Hong Kong SFC licence institution ACT432, Citicorp China Investment Management Limited 花旗中國投資管理有限公司

These are the licence-holders that were found for SFC licence institution ACT432 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
ACR785 LAM Chick Leung 林植良 RO Advising on Securities 2003-04-01 2006-12-11
ACR785 LAM Chick Leung 林植良 RO Advising on Corporate Finance 2003-04-01 2006-12-11
ACR785 LAM Chick Leung 林植良 RO Asset Management 2003-04-01 2006-12-11
AGF836 LAM Tsz Cheung 林子祥 RE Advising on Securities 2003-04-01 2006-12-11
AGF836 LAM Tsz Cheung 林子祥 RE Advising on Corporate Finance 2003-04-01 2006-12-11
AGF836 LAM Tsz Cheung 林子祥 RE Asset Management 2003-04-01 2006-12-11
AGM435 CHEUNG Ho Ming, Edwin 張浩明 RE Advising on Securities 2003-04-01 2006-12-11
AGM435 CHEUNG Ho Ming, Edwin 張浩明 RE Advising on Corporate Finance 2003-04-01 2006-12-11
AGM435 CHEUNG Ho Ming, Edwin 張浩明 RE Asset Management 2003-04-01 2006-12-11
AGV734 CLANCY Gordon Albert RO Advising on Securities 2005-02-14 2006-12-11
AGV734 CLANCY Gordon Albert RO Advising on Corporate Finance 2005-02-14 2006-12-11
AGV734 CLANCY Gordon Albert RO Asset Management 2005-02-14 2006-12-11
AIS599 HOR Lai Fong 柯麗芳 RE Advising on Securities 2003-04-01 2006-02-01
AIS599 HOR Lai Fong 柯麗芳 RE Advising on Corporate Finance 2003-04-01 2006-02-01
AIS599 HOR Lai Fong 柯麗芳 RE Asset Management 2003-04-01 2006-02-01

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