Hong Kong SFC licence institution ACT697, LIM Advisors Limited

These are the licence-holders that were found for SFC licence institution ACT697 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAD152 CHURCHOUSE Frederick Peter RE Asset Management 2004-08-24 2005-12-21
AAD152 CHURCHOUSE Frederick Peter RO Asset Management 2005-12-21 2010-01-13
AAL254 LONG George Williamson RO Advising on Securities 2003-04-01
AAL254 LONG George Williamson RO Advising on Futures Contracts 2003-04-01
AAL254 LONG George Williamson RO Advising on Corporate Finance 2003-04-01 2005-03-10
AAL254 LONG George Williamson RO Asset Management 2003-04-01
ABF770 PETERSOHN Steven Jeffrey RE Asset Management 2007-06-14 2007-10-16
ABF770 PETERSOHN Steven Jeffrey RO Asset Management 2007-10-16 2009-12-09
ACQ224 NISKER Charles Bruce RE Asset Management 2004-04-20 2005-04-19
ACR440 BRASIER Jean-paul Yves RO Advising on Securities 2014-04-25 2018-07-25
ACR440 BRASIER Jean-paul Yves RO Asset Management 2014-04-25 2018-07-25
ACR770 KONG Wai Ching 江慧貞 RE Advising on Securities 2005-02-17 2006-08-14
ACR770 KONG Wai Ching 江慧貞 RE Advising on Futures Contracts 2005-02-17 2006-08-14
ACR770 KONG Wai Ching 江慧貞 RE Asset Management 2003-11-17 2006-07-25
ACR770 KONG Wai Ching 江慧貞 RO Asset Management 2006-07-25 2010-07-09
ACR809 BAKER Gregory Cousins RO Advising on Securities 2003-04-01 2003-08-06
ACR809 BAKER Gregory Cousins RO Advising on Futures Contracts 2003-04-01 2003-08-06
ACR809 BAKER Gregory Cousins RO Asset Management 2003-04-01 2003-08-06
ADG323 GIBSON Michael 韋金信 RO Advising on Securities 2003-04-01
ADG323 GIBSON Michael 韋金信 RO Advising on Futures Contracts 2005-05-18
ADG323 GIBSON Michael 韋金信 RO Asset Management 2003-04-01
ADI849 VAN DRASEK Dean Scott RE Asset Management 2004-01-13 2005-09-27
ADI849 VAN DRASEK Dean Scott RO Asset Management 2005-09-27 2009-08-31
ADN482 CHUNG Hon Sze 鍾瀚葹 RE Advising on Securities 2003-04-01 2003-12-09
ADN482 CHUNG Hon Sze 鍾瀚葹 RE Advising on Futures Contracts 2003-04-01 2003-12-09
ADN482 CHUNG Hon Sze 鍾瀚葹 RE Advising on Corporate Finance 2003-04-01 2003-12-09
ADN482 CHUNG Hon Sze 鍾瀚葹 RE Asset Management 2003-04-01 2003-12-09
AEN920 CHAN Christian Jason Ang RE Advising on Securities 2003-04-01 2003-04-19
AEN920 CHAN Christian Jason Ang RE Advising on Corporate Finance 2003-04-01 2003-04-19
AEN920 CHAN Christian Jason Ang RE Asset Management 2003-04-01 2003-04-19
AFF270 LAW Wai Chi, Teresa 羅慧芝 RE Advising on Securities 2003-04-01 2003-06-15
AFF270 LAW Wai Chi, Teresa 羅慧芝 RE Advising on Corporate Finance 2003-04-01 2003-06-15
AFF270 LAW Wai Chi, Teresa 羅慧芝 RE Asset Management 2003-04-01 2003-06-15
AFK667 RIPLEY Sean James RE Asset Management 2010-06-01 2011-10-04
AFP982 KWONG Ka King, Leo 鄺家敬 RE Asset Management 2007-09-28 2008-09-30
AFS959 BYUN Jason Michael RE Asset Management 2004-03-03 2005-03-04
AGG972 NG Sum Yin, Joyce 伍心妍 RE Asset Management 2006-06-05 2012-05-24
AGK088 NG Wing Sum, Agnes 吳詠芯 RE Asset Management 2005-06-28 2008-10-27
AGK811 WHITE Stefan Vincent RE Asset Management 2014-07-22
AGZ747 CHENG Ivan Kwok Lueng 鄭國良 RE Advising on Securities 2003-04-01 2005-10-25
AGZ747 CHENG Ivan Kwok Lueng 鄭國良 RE Advising on Futures Contracts 2003-04-01 2005-10-25
AGZ747 CHENG Ivan Kwok Lueng 鄭國良 RE Advising on Corporate Finance 2003-04-01 2005-03-03
AGZ747 CHENG Ivan Kwok Lueng 鄭國良 RE Asset Management 2003-04-01 2005-10-25
AHR322 MA Kin Lung, Ronald 馬健龍 RE Asset Management 2006-07-25 2015-03-31
AJB218 RODGERS Daniel James RE Asset Management 2003-08-12 2011-01-03
AJF461 LOW Lek We, Milton RE Asset Management 2007-06-25 2008-10-31
AJH381 OHARA Ken RE Asset Management 2003-12-05 2014-10-23
AKO811 WATSON Peter Anthony RE Asset Management 2008-10-15 2011-08-08
AKO811 WATSON Peter Anthony RO Asset Management 2011-08-08 2015-04-30
ALA314 YUEN Ka Yat 袁嘉逸 RE Asset Management 2009-07-02 2015-06-12
AMC821 TAI Wai See, Germaine RE Asset Management 2005-06-14 2007-06-29
ANK275 ZHANG Kai 張凱 RE Asset Management 2008-04-28 2012-05-07
ANM161 WAN Oscar Hoyin 溫浩然 RO Asset Management 2011-02-21 2015-04-30
ANN404 CHUNG Ka Po 鍾家寶 RE Asset Management 2006-06-20 2008-04-28
ANQ641 CAI Linda Xin Xin RE Asset Management 2012-07-10 2014-07-21
AOR100 EWER Donald Anthony RE Asset Management 2015-05-26 2015-06-12
AOR100 EWER Donald Anthony RO Asset Management 2015-06-12 2018-07-13
AOS661 WHITEHEAD Matthew Charles RE Advising on Securities 2012-03-06 2016-01-04
AOS661 WHITEHEAD Matthew Charles RE Advising on Futures Contracts 2012-03-06 2016-01-04
AOS661 WHITEHEAD Matthew Charles RE Asset Management 2009-10-30 2016-01-04
APJ569 LAM Jenny Lai Ting 林麗婷 RE Asset Management 2015-06-19
APK356 ARIKAWA Rena RE Asset Management 2012-03-23 2015-11-05
APK594 CHO Kihoon RE Asset Management 2014-08-19 2017-08-25
APV504 VAN DER GRAAF Roderik Cornelis RE Asset Management 2008-09-02 2009-05-14
AQN521 WANG Chun 王淳 RE Asset Management 2008-03-18 2009-04-28
ARB907 MARLAND Christopher RE Asset Management 2008-05-27 2013-02-19
ARB907 MARLAND Christopher RO Asset Management 2013-02-19 2017-05-14
ARS999 MISTRY Sachin Rohit Shiam RE Asset Management 2018-11-12
ARU568 FRANCO DEMICHELIS Luca RE Asset Management 2008-11-03 2016-04-28
ATE545 BARTLETT Toby Douglas RE Asset Management 2015-08-21 2015-10-07
ATE545 BARTLETT Toby Douglas RO Asset Management 2015-10-07 2018-01-03
ATX921 LIE Thresiana RE Asset Management 2009-10-08 2014-05-31
AVL431 KIM Sungryul RE Advising on Securities 2018-05-08
AVL431 KIM Sungryul RE Asset Management 2018-05-08
AVY423 FUNG Mei Man 馮美文 RE Asset Management 2010-10-22 2011-05-22
AWK548 XUE Yang 薛揚 RE Asset Management 2016-09-23 2018-08-31
AWP108 CHOW Oscar RE Asset Management 2015-06-22 2018-07-25
AWP884 LARSEN Steffen Kolbe RE Asset Management 2012-11-19 2016-08-20
AWV203 KAMINAKA Asuka 神中明日香 RE Advising on Securities 2014-08-19 2017-02-03
AWV203 KAMINAKA Asuka 神中明日香 RE Asset Management 2014-08-19 2017-02-03
AWV233 DESAI Aditya Arun RE Asset Management 2011-02-23 2015-06-26
AXH327 CHAN Simon 陳希文 RE Advising on Securities 2013-04-23
AXH327 CHAN Simon 陳希文 RE Asset Management 2013-04-23
AZC682 HUNG Pak Yung 洪柏榕 RE Asset Management 2012-03-06 2013-01-12
BAF303 KURODA Ayumu RE Asset Management 2015-03-18
BAI043 KWAN Chit Man, Osvaldo 關捷文 RE Asset Management 2012-10-18 2015-05-19
BAT271 WARBANOFF Peter RE Asset Management 2013-10-09 2017-01-04
BAT271 WARBANOFF Peter RO Asset Management 2017-01-04
BBB626 IANNAZZO Fleur Marie Catherine RE Asset Management 2013-04-15 2014-04-05
BBN893 CHEN Emily RE Asset Management 2013-07-29 2014-08-11
BBT274 CHEONG David RE Asset Management 2013-08-19 2015-06-24
BBT275 BALZHANOV Aldiyar RE Asset Management 2013-08-23 2015-05-25
BBT276 HO Pui Yu 何佩瑜 RE Asset Management 2013-09-16 2014-06-10
BBT279 KAN Siu Wing 簡少榮 RE Asset Management 2013-08-21 2015-02-28
BBU649 WONG Hung Hing 黃鴻鑫 RE Asset Management 2013-09-03 2018-10-31
BCZ171 WONG-BERARD Hugo RE Asset Management 2014-02-26 2018-09-28
BEC214 MAK Benjamin Chi Wai 麥志偉 RO Advising on Securities 2018-04-25
BEC214 MAK Benjamin Chi Wai 麥志偉 RO Advising on Futures Contracts 2018-04-25
BEC214 MAK Benjamin Chi Wai 麥志偉 RO Asset Management 2018-04-25
BFX980 LEE Yat Chun 李日進 RE Asset Management 2015-08-05 2016-04-22
BGV259 TOYA Hiroaki RE Asset Management 2016-01-14 2018-02-21
BGZ431 GORGOL Maciej Rafal RE Asset Management 2016-02-05
BHG911 PARKER Hugh Fraker RE Asset Management 2016-04-08 2017-05-16
BHH395 WONG Ching Yu 黃靜宇 RE Asset Management 2016-04-18
BLR822 HUANG Jiayao RE Asset Management 2017-12-11
BNH339 RUBIO MOLINA PRADOS Francisco Eugenio RE Asset Management 2018-08-06

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