443 LIU Hsiang-Wen 劉湘雯 RE Advising on Corporate Finance 2003-04-01 2004-05-07
AHG443 LIU Hsiang-Wen 劉湘雯 RE Asset Management 2003-04-01 2004-05-07
AHG708 TAN Chia Tien 譚家典 RO Dealing in Securities 2009-08-28 2012-03-21
AHG708 TAN Chia Tien 譚家典 RO Advising on Securities 2009-08-28 2012-03-21
AHH536 LAU Oi Shan 劉靄珊 RE Dealing in Securities 2004-01-16 2004-05-11
AIE768 WONG Tsz Ming, Rico 黃梓銘 RE Dealing in Securities 2013-04-30 2016-11-01
AIE768 WONG Tsz Ming, Rico 黃梓銘 RE Dealing in Futures Contracts 2013-04-30 2016-11-01
AJD425 CHANG Cheng Chi 張震極 RE Dealing in Securities 2003-08-20 2005-10-05
AJD425 CHANG Cheng Chi 張震極 RE Advising on Corporate Finance 2004-08-26 2005-10-05
AJD425 CHANG Cheng Chi 張震極 RE Asset Management 2005-08-24 2005-10-05
AJD519 CHANG Pei Yao, Irene 張佩瑤 RE Dealing in Securities 2012-07-10 2013-02-09
AJD519 CHANG Pei Yao, Irene 張佩瑤 RE Dealing in Securities 2013-04-23 2013-12-18
AJD519 CHANG Pei Yao, Irene 張佩瑤 RE Dealing in Futures Contracts 2012-07-10 2013-02-09
AJD519 CHANG Pei Yao, Irene 張佩瑤 RE Dealing in Futures Contracts 2013-04-23 2013-12-18
AJL852 TU Wen Chi 凃文棋 RE Dealing in Securities 2004-02-27 2004-07-06
AJL852 TU Wen Chi 凃文棋 RE Asset Management 2004-02-27 2004-07-06
AKI966 CHOI Ho Yan 蔡好仁 RE Dealing in Securities 2004-04-13 2008-01-14
AKS603 CHIANG Shih-wei 江仕偉 RE Dealing in Securities 2009-07-06 2009-08-12
AKS603 CHIANG Shih-wei 江仕偉 RO Dealing in Securities 2008-06-16 2009-07-06
AKS603 CHIANG Shih-wei 江仕偉 RE Advising on Securities 2009-07-06 2009-08-12
AKS603 CHIANG Shih-wei 江仕偉 RO Advising on Securities 2008-06-16 2009-07-06
ALI215 LIN Ying-Hua 林盈華 RE Dealing in Securities 2009-10-09 2010-09-01
ALI215 LIN Ying-Hua 林盈華 RE Advising on Securities 2009-11-09 2010-09-01
ALO052 LAM Chi Hsin 林志興 RE Dealing in Securities 2018-04-04
ALO052 LAM Chi Hsin 林志興 RE Dealing in Futures Contracts 2018-04-04
ALQ112 MA Kei Lok 馬基諾 RE Dealing in Securities 2013-11-18 2014-05-16
ALQ112 MA Kei Lok 馬基諾 RE Advising on Securities 2013-11-18 2014-05-16
AML182 WEI Chung-Liang 韋忠良 RE Dealing in Securities 2012-04-18 2012-06-29
AML182 WEI Chung-Liang 韋忠良 RO Dealing in Securities 2012-06-29 2014-04-20
AML182 WEI Chung-Liang 韋忠良 RO Advising on Securities 2012-06-29 2014-04-20
AML328 WONG Chi Fai 黃志輝 RE Dealing in Securities 2005-12-20
AML328 WONG Chi Fai 黃志輝 RE Dealing in Futures Contracts 2011-03-24
AMR811 LAI Tsao Lung 賴朝隆 RE Dealing in Securities 2013-01-14 2014-04-28
AMR811 LAI Tsao Lung 賴朝隆 RO Dealing in Securities 2014-04-28
AMR811 LAI Tsao Lung 賴朝隆 RE Dealing in Futures Contracts 2013-01-14 2014-04-28
AMR811 LAI Tsao Lung 賴朝隆 RO Dealing in Futures Contracts 2014-04-28
AMR811 LAI Tsao Lung 賴朝隆 RE Advising on Securities 2013-01-14 2014-04-28
AMR811 LAI Tsao Lung 賴朝隆 RO Advising on Securities 2014-04-28
AMU468 LIN Yung-tien 林永田 RE Dealing in Securities 2012-07-10 2013-06-24
AMX363 LAW Sung Fai, Poly 羅松輝 RE Dealing in Securities 2006-01-13 2006-06-30
ANE926 TAI Sheung Chi, Jonathan 戴上智 RE Dealing in Securities 2006-12-04 2007-05-05
ANE926 TAI Sheung Chi, Jonathan 戴上智 RE Dealing in Securities 2007-05-21 2011-05-30
ANE926 TAI Sheung Chi, Jonathan 戴上智 RE Dealing in Securities 2011-07-11 2013-04-30
ANI808 FU Kuang-Chih 傅光智 RE Dealing in Securities 2012-09-14 2013-04-30
ANT546 FONG Wang Yip, Jeffrey 方宏業 RE Dealing in Securities 2013-01-16 2013-10-18
ANT546 FONG Wang Yip, Jeffrey 方宏業 RE Dealing in Futures Contracts 2013-01-16 2013-10-18
ANT546 FONG Wang Yip, Jeffrey 方宏業 RE Advising on Securities 2013-01-16 2013-10-18
ANW394 KAO Chun Bin 高俊彬 RE Dealing in Securities 2008-09-12 2008-10-22
ANW394 KAO Chun Bin 高俊彬 RO Dealing in Securities 2007-01-22 2008-06-10
ANW394 KAO Chun Bin 高俊彬 RE Advising on Securities 2008-09-12 2008-10-22
ANW394 KAO Chun Bin 高俊彬 RO Advising on Securities 2007-01-22 2008-06-10
ANW396 CHUANG I-Chu 莊易築 RO Dealing in Securities 2006-11-13 2009-10-02
ANW396 CHUANG I-Chu 莊易築 RO Advising on Securities 2006-11-13 2009-10-02
AOG095 LAI Chun Wa 黎俊華 RE Dealing in Securities 2010-11-09 2010-12-30
AOG095 LAI Chun Wa 黎俊華 RE Dealing in Futures Contracts 2010-11-09 2010-12-30
AOG095 LAI Chun Wa 黎俊華 RE Advising on Securities 2010-11-09 2010-12-30
AOJ441 LEUNG Wai Wa, Terry 梁偉華 RE Dealing in Securities 2015-03-30 2016-01-29
AOJ441 LEUNG Wai Wa, Terry 梁偉華 RO Dealing in Securities 2016-01-29 2017-03-31
AOJ441 LEUNG Wai Wa, Terry 梁偉華 RE Dealing in Futures Contracts 2015-03-30 2016-01-29
AOJ441 LEUNG Wai Wa, Terry 梁偉華 RO Dealing in Futures Contracts 2016-01-29 2017-03-31
AOJ441 LEUNG Wai Wa, Terry 梁偉華 RE Advising on Securities 2015-05-12 2017-03-31
AOL264 WU Teh Sen, Raymond 吳德生 RE Dealing in Securities 2009-03-10 2010-06-11
AOL264 WU Teh Sen, Raymond 吳德生 RE Dealing in Securities 2011-07-18 2012-12-31
AOL264 WU Teh Sen, Raymond 吳德生 RE Advising on Securities 2009-05-14 2010-06-11
AOL264 WU Teh Sen, Raymond 吳德生 RE Advising on Securities 2011-07-18 2012-12-31
AOR284 CHAN Yik Lun 陳奕倫 RE Dealing in Securities 2016-01-13 2016-06-06
AOR284 CHAN Yik Lun 陳奕倫 RO Dealing in Securities 2016-06-06 2017-11-16
AOR284 CHAN Yik Lun 陳奕倫 RE Dealing in Futures Contracts 2016-01-13 2016-06-06
AOR284 CHAN Yik Lun 陳奕倫 RO Dealing in Futures Contracts 2016-06-06 2017-11-16
AOR284 CHAN Yik Lun 陳奕倫 RE Advising on Securities 2017-05-04 2017-11-16
APB506 XIE Jialin 謝嘉琳 RE Dealing in Securities 2007-06-08 2009-08-20
APB506 XIE Jialin 謝嘉琳 RE Advising on Securities 2007-06-08 2009-08-20
APD434 YEUNG Yan Chuen 楊恩存 RE Dealing in Securities 2007-06-28 2007-12-04
API217 CHEN Chung-Chun 陳忠均 RE Dealing in Securities 2007-07-30 2010-09-01
API217 CHEN Chung-Chun 陳忠均 RE Advising on Securities 2007-07-30 2010-09-01
APQ334 LAU Kin Sau 劉建修 RE Dealing in Securities 2008-03-11 2008-05-22
APQ334 LAU Kin Sau 劉建修 RE Advising on Securities 2008-03-11 2008-05-22
APR338 CHIEN Li-Min 簡利珉 RE Dealing in Securities 2011-05-04 2012-06-15
APR338 CHIEN Li-Min 簡利珉 RE Advising on Securities 2011-05-04 2012-06-15
APX221 LIAO Shao-Mei 廖紹玫 RE Dealing in Securities 2007-11-02 2011-06-24
APX221 LIAO Shao-Mei 廖紹玫 RE Advising on Securities 2007-11-02 2011-06-24
APX224 LIN Tzu-Chen 林慈貞 RE Dealing in Securities 2007-11-02 2010-09-30
APX224 LIN Tzu-Chen 林慈貞 RE Advising on Securities 2007-11-02 2010-09-30
AQA155 LIU Kao-Jen 柳高仁 RE Dealing in Securities 2012-07-24 2014-05-30
AQA155 LIU Kao-Jen 柳高仁 RE Dealing in Futures Contracts 2012-07-24 2014-05-30
AQB146 GONG Hua 龔華 RE Dealing in Securities 2010-06-04 2011-04-08
AQB146 GONG Hua 龔華 RE Dealing in Futures Contracts 2010-09-21 2011-04-08
AQJ712 TAI Chuan-Huang 戴傳晃 RE Dealing in Securities 2012-07-25 2014-05-30
AQO247 SUEN Yi Nga 孫以雅 RE Dealing in Securities 2009-11-10 2010-12-15
AQO247 SUEN Yi Nga 孫以雅 RE Dealing in Futures Contracts 2010-08-20 2010-12-15
AQO247 SUEN Yi Nga 孫以雅 RE Advising on Securities 2010-08-20 2010-12-15
AQQ077 CHOU Yeh-Hung 周彥宏 RO Dealing in Securities 2011-01-21 2011-07-21
AQQ077 CHOU Yeh-Hung 周彥宏 RO Dealing in Futures Contracts 2010-07-16 2011-08-26
AQQ527 HUANG Hua-Lun 黃華倫 RE Dealing in Securities 2012-07-05 2013-04-30
AQQ527 HUANG Hua-Lun 黃華倫 RE Dealing in Securities 2013-07-12 2014-03-21
AQQ527 HUANG Hua-Lun 黃華倫 RE Dealing in Futures Contracts 2012-07-05 2013-04-30
AQQ527 HUANG Hua-Lun 黃華倫 RE Dealing in Futures Contracts 2013-07-12 2014-03-21
AQT308 HO Ka Ling 何嘉玲 RE Dealing in Securities 2008-04-07 2008-05-30
AQT308 HO Ka Ling 何嘉玲 RE Advising on Securities 2008-04-07 2008-05-30
ARD362 CHEN Shih-Ben 陳世斌 RE Dealing in Securities 2008-05-28 2010-09-02
ARF058 WANG Yung-Tang 王永棠 RE Dealing in Securities 2008-06-19 2009-01-29
ARG343 YU Ying 于瀅 RE Dealing in Securities 2008-06-25 2009-07-03
ARG343 YU Ying 于瀅 RE Advising on Securities 2008-06-25 2009-07-03
ARG435 WANG Shian-tang 王賢棠 RE Dealing in Securities 2008-06-27 2009-01-05
ARG476 CHANG Hsin-Hsun 張新薰 RE Dealing in Securities 2008-06-27 2009-02-07
ARG523 YAU Ka Hei 游嘉熙 RE Dealing in Securities 2013-05-06 2014-07-25
ARG523 YAU Ka Hei 游嘉熙 RE Dealing in Futures Contracts 2013-05-06 2014-07-25
ARI458 CHIANG Feng Hsu 江豐旭 RE Dealing in Securities 2008-08-13 2009-08-26
ARJ112 CHUANG Pao-Chin 莊寳琴 RE Dealing in Securities 2008-07-25 2009-03-08
ARN806 LIU De-Liang 劉淂糧 RE Dealing in Securities 2008-08-27 2010-01-26
ARP385 NGAI Sin Yu 魏鐥䨞 RE Dealing in Securities 2009-08-03 2010-03-12
ARR346 CHAN Kin Pong, Matthew 陳建邦 RE Dealing in Securities 2014-07-09 2015-09-04
ARR346 CHAN Kin Pong, Matthew 陳建邦 RE Dealing in Securities 2016-04-15 2016-06-17
ARR346 CHAN Kin Pong, Matthew 陳建邦 RO Dealing in Securities 2015-09-04 2016-01-04
ARR346 CHAN Kin Pong, Matthew 陳建邦 RO Dealing in Securities 2016-06-17
ARR346 CHAN Kin Pong, Matthew 陳建邦 RE Dealing in Futures Contracts 2014-07-09 2015-09-04
ARR346 CHAN Kin Pong, Matthew 陳建邦 RE Dealing in Futures Contracts 2016-04-15 2016-06-17
ARR346 CHAN Kin Pong, Matthew 陳建邦 RO Dealing in Futures Contracts 2015-09-04 2016-01-04
ARR346 CHAN Kin Pong, Matthew 陳建邦 RO Dealing in Futures Contracts 2016-06-17
ARR346 CHAN Kin Pong, Matthew 陳建邦 RE Advising on Securities 2017-04-24
ARR885 HOU Hongyan 侯紅燕 RE Dealing in Securities 2010-10-25 2011-06-27
ARR885 HOU Hongyan 侯紅燕 RE Dealing in Futures Contracts 2010-10-25 2011-06-27
ARR885 HOU Hongyan 侯紅燕 RE Advising on Securities 2010-10-25 2011-06-27
ARS446 LIN Cheng-Yih 林正義 RE Dealing in Securities 2012-05-09 2013-02-09
ARS446 LIN Cheng-Yih 林正義 RE Dealing in Futures Contracts 2012-05-09 2013-02-09
ARS551 NG Ching Yin 吳清賢 RE Dealing in Securities 2017-04-12
ARS551 NG Ching Yin 吳清賢 RE Dealing in Futures Contracts 2017-04-12
ARS551 NG Ching Yin 吳清賢 RE Advising on Securities 2017-04-12
ART446 HSIEH Chih-Ming 謝志明 RE Dealing in Securities 2008-10-22 2009-04-16
ASE458 PONG Chui Ming 龐翠明 RE Dealing in Securities 2012-12-17 2013-06-02
ASE458 PONG Chui Ming 龐翠明 RE Dealing in Futures Contracts 2012-12-17 2013-06-02
ASX329 HONG Kelvin 洪烯煌 RE Dealing in Securities 2011-07-12 2013-05-05
ASX329 HONG Kelvin 洪烯煌 RE Dealing in Futures Contracts 2011-07-12 2013-05-05
ASX329 HONG Kelvin 洪烯煌 RE Advising on Securities 2011-09-05 2013-05-05
ATL879 WONG Wing Keung 王永強 RE Dealing in Securities 2011-02-22 2013-01-27
ATL879 WONG Wing Keung 王永強 RE Dealing in Futures Contracts 2011-02-22 2013-01-27
ATL879 WONG Wing Keung 王永強 RE Advising on Securities 2011-02-22 2013-01-27
ATN583 WANG Alexander Michael RE Dealing in Securities 2011-10-24 2012-10-04
ATN583 WANG Alexander Michael RE Dealing in Futures Contracts 2011-10-24 2012-10-04
ATX004 MI Jia 米佳 RE Dealing in Securities 2011-07-19 2012-03-01
AUH256 HUANG Pei-Hsuan 黃沛璿 RE Dealing in Securities 2011-08-11 2012-05-11
AUH256 HUANG Pei-Hsuan 黃沛璿 RE Advising on Securities 2011-08-11 2012-05-11
AUK260 KWAN Oi Yee 關愷怡 RE Dealing in Securities 2012-06-26 2013-04-12
AUK260 KWAN Oi Yee 關愷怡 RE Dealing in Futures Contracts 2012-06-26 2013-04-12
AUV639 FUJIWARA Sari RE Dealing in Securities 2013-03-11 2013-05-13
AUV639 FUJIWARA Sari RE Advising on Securities 2013-03-11 2013-05-13
AUW023 KAO Cheng Yung 高政雍 RO Dealing in Futures Contracts 2010-07-16 2013-01-11
AUZ729 NG Ka Man 吳家文 RE Dealing in Securities 2013-01-11 2014-07-23
AUZ729 NG Ka Man 吳家文 RE Dealing in Futures Contracts 2013-01-29 2014-07-23
AUZ917 YEUNG Yan Keung 楊恩強 RE Dealing in Securities 2010-04-12 2016-01-27
AUZ917 YEUNG Yan Keung 楊恩強 RE Dealing in Futures Contracts 2012-03-06 2016-01-27
AVH609 HAN Chin Tang 韓錦堂 RE Dealing in Securities 2018-08-28 2018-11-20
AVH609 HAN Chin Tang 韓錦堂 RE Dealing in Futures Contracts 2018-08-28 2018-11-20
AVH609 HAN Chin Tang 韓錦堂 RE Advising on Securities 2018-08-28 2018-11-20
AVI651 WU Li-ping 吳琍萍 RE Dealing in Securities 2010-07-12 2010-10-29
AVM590 MA Siu Hong 馬少康 RE Dealing in Securities 2010-07-19 2010-07-27
AVM658 LO Dickson Tat San 羅達生 RE Dealing in Securities 2016-03-01
AVM658 LO Dickson Tat San 羅達生 RE Dealing in Futures Contracts 2016-03-01
AVM658 LO Dickson Tat San 羅達生 RE Advising on Securities 2018-01-05
AVS465 LIANG Cheng Chung 梁正中 RE Dealing in Securities 2010-08-16 2013-01-27
AVS465 LIANG Cheng Chung 梁正中 RE Dealing in Futures Contracts 2010-08-16 2011-08-04
AVS465 LIANG Cheng Chung 梁正中 RO Dealing in Futures Contracts 2011-08-04 2013-01-27
AVS465 LIANG Cheng Chung 梁正中 RE Advising on Securities 2010-08-16 2013-01-27
AWG904 HO Kim Kwong 何劍剛 RE Dealing in Securities 2014-07-11 2015-09-30
AWG904 HO Kim Kwong 何劍剛 RE Advising on Securities 2014-05-14 2015-09-30
AWQ528 LIN Yu Chih 林育志 RE Dealing in Securities 2011-09-05 2011-12-01
AWU727 LAU Tik Sang 劉迪生 RE Dealing in Securities 2013-10-15 2015-02-24
AWU727 LAU Tik Sang 劉迪生 RE Dealing in Futures Contracts 2013-10-15 2015-02-24
AWW205 LEE Chui Ling 李翠玲 RE Dealing in Securities 2013-08-06 2014-01-09
AWY449 HUANG Shao Hsuan 黃劭萱 RE Dealing in Securities 2012-10-03 2014-05-16
AWY449 HUANG Shao Hsuan 黃劭萱 RE Advising on Securities 2013-01-03 2014-05-16
AXF397 WATT Chun Wai 屈駿威 RE Dealing in Securities 2013-11-04 2013-12-31
AXF397 WATT Chun Wai 屈駿威 RE Dealing in Futures Contracts 2013-11-04 2013-12-31
AXL089 LIN Hao Wei 林豪威 RO Advising on Securities 2012-09-06 2013-05-01
AXS410 KWAN Chung Tsz 關頌慈 RE Dealing in Securities 2014-08-25 2015-04-07
AXS410 KWAN Chung Tsz 關頌慈 RE Dealing in Securities 2015-05-15 2015-08-31
AXS410 KWAN Chung Tsz 關頌慈 RE Dealing in Futures Contracts 2014-08-25 2015-04-07
AXS410 KWAN Chung Tsz 關頌慈 RE Dealing in Futures Contracts 2015-05-15 2015-08-31
AYK003 WU Tzu Kuan 吳姿觀 RE Dealing in Securities 2011-11-09 2017-01-31
AYK003 WU Tzu Kuan 吳姿觀 RE Dealing in Futures Contracts 2016-02-22 2017-01-31
AYK003 WU Tzu Kuan 吳姿觀 RE Advising on Securities 2012-02-20 2015-08-13
AYK003 WU Tzu Kuan 吳姿觀 RO Advising on Securities 2015-08-13 2017-01-31
AYX360 CHAN Ki Yin 陳其延 RE Dealing in Securities 2013-06-11 2014-01-03
AYX360 CHAN Ki Yin 陳其延 RE Dealing in Futures Contracts 2013-08-01 2014-01-03
AZT444 HONG Hui 洪慧 RE Dealing in Securities 2012-06-25 2013-07-08
AZT776 WONG Nok Hang 黃諾衡 RE Dealing in Securities 2012-06-27 2013-09-06
AZT777 HSU Jung-hsuan 徐榕軒 RE Dealing in Securities 2012-07-19
AZT777 HSU Jung-hsuan 徐榕軒 RE Dealing in Futures Contracts 2014-08-28
BAD773 LIN Mei-shu 林美淑 RE Dealing in Securities 2012-09-05 2014-06-16
BAD773 LIN Mei-shu 林美淑 RE Advising on Securities 2013-11-07 2014-06-16
BAD910 WANG Pei-yi 王蓓儀 RE Dealing in Securities 2012-09-07 2013-12-16
BAD910 WANG Pei-yi 王蓓儀 RE Dealing in Futures Contracts 2012-10-16 2013-12-16
BAJ488 LIU Chia-yun RE Dealing in Securities 2012-10-30 2013-03-07
BAJ488 LIU Chia-yun RE Dealing in Futures Contracts 2012-10-30 2013-03-07
BAN232 WANG Shih-ya 王詩雅 RE Dealing in Securities 2012-11-27 2013-03-31
BAN232 WANG Shih-ya 王詩雅 RE Dealing in Futures Contracts 2012-11-27 2013-03-31
BAR095 LIN Pey 林霈 RE Dealing in Securities 2013-01-07 2013-04-30
BBE621 YEN Duan-yi 顏端儀 RE Dealing in Securities 2013-04-24 2014-04-30
BBE621 YEN Duan-yi 顏端儀 RE Dealing in Futures Contracts 2013-06-03 2014-04-30
BBE627 JHENG Ji-lun 鄭吉倫 RE Dealing in Securities 2013-04-24 2014-01-14
BBN891 CHUANG Shih-yen 莊詩彥 RE Dealing in Securities 2013-07-12 2014-09-30
BBQ456 TSAI Yu-ching 蔡幼青 RE Dealing in Securities 2013-07-29 2013-08-02
BBQ909 HE Chuangli 何闖立 RE Dealing in Securities 2013-07-31 2015-03-06
BBQ909 HE Chuangli 何闖立 RE Dealing in Futures Contracts 2014-09-15 2015-03-06
BBQ909 HE Chuangli 何闖立 RE Advising on Securities 2013-07-31 2015-03-06
BBU507 WANG Peijia 王佩佳 RE Dealing in Securities 2013-09-04 2014-08-08
BBW340 LAU Yik Ting 劉奕霆 RE Dealing in Securities 2017-05-22 2018-10-05
BBW340 LAU Yik Ting 劉奕霆 RE Dealing in Futures Contracts 2017-05-22 2018-10-05
BBW340 LAU Yik Ting 劉奕霆 RE Advising on Securities 2018-07-04 2018-10-05
BBW929 TENG Yen-hui 鄧衍輝 RE Dealing in Futures Contracts 2013-10-09 2014-05-13
BBW929 TENG Yen-hui 鄧衍輝 RE Dealing in Futures Contracts 2015-03-18 2015-08-11
BBW929 TENG Yen-hui 鄧衍輝 RO Dealing in Futures Contracts 2014-05-13 2015-03-18
BBZ162 BI Wanlin 畢琬琳 RE Dealing in Securities 2013-10-07 2015-06-26
BBZ162 BI Wanlin 畢琬琳 RE Dealing in Futures Contracts 2015-06-02 2015-06-26
BCC292 YU Tai Wai 余大維 RE Dealing in Securities 2015-11-06 2017-03-30
BCC292 YU Tai Wai 余大維 RE Dealing in Futures Contracts 2015-11-06 2017-03-30
BCH401 CHANG Rong-jen 張蓉臻 RE Dealing in Securities 2013-11-12 2014-01-21
BCH401 CHANG Rong-jen 張蓉臻 RE Dealing in Futures Contracts 2013-11-12 2014-01-21
BCI351 HSU Kuang-yao 徐光耀 RE Dealing in Securities 2013-11-25 2014-01-17
BCO532 REDMAN Malcolm Jesse RE Dealing in Securities 2013-12-23 2014-01-17
BCV149 CHENG Ta-cheng 鄭大成 RE Dealing in Securities 2014-02-04 2014-06-17
BCV149 CHENG Ta-cheng 鄭大成 RE Advising on Securities 2014-02-04 2014-06-17
BEA130 WONG Wing On 王永安 RE Dealing in Securities 2015-06-02 2015-12-18
BEA130 WONG Wing On 王永安 RE Advising on Securities 2015-06-02 2015-12-18
BEB588 WONG Wai Ming, Jenny 黃慧明 RE Dealing in Securities 2016-08-26 2017-03-13
BEB588 WONG Wai Ming, Jenny 黃慧明 RE Advising on Securities 2016-08-26 2017-03-13
BFA614 KWOK Wang Wai 郭宏偉 RE Dealing in Securities 2017-11-29
BFA614 KWOK Wang Wai 郭宏偉 RE Dealing in Futures Contracts 2017-11-29
BFA614 KWOK Wang Wai 郭宏偉 RE Advising on Securities 2017-11-29
BGB572 CHENG Hung Tai 鄭宏泰 RO Advising on Securities 2017-04-18 2018-03-14
BGZ596 CHENG Vincent Wai Sun 鄭尉燊 RE Dealing in Securities 2016-02-15 2017-07-13
BGZ596 CHENG Vincent Wai Sun 鄭尉燊 RE Dealing in Futures Contracts 2016-02-15 2017-07-13
BGZ596 CHENG Vincent Wai Sun 鄭尉燊 RE Advising on Securities 2016-05-26 2017-07-13
BHJ453 LIN I Ming 林奕明 RE Dealing in Securities 2018-05-28
BHJ453 LIN I Ming 林奕明 RE Dealing in Futures Contracts 2018-05-28
BHJ453 LIN I Ming 林奕明 RE Advising on Securities 2018-05-28
BHX641 LI Canhuang 李燦晃 RE Dealing in Securities 2017-03-03 2018-11-22
BHX641 LI Canhuang 李燦晃 RE Dealing in Futures Contracts 2017-04-03 2018-11-22

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