Hong Kong SFC licence institution ACT764, ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司

These are the licence-holders that were found for SFC licence institution ACT764 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAJ988 SO Shirley RE Dealing in Securities 2003-04-01 2003-12-24
AAJ988 SO Shirley RE Advising on Securities 2003-04-01 2003-12-24
AAJ988 SO Shirley RE Advising on Corporate Finance 2003-04-01 2003-12-23
AAJ988 SO Shirley RE Providing Automated Trading Services 2003-04-01 2003-12-23
AAJ988 SO Shirley RE Asset Management 2003-04-01 2003-12-23
ABW191 LANGAN Helen Mary RO Dealing in Securities 2003-04-01 2004-09-21
ABW191 LANGAN Helen Mary RO Leveraged Foreign Exchange Trading 2004-03-19 2004-09-21
ABW191 LANGAN Helen Mary RO Advising on Securities 2003-04-01 2004-09-21
ABW191 LANGAN Helen Mary RO Providing Automated Trading Services 2003-04-01 2004-02-06
ACA647 LIU Yun Yun, Louisa 劉欣欣 RE Dealing in Securities 2004-07-15 2007-11-23
ACA647 LIU Yun Yun, Louisa 劉欣欣 RE Dealing in Futures Contracts 2006-02-08 2007-10-12
ACA647 LIU Yun Yun, Louisa 劉欣欣 RE Advising on Securities 2004-07-28 2007-11-23
ACG762 LAI Pui Ming 賴沛明 RE Dealing in Securities 2003-04-01 2003-12-22
ACG762 LAI Pui Ming 賴沛明 RE Advising on Securities 2003-04-01 2003-12-22
ACG762 LAI Pui Ming 賴沛明 RE Advising on Corporate Finance 2003-04-01 2003-12-22
ACG762 LAI Pui Ming 賴沛明 RE Providing Automated Trading Services 2003-04-01 2003-12-22
ACG762 LAI Pui Ming 賴沛明 RE Asset Management 2003-04-01 2003-12-22
ACI857 TSE Wai Kwong 謝偉光 RE Dealing in Securities 2004-12-13 2005-01-06
ACI857 TSE Wai Kwong 謝偉光 RE Leveraged Foreign Exchange Trading 2004-12-13 2005-01-06
ACN211 NG Wai Chun 吳偉俊 RE Dealing in Securities 2004-04-01 2008-01-15
ACN211 NG Wai Chun 吳偉俊 RE Advising on Securities 2004-04-01 2008-01-15
ADQ312 LAM Ka Man, Karvan 林嘉敏 RE Dealing in Securities 2003-04-01 2004-06-17
ADQ312 LAM Ka Man, Karvan 林嘉敏 RE Advising on Securities 2003-04-01 2004-06-17
ADQ312 LAM Ka Man, Karvan 林嘉敏 RE Advising on Corporate Finance 2003-04-01 2004-01-05
ADQ312 LAM Ka Man, Karvan 林嘉敏 RE Providing Automated Trading Services 2003-04-01 2004-01-05
ADQ312 LAM Ka Man, Karvan 林嘉敏 RE Asset Management 2003-04-01 2004-01-05
ADR543 LAU Chun Keung 劉俊強 RE Dealing in Securities 2003-10-23 2007-03-09
ADR543 LAU Chun Keung 劉俊強 RO Dealing in Futures Contracts 2005-12-20 2007-03-09
ADR543 LAU Chun Keung 劉俊強 RE Leveraged Foreign Exchange Trading 2004-04-02 2007-03-09
ADR543 LAU Chun Keung 劉俊強 RE Advising on Securities 2003-10-23 2007-03-09
ADZ927 NG Chung Ming 吳仲明 RE Dealing in Securities 2004-12-08 2007-11-30
ADZ927 NG Chung Ming 吳仲明 RO Dealing in Securities 2007-11-30 2010-09-14
ADZ927 NG Chung Ming 吳仲明 RE Leveraged Foreign Exchange Trading 2004-12-08 2007-11-30
ADZ927 NG Chung Ming 吳仲明 RO Leveraged Foreign Exchange Trading 2007-11-30 2010-09-14
ADZ927 NG Chung Ming 吳仲明 RE Advising on Securities 2005-09-29 2007-11-30
ADZ927 NG Chung Ming 吳仲明 RO Advising on Securities 2007-11-30 2010-09-14
AED915 FOK Kin Lip, Philip 霍建立 RE Dealing in Securities 2003-04-01 2003-12-24
AED915 FOK Kin Lip, Philip 霍建立 RE Advising on Securities 2003-04-01 2003-12-24
AED915 FOK Kin Lip, Philip 霍建立 RE Advising on Corporate Finance 2003-04-01 2003-12-23
AED915 FOK Kin Lip, Philip 霍建立 RE Providing Automated Trading Services 2003-04-01 2003-12-23
AED915 FOK Kin Lip, Philip 霍建立 RE Asset Management 2003-04-01 2003-12-23
AEE181 HO Kar Yee 何嘉儀 RE Dealing in Securities 2003-04-01 2003-07-21
AEE181 HO Kar Yee 何嘉儀 RE Advising on Securities 2003-04-01 2003-07-21
AEE181 HO Kar Yee 何嘉儀 RE Advising on Corporate Finance 2003-04-01 2003-07-17
AEE181 HO Kar Yee 何嘉儀 RE Providing Automated Trading Services 2003-04-01 2003-07-17
AEE181 HO Kar Yee 何嘉儀 RE Asset Management 2003-04-01 2003-07-17
AEF590 CHUNG Siu Kay 鍾兆基 RE Dealing in Securities 2005-01-06 2016-03-10
AEF590 CHUNG Siu Kay 鍾兆基 RE Leveraged Foreign Exchange Trading 2005-01-18 2010-11-01
AEF590 CHUNG Siu Kay 鍾兆基 RE Advising on Securities 2005-09-30 2016-03-10
AEJ639 ONG Lee Wah 王利華 RE Dealing in Securities 2003-04-01 2007-12-03
AEJ639 ONG Lee Wah 王利華 RO Dealing in Securities 2007-12-03 2016-12-31
AEJ639 ONG Lee Wah 王利華 RE Leveraged Foreign Exchange Trading 2004-03-30 2007-12-03
AEJ639 ONG Lee Wah 王利華 RO Leveraged Foreign Exchange Trading 2007-12-03 2010-11-01
AEJ639 ONG Lee Wah 王利華 RE Advising on Securities 2003-04-01 2007-12-03
AEJ639 ONG Lee Wah 王利華 RO Advising on Securities 2007-12-03 2016-12-31
AEJ639 ONG Lee Wah 王利華 RE Advising on Corporate Finance 2003-04-01 2004-01-05
AEJ639 ONG Lee Wah 王利華 RE Providing Automated Trading Services 2003-04-01 2004-01-05
AEJ639 ONG Lee Wah 王利華 RE Asset Management 2003-04-01 2004-01-05
AFC917 PHILLIPS Ned RO Dealing in Securities 2006-05-09 2007-11-09
AFC917 PHILLIPS Ned RO Advising on Securities 2006-05-09 2007-11-09
AFN279 CHEN Chi Pang, Charles 陳子鵬 RE Dealing in Securities 2003-04-01 2007-11-23
AFN279 CHEN Chi Pang, Charles 陳子鵬 RE Dealing in Futures Contracts 2006-06-23 2007-10-12
AFN279 CHEN Chi Pang, Charles 陳子鵬 RE Advising on Securities 2003-04-01 2007-11-23
AFN279 CHEN Chi Pang, Charles 陳子鵬 RE Advising on Corporate Finance 2003-04-01 2004-01-05
AFN279 CHEN Chi Pang, Charles 陳子鵬 RE Providing Automated Trading Services 2003-04-01 2004-01-05
AFN279 CHEN Chi Pang, Charles 陳子鵬 RE Asset Management 2003-04-01 2004-01-05
AFQ904 CHESSIS Sarah Anne RE Dealing in Securities 2003-10-23 2005-12-20
AFQ904 CHESSIS Sarah Anne RO Dealing in Securities 2005-12-20 2007-11-03
AFQ904 CHESSIS Sarah Anne RO Dealing in Futures Contracts 2005-12-20 2007-11-03
AFQ904 CHESSIS Sarah Anne RE Advising on Securities 2003-10-23 2005-12-20
AFQ904 CHESSIS Sarah Anne RO Advising on Securities 2005-12-20 2007-11-03
AFT194 CHEUNG Wai Sum, Vivian 張慧心 RE Dealing in Securities 2003-04-01 2003-12-24
AFT194 CHEUNG Wai Sum, Vivian 張慧心 RE Advising on Securities 2003-04-01 2003-12-24
AFT194 CHEUNG Wai Sum, Vivian 張慧心 RE Advising on Corporate Finance 2003-04-01 2003-12-23
AFT194 CHEUNG Wai Sum, Vivian 張慧心 RE Providing Automated Trading Services 2003-04-01 2003-12-23
AFT194 CHEUNG Wai Sum, Vivian 張慧心 RE Asset Management 2003-04-01 2003-12-23
AFT582 YEUNG Nga Ying 楊雅瑩 RE Dealing in Securities 2005-01-10 2008-03-11
AFT582 YEUNG Nga Ying 楊雅瑩 RO Dealing in Securities 2008-03-11 2016-03-10
AFT582 YEUNG Nga Ying 楊雅瑩 RE Leveraged Foreign Exchange Trading 2005-01-10 2008-03-11
AFT582 YEUNG Nga Ying 楊雅瑩 RO Leveraged Foreign Exchange Trading 2008-03-11 2010-11-01
AFT582 YEUNG Nga Ying 楊雅瑩 RE Advising on Securities 2005-09-29 2008-03-11
AFT582 YEUNG Nga Ying 楊雅瑩 RO Advising on Securities 2008-03-11 2016-03-10
AFV102 CHEUNG Chi San 張致新 RE Dealing in Securities 2006-12-05 2007-12-28
AFV102 CHEUNG Chi San 張致新 RO Dealing in Securities 2007-12-28 2016-03-10
AFV102 CHEUNG Chi San 張致新 RE Leveraged Foreign Exchange Trading 2007-01-23 2010-11-01
AFV102 CHEUNG Chi San 張致新 RE Advising on Securities 2006-12-05 2007-12-28
AFV102 CHEUNG Chi San 張致新 RO Advising on Securities 2007-12-28 2016-03-10
AFY701 SO Hang Fai, Louis 蘇恒輝 RE Dealing in Securities 2003-04-01 2003-09-03
AFY701 SO Hang Fai, Louis 蘇恒輝 RE Advising on Securities 2003-04-01 2003-09-03
AFY701 SO Hang Fai, Louis 蘇恒輝 RE Advising on Corporate Finance 2003-04-01 2003-09-02
AFY701 SO Hang Fai, Louis 蘇恒輝 RE Providing Automated Trading Services 2003-04-01 2003-09-02
AFY701 SO Hang Fai, Louis 蘇恒輝 RE Asset Management 2003-04-01 2003-09-02
AGA340 FONG Michael Lung 方碩穩 RE Dealing in Securities 2005-02-16 2006-06-07
AGA340 FONG Michael Lung 方碩穩 RO Dealing in Securities 2006-06-07 2007-11-03
AGA340 FONG Michael Lung 方碩穩 RE Leveraged Foreign Exchange Trading 2005-02-16 2007-11-03
AGA340 FONG Michael Lung 方碩穩 RE Advising on Securities 2005-02-16 2006-06-07
AGA340 FONG Michael Lung 方碩穩 RO Advising on Securities 2006-06-07 2007-11-03
AGG841 LEE Wan Siu, Joyce 李韻韶 RE Dealing in Securities 2003-04-01 2016-03-10
AGG841 LEE Wan Siu, Joyce 李韻韶 RE Leveraged Foreign Exchange Trading 2006-04-28 2010-11-01
AGG841 LEE Wan Siu, Joyce 李韻韶 RE Advising on Securities 2003-04-01 2016-03-10
AGG841 LEE Wan Siu, Joyce 李韻韶 RE Advising on Corporate Finance 2003-04-01 2004-01-05
AGG841 LEE Wan Siu, Joyce 李韻韶 RE Providing Automated Trading Services 2003-04-01 2004-01-05
AGG841 LEE Wan Siu, Joyce 李韻韶 RE Asset Management 2003-04-01 2004-01-05
AGG842 SO Tat Man 蘇達文 RE Dealing in Securities 2003-04-01 2004-01-12
AGG842 SO Tat Man 蘇達文 RE Advising on Securities 2003-04-01 2004-01-12
AGG842 SO Tat Man 蘇達文 RE Advising on Corporate Finance 2003-04-01 2004-01-05
AGG842 SO Tat Man 蘇達文 RE Providing Automated Trading Services 2003-04-01 2004-01-05
AGG842 SO Tat Man 蘇達文 RE Asset Management 2003-04-01 2004-01-05
AGG844 LAW Man Yan 羅文欣 RE Dealing in Securities 2003-04-01 2003-12-24
AGG844 LAW Man Yan 羅文欣 RE Advising on Securities 2003-04-01 2003-12-24
AGG844 LAW Man Yan 羅文欣 RE Advising on Corporate Finance 2003-04-01 2003-12-23
AGG844 LAW Man Yan 羅文欣 RE Providing Automated Trading Services 2003-04-01 2003-12-23
AGG844 LAW Man Yan 羅文欣 RE Asset Management 2003-04-01 2003-12-23
AGH024 BAGAMAN Farrah RE Dealing in Securities 2003-12-09 2004-04-07
AGH024 BAGAMAN Farrah RE Advising on Securities 2003-12-09 2004-04-07
AGH360 CHAN Shuk Yin 陳淑賢 RE Dealing in Securities 2004-04-01 2004-12-22
AGH360 CHAN Shuk Yin 陳淑賢 RE Leveraged Foreign Exchange Trading 2004-06-12 2004-12-22
AGH360 CHAN Shuk Yin 陳淑賢 RE Advising on Securities 2004-04-01 2004-12-22
AGH786 TSUI Chi Hin 徐子軒 RE Dealing in Securities 2003-04-01 2003-09-03
AGH786 TSUI Chi Hin 徐子軒 RE Advising on Securities 2003-04-01 2003-09-03
AGH786 TSUI Chi Hin 徐子軒 RE Advising on Corporate Finance 2003-04-01 2003-09-02
AGH786 TSUI Chi Hin 徐子軒 RE Providing Automated Trading Services 2003-04-01 2003-09-02
AGH786 TSUI Chi Hin 徐子軒 RE Asset Management 2003-04-01 2003-09-02
AGI188 LAU Tat Keung 劉達強 RE Dealing in Securities 2004-06-24 2007-10-12
AGI188 LAU Tat Keung 劉達強 RO Dealing in Futures Contracts 2005-12-23 2007-10-12
AGI188 LAU Tat Keung 劉達強 RE Leveraged Foreign Exchange Trading 2004-07-09 2007-10-12
AGI188 LAU Tat Keung 劉達強 RE Advising on Securities 2004-07-09 2007-10-12
AGJ954 KIELLAND Christian H RE Dealing in Securities 2003-04-01 2004-08-19
AGJ954 KIELLAND Christian H RO Dealing in Securities 2004-08-19 2008-01-15
AGJ954 KIELLAND Christian H RO Leveraged Foreign Exchange Trading 2004-09-16 2008-01-15
AGJ954 KIELLAND Christian H RE Advising on Securities 2003-04-01 2004-08-19
AGJ954 KIELLAND Christian H RO Advising on Securities 2004-08-19 2008-01-15
AGJ954 KIELLAND Christian H RE Advising on Corporate Finance 2003-04-01 2004-01-05
AGJ954 KIELLAND Christian H RE Providing Automated Trading Services 2003-04-01 2004-01-05
AGJ954 KIELLAND Christian H RE Asset Management 2003-04-01 2004-01-05
AGK907 NG Chak Chung 吳澤松 RE Dealing in Securities 2004-02-20 2004-03-19
AGK907 NG Chak Chung 吳澤松 RE Advising on Securities 2004-02-20 2004-03-19
AGM496 CLARKE Jeffrey Charles RE Dealing in Securities 2003-04-01 2003-06-27
AGM496 CLARKE Jeffrey Charles RE Advising on Securities 2003-04-01 2003-06-27
AGM496 CLARKE Jeffrey Charles RE Advising on Corporate Finance 2003-04-01 2003-06-27
AGM496 CLARKE Jeffrey Charles RE Providing Automated Trading Services 2003-04-01 2003-06-27
AGM496 CLARKE Jeffrey Charles RE Asset Management 2003-04-01 2003-06-27
AHA448 LORD II John Wesley RO Dealing in Securities 2003-04-01 2006-03-28
AHA448 LORD II John Wesley RO Advising on Securities 2003-04-01 2006-03-28
AHA448 LORD II John Wesley RO Providing Automated Trading Services 2003-04-01 2004-03-19
AHA562 SO Po Yee, Rosella 蘇寶兒 RE Dealing in Securities 2003-04-01 2011-01-01
AHA562 SO Po Yee, Rosella 蘇寶兒 RE Leveraged Foreign Exchange Trading 2004-05-20 2010-11-01
AHA562 SO Po Yee, Rosella 蘇寶兒 RE Advising on Securities 2003-04-01 2011-01-01
AHA562 SO Po Yee, Rosella 蘇寶兒 RE Advising on Corporate Finance 2003-04-01 2004-01-05
AHA562 SO Po Yee, Rosella 蘇寶兒 RE Providing Automated Trading Services 2003-04-01 2004-01-05
AHA562 SO Po Yee, Rosella 蘇寶兒 RE Asset Management 2003-04-01 2004-01-05
AHC358 MA Lai Mei 馬麗眉 RO Dealing in Securities 2004-02-10 2006-05-03
AHC358 MA Lai Mei 馬麗眉 RE Advising on Securities 2003-04-01 2004-02-10
AHC358 MA Lai Mei 馬麗眉 RO Advising on Securities 2004-02-10 2006-05-03
AHC358 MA Lai Mei 馬麗眉 RE Advising on Corporate Finance 2003-04-01 2004-02-05
AHC358 MA Lai Mei 馬麗眉 RE Asset Management 2003-04-01 2004-02-05
AHF488 LAM Yik Yin, Evanmax 林奕賢 RE Dealing in Securities 2008-04-23 2010-11-01
AHF488 LAM Yik Yin, Evanmax 林奕賢 RE Leveraged Foreign Exchange Trading 2005-05-13 2007-12-19
AHF488 LAM Yik Yin, Evanmax 林奕賢 RO Leveraged Foreign Exchange Trading 2007-12-19 2010-11-01
AHK070 LI Shui Hong 李瑞康 RE Dealing in Securities 2004-08-10 2005-05-04
AHK070 LI Shui Hong 李瑞康 RO Leveraged Foreign Exchange Trading 2004-03-19 2005-05-04
AHO643 CHU Wayne Wing Kar 朱永嘉 RE Advising on Securities 2003-04-01 2006-05-09
AHO643 CHU Wayne Wing Kar 朱永嘉 RE Advising on Corporate Finance 2003-04-01 2004-02-09
AHO643 CHU Wayne Wing Kar 朱永嘉 RE Asset Management 2003-04-01 2004-02-09
AIS603 TEETER Brook Bishop RE Advising on Securities 2003-05-13 2004-02-03
AJC830 TSE Ming Fun 謝銘勳 RE Dealing in Securities 2005-12-13 2006-04-03
AJC830 TSE Ming Fun 謝銘勳 RE Leveraged Foreign Exchange Trading 2005-10-04 2006-04-03
AJC830 TSE Ming Fun 謝銘勳 RE Advising on Securities 2005-12-13 2006-04-03
AJD777 LEE Chun Hoi 李震海 RE Dealing in Securities 2005-06-28 2016-03-10
AJD777 LEE Chun Hoi 李震海 RE Leveraged Foreign Exchange Trading 2005-06-28 2010-11-01
AJD777 LEE Chun Hoi 李震海 RE Advising on Securities 2005-06-28 2016-03-10
AJF467 CHEUNG Wesley Kin Hang 張健恒 RE Dealing in Securities 2005-05-12 2006-12-07
AJF467 CHEUNG Wesley Kin Hang 張健恒 RE Leveraged Foreign Exchange Trading 2005-05-12 2006-12-07
AJF467 CHEUNG Wesley Kin Hang 張健恒 RE Advising on Securities 2005-05-12 2006-12-07
AJK304 LIEW Sau Foong RO Leveraged Foreign Exchange Trading 2004-03-19 2007-12-06
AJM339 WONG Tsz Wai 黃子威 RE Dealing in Securities 2005-08-09 2007-11-23
AJM339 WONG Tsz Wai 黃子威 RE Dealing in Futures Contracts 2006-02-08 2007-10-12
AJM339 WONG Tsz Wai 黃子威 RE Advising on Securities 2005-08-11 2007-11-23
AKP607 JARRETT Caroline Grace RE Advising on Securities 2004-07-15 2006-08-11
AKW811 COLBY Travis Robert RE Dealing in Securities 2004-09-10 2008-01-15
AKW811 COLBY Travis Robert RE Dealing in Futures Contracts 2006-02-08 2007-10-12
AKW811 COLBY Travis Robert RE Advising on Securities 2004-09-10 2008-01-15
AKX095 BRADY Scott RE Dealing in Securities 2004-08-10 2005-08-05
AKX095 BRADY Scott RE Advising on Securities 2004-08-10 2005-08-05
ALA486 LAW Kar Fai 羅嘉輝 RE Dealing in Securities 2007-10-29 2010-07-01
ALA486 LAW Kar Fai 羅嘉輝 RE Advising on Securities 2007-10-29 2010-07-01
ALD510 CHAN Wai 陳偉 RE Dealing in Securities 2006-05-22 2006-09-13
ALD510 CHAN Wai 陳偉 RE Leveraged Foreign Exchange Trading 2006-04-12 2006-09-13
ALD510 CHAN Wai 陳偉 RE Advising on Securities 2006-05-22 2006-09-13
ALQ999 CHAN Tsz Yan, Timmy 陳子欣 RE Dealing in Securities 2007-07-30 2007-09-28
ALQ999 CHAN Tsz Yan, Timmy 陳子欣 RE Leveraged Foreign Exchange Trading 2007-09-25 2007-09-28
ALQ999 CHAN Tsz Yan, Timmy 陳子欣 RE Advising on Securities 2007-08-28 2007-09-28
ALS695 YOUNG Ting Kwong 楊庭光 RE Dealing in Securities 2006-10-13 2007-06-22
ALS695 YOUNG Ting Kwong 楊庭光 RE Leveraged Foreign Exchange Trading 2007-01-08 2007-06-22
ALS695 YOUNG Ting Kwong 楊庭光 RE Advising on Securities 2006-10-13 2007-06-22
ALS770 CO Gary Kai 許凱 RO Leveraged Foreign Exchange Trading 2005-04-12 2008-12-19
ALW645 HO Ka Yin 何家賢 RE Dealing in Securities 2005-05-18 2007-08-10
ALW645 HO Ka Yin 何家賢 RE Dealing in Futures Contracts 2006-04-07 2007-08-10
ALW645 HO Ka Yin 何家賢 RE Advising on Securities 2005-05-18 2007-08-10
ALW858 LI Kwan Ming 李焜明 RO Leveraged Foreign Exchange Trading 2005-04-25 2010-11-01
AMA138 WONG Wing Yan, Elaine 黃穎欣 RE Dealing in Securities 2005-05-27 2008-03-17
AMA138 WONG Wing Yan, Elaine 黃穎欣 RE Leveraged Foreign Exchange Trading 2005-07-20 2008-03-17
AMA138 WONG Wing Yan, Elaine 黃穎欣 RE Advising on Securities 2005-05-27 2008-03-17
AMK001 NG Siu Ngong 吳少昂 RE Dealing in Securities 2006-05-16 2006-05-17
AMK001 NG Siu Ngong 吳少昂 RE Advising on Securities 2006-05-16 2006-05-17
AMP203 TAN Wie Hon, Derrick 陳威雄 RE Dealing in Securities 2006-08-04 2007-11-23
AMP203 TAN Wie Hon, Derrick 陳威雄 RE Advising on Securities 2006-08-28 2007-11-23
ANF133 SHAHROKHI SADR Ali Reza RE Dealing in Securities 2006-03-24 2007-04-20
ANF133 SHAHROKHI SADR Ali Reza RE Advising on Securities 2006-03-24 2007-04-20
ANL076 CHAN Lok Yan 陳樂欣 RE Dealing in Securities 2006-05-26 2016-01-04
ANL076 CHAN Lok Yan 陳樂欣 RE Leveraged Foreign Exchange Trading 2006-05-26 2010-11-01
ANL076 CHAN Lok Yan 陳樂欣 RE Advising on Securities 2006-05-26 2016-01-04
ANP491 CHANG Hsun Fang 張薰方 RE Dealing in Securities 2006-06-27 2007-05-08
ANP491 CHANG Hsun Fang 張薰方 RE Leveraged Foreign Exchange Trading 2006-07-25 2007-05-08
ANP491 CHANG Hsun Fang 張薰方 RE Advising on Securities 2006-06-27 2007-05-08
ANQ206 LO Timothy Tin Ming 盧天明 RE Advising on Securities 2006-07-06 2007-11-03
ANQ727 STODDART Mark RE Dealing in Securities 2006-07-13 2007-03-28
ANQ727 STODDART Mark RE Advising on Securities 2006-07-13 2007-03-28
AOB160 YIM Ka Wang 嚴家宏 RE Dealing in Securities 2006-10-18 2010-11-01
AOB160 YIM Ka Wang 嚴家宏 RE Leveraged Foreign Exchange Trading 2007-05-25 2010-11-01
AOB160 YIM Ka Wang 嚴家宏 RE Advising on Securities 2006-10-18 2010-11-01
AOD595 TSANG Maggie Man-Ying 曾敏瑩 RE Dealing in Securities 2006-11-09 2010-11-01
AOD595 TSANG Maggie Man-Ying 曾敏瑩 RE Leveraged Foreign Exchange Trading 2007-01-02 2010-11-01
AOD595 TSANG Maggie Man-Ying 曾敏瑩 RE Advising on Securities 2006-11-09 2010-11-01
AOG189 YEUNG Sau Mui 楊秀梅 RE Dealing in Securities 2006-12-04 2016-03-10
AOG189 YEUNG Sau Mui 楊秀梅 RE Leveraged Foreign Exchange Trading 2007-01-23 2010-11-01
AOG189 YEUNG Sau Mui 楊秀梅 RE Advising on Securities 2006-12-04 2016-03-10
AOK964 TAO Yeqing 陶冶青 RE Dealing in Securities 2007-01-16 2007-12-24
AOK964 TAO Yeqing 陶冶青 RE Leveraged Foreign Exchange Trading 2007-02-27 2007-12-24
AOK964 TAO Yeqing 陶冶青 RE Advising on Securities 2007-01-16 2007-12-24
AOV514 CHEN Shih Chieh 陳世傑 RE Dealing in Securities 2007-04-25 2007-08-24
AOV514 CHEN Shih Chieh 陳世傑 RE Leveraged Foreign Exchange Trading 2007-07-09 2007-08-24
AOV514 CHEN Shih Chieh 陳世傑 RE Advising on Securities 2007-04-25 2007-08-24
APB544 MUELLER Darryl Eric RE Advising on Securities 2007-06-08 2007-11-03
APC077 LI Peng 李鵬 RE Dealing in Securities 2007-06-14 2008-03-17
APC077 LI Peng 李鵬 RE Leveraged Foreign Exchange Trading 2007-08-09 2008-03-17
APC077 LI Peng 李鵬 RE Advising on Securities 2007-06-14 2008-03-17
APC101 LIN Wen Ching 林汶菁 RE Advising on Securities 2007-06-14 2007-11-03
APF151 WONG Chi Lok, Cedric 黃志樂 RE Dealing in Securities 2007-07-05 2010-11-01
APF151 WONG Chi Lok, Cedric 黃志樂 RE Leveraged Foreign Exchange Trading 2007-08-29 2010-11-01
APF151 WONG Chi Lok, Cedric 黃志樂 RE Advising on Securities 2007-07-05 2010-11-01
APW826 LAM Cheung Kit, Jacky 林長傑 RE Dealing in Securities 2007-10-29 2016-01-04
APW826 LAM Cheung Kit, Jacky 林長傑 RE Advising on Securities 2007-10-29 2016-01-04
AQJ821 LO Hang Wai, Henry 盧行偉 RE Dealing in Securities 2008-01-28 2010-11-01
AQJ821 LO Hang Wai, Henry 盧行偉 RE Leveraged Foreign Exchange Trading 2008-11-03 2010-11-01
AQJ821 LO Hang Wai, Henry 盧行偉 RE Advising on Securities 2008-01-28 2010-11-01
ARO503 CHEUNG Kin Sang 張健生 RE Dealing in Securities 2008-09-16 2010-11-01
ARO503 CHEUNG Kin Sang 張健生 RE Dealing in Securities 2011-10-06 2016-03-10
ARO503 CHEUNG Kin Sang 張健生 RE Leveraged Foreign Exchange Trading 2008-12-12 2010-11-01
ARO503 CHEUNG Kin Sang 張健生 RE Advising on Securities 2008-09-16 2010-11-01
ARO503 CHEUNG Kin Sang 張健生 RE Advising on Securities 2011-10-06 2016-03-10
ASD781 TIAN Siew Eng 程秀英 RE Dealing in Securities 2008-12-17 2009-02-01
ASD781 TIAN Siew Eng 程秀英 RE Advising on Securities 2008-12-17 2009-02-01
ASE576 TAN Yong Hui, Lenny RE Dealing in Securities 2008-12-23 2010-11-01
ASE576 TAN Yong Hui, Lenny RE Advising on Securities 2008-12-23 2010-11-01
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