Hong Kong SFC licence institution ACU190, Carrier Stock Investment Company Limited 嘉利證券投資有限公司

These are the licence-holders that were found for SFC licence institution ACU190 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA538 HO Ting Sik 何廷錫 RO Dealing in Securities 2003-04-01
AAA538 HO Ting Sik 何廷錫 RO Advising on Securities 2003-04-01
AAA538 HO Ting Sik 何廷錫 RO Advising on Corporate Finance 2003-04-01 2004-07-28
AAA538 HO Ting Sik 何廷錫 RO Asset Management 2003-04-01 2004-07-28
AAA541 CHAN Fan 陳藩 RE Dealing in Securities 2003-04-01 2007-12-27
AAA541 CHAN Fan 陳藩 RE Advising on Securities 2003-04-01 2004-03-03
AAA541 CHAN Fan 陳藩 RE Advising on Corporate Finance 2003-04-01 2004-03-03
AAA541 CHAN Fan 陳藩 RE Asset Management 2003-04-01 2004-03-03
AAA547 HO Kin Tak, Winfred 何健德 RO Dealing in Securities 2003-04-01
AAA547 HO Kin Tak, Winfred 何健德 RO Advising on Securities 2003-04-01
AAA547 HO Kin Tak, Winfred 何健德 RO Advising on Corporate Finance 2003-04-01 2003-09-30
AAA547 HO Kin Tak, Winfred 何健德 RO Asset Management 2003-04-01 2003-09-30
AAA554 TAM Sheung Ming 譚上明 RE Dealing in Securities 2003-04-01
AAA554 TAM Sheung Ming 譚上明 RE Advising on Securities 2003-04-01 2004-04-01
AAA554 TAM Sheung Ming 譚上明 RE Advising on Corporate Finance 2003-04-01 2004-04-01
AAA554 TAM Sheung Ming 譚上明 RE Asset Management 2003-04-01 2004-04-01
ABA367 TSE Wai Kit, David 謝煒杰 RE Dealing in Securities 2003-04-01
ABA367 TSE Wai Kit, David 謝煒杰 RE Advising on Securities 2003-04-01 2004-02-06
ABA367 TSE Wai Kit, David 謝煒杰 RE Advising on Corporate Finance 2003-04-01 2004-02-06
ABA367 TSE Wai Kit, David 謝煒杰 RE Asset Management 2003-04-01 2004-02-06
ABB481 CHAN Kwok Jui 陳國銳 RE Dealing in Securities 2003-04-01
ABB481 CHAN Kwok Jui 陳國銳 RE Advising on Securities 2003-04-01 2004-03-03
ABB481 CHAN Kwok Jui 陳國銳 RE Advising on Corporate Finance 2003-04-01 2004-03-03
ABB481 CHAN Kwok Jui 陳國銳 RE Asset Management 2003-04-01 2004-03-03
ABB733 LOW How Sun 羅厚燊 RE Dealing in Securities 2003-04-01 2004-01-21
ABB733 LOW How Sun 羅厚燊 RE Advising on Securities 2003-04-01 2004-01-21
ABB733 LOW How Sun 羅厚燊 RE Advising on Corporate Finance 2003-04-01 2004-01-21
ABB733 LOW How Sun 羅厚燊 RE Asset Management 2003-04-01 2004-01-21
ABT808 HO Po King, Patty 何寶琼 RE Dealing in Securities 2003-04-01
ABT808 HO Po King, Patty 何寶琼 RE Advising on Securities 2003-04-01 2003-12-16
ABT808 HO Po King, Patty 何寶琼 RE Advising on Corporate Finance 2003-04-01 2003-12-16
ABT808 HO Po King, Patty 何寶琼 RE Asset Management 2003-04-01 2003-12-16
ABW971 CHEUNG King Chun 章琼珍 RE Dealing in Securities 2003-04-01
ABW971 CHEUNG King Chun 章琼珍 RE Advising on Securities 2003-04-01
ABW971 CHEUNG King Chun 章琼珍 RE Advising on Corporate Finance 2003-04-01 2003-08-15
ABW971 CHEUNG King Chun 章琼珍 RE Asset Management 2003-04-01 2003-08-15
ARV560 TAM Ching Lam, Sandy 譚正林 RE Dealing in Securities 2008-12-16 2014-09-13

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