Hong Kong SFC licence institution ACU526, ABN AMRO Clearing Hong Kong Limited

These are the licence-holders that were found for SFC licence institution ACU526 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
ABN706 LI Yan Huen 李潤壎 RE Dealing in Securities 2004-11-19 2005-03-03
ABP986 YEUNG Chau Kwong, Henry 楊就廣 RE Dealing in Securities 2003-04-01 2003-08-20
ABP986 YEUNG Chau Kwong, Henry 楊就廣 RE Advising on Securities 2003-04-01 2003-08-20
ABP986 YEUNG Chau Kwong, Henry 楊就廣 RE Providing Automated Trading Services 2003-04-01 2003-08-20
ABS171 TING Wai Wan 丁慧雲 RE Dealing in Securities 2003-04-01 2007-04-30
ABS171 TING Wai Wan 丁慧雲 RE Advising on Securities 2003-04-01 2005-02-15
ABS171 TING Wai Wan 丁慧雲 RE Providing Automated Trading Services 2003-04-01 2005-03-03
ACR491 VAN DIEST Robertus Johannes RO Dealing in Securities 2003-04-01 2003-07-07
ACR491 VAN DIEST Robertus Johannes RO Dealing in Futures Contracts 2003-04-01 2003-07-07
ACR491 VAN DIEST Robertus Johannes RO Advising on Futures Contracts 2003-04-01 2003-07-07
ACR491 VAN DIEST Robertus Johannes RO Providing Automated Trading Services 2003-04-01 2003-07-07
ACW359 PANG Ka Kon, Stephen 彭嘉幹 RE Dealing in Securities 2005-11-22 2005-12-29
ACW359 PANG Ka Kon, Stephen 彭嘉幹 RO Dealing in Securities 2005-12-29 2007-01-15
ACW359 PANG Ka Kon, Stephen 彭嘉幹 RE Dealing in Futures Contracts 2006-11-28 2007-01-15
ACX070 TAM Kwok Cheung 譚國章 RE Dealing in Securities 2003-07-30 2006-10-25
ADC178 CHEN Michael Moon Fee RE Dealing in Securities 2006-09-25 2008-04-30
ADR824 LEE Man Fat, Samuel 李萬發 RE Dealing in Securities 2003-04-01 2004-11-05
ADR824 LEE Man Fat, Samuel 李萬發 RE Advising on Securities 2003-04-01 2004-11-05
ADR824 LEE Man Fat, Samuel 李萬發 RE Providing Automated Trading Services 2003-04-01 2004-11-05
AEK264 CHAN Hing Yip, Bryan 陳慶業 RE Dealing in Securities 2004-04-28 2005-04-26
AEK264 CHAN Hing Yip, Bryan 陳慶業 RE Dealing in Futures Contracts 2004-04-28 2005-04-26
AFX482 STEVENS Anthony Hewitt RE Dealing in Securities 2003-04-01 2007-03-13
AFX482 STEVENS Anthony Hewitt RE Advising on Securities 2003-04-01 2004-12-20
AFX482 STEVENS Anthony Hewitt RE Providing Automated Trading Services 2003-04-01 2005-03-03
AGB128 YONG Pang Teck 楊邦德 RO Dealing in Securities 2003-04-01 2005-11-29
AGB128 YONG Pang Teck 楊邦德 RO Dealing in Futures Contracts 2003-04-01 2005-11-29
AGB128 YONG Pang Teck 楊邦德 RO Advising on Securities 2003-04-01 2005-03-03
AGB128 YONG Pang Teck 楊邦德 RO Advising on Futures Contracts 2003-04-01 2005-03-03
AGB128 YONG Pang Teck 楊邦德 RO Providing Automated Trading Services 2003-04-01 2005-03-03
AGJ507 WHEELER Michael James RE Dealing in Securities 2003-04-01 2007-12-29
AGJ507 WHEELER Michael James RE Advising on Securities 2003-04-01 2004-12-20
AGJ507 WHEELER Michael James RE Providing Automated Trading Services 2003-04-01 2005-03-03
AHS852 HO Io Fong 何耀楓 RE Dealing in Securities 2003-04-01 2010-09-01
AHS852 HO Io Fong 何耀楓 RE Dealing in Securities 2010-11-15 2015-01-31
AHS852 HO Io Fong 何耀楓 RE Dealing in Futures Contracts 2007-11-19 2010-09-01
AHS852 HO Io Fong 何耀楓 RE Dealing in Futures Contracts 2010-11-15 2015-01-31
AHS852 HO Io Fong 何耀楓 RE Advising on Securities 2003-04-01 2005-02-15
AHS852 HO Io Fong 何耀楓 RE Providing Automated Trading Services 2003-04-01 2005-03-03
AHX244 PARKER Barry Neil RO Dealing in Securities 2007-01-30 2015-03-01
AHX244 PARKER Barry Neil RO Dealing in Securities 2017-10-25
AHX244 PARKER Barry Neil RO Dealing in Futures Contracts 2005-08-04 2015-03-01
AHX244 PARKER Barry Neil RO Dealing in Futures Contracts 2017-10-25
AHX816 LO Hung Ki 盧洪基 RE Dealing in Securities 2003-04-01 2003-06-25
AHX816 LO Hung Ki 盧洪基 RO Dealing in Securities 2003-06-25 2015-09-30
AHX816 LO Hung Ki 盧洪基 RO Dealing in Futures Contracts 2003-06-25 2015-09-30
AHX816 LO Hung Ki 盧洪基 RE Advising on Securities 2003-04-01 2003-05-16
AHX816 LO Hung Ki 盧洪基 RE Providing Automated Trading Services 2003-04-01 2003-06-25
AHX816 LO Hung Ki 盧洪基 RO Providing Automated Trading Services 2003-06-25 2005-03-03
AID227 SUNG Yee Ling, Elaine 宋綺玲 RE Dealing in Securities 2003-04-01 2013-03-08
AID227 SUNG Yee Ling, Elaine 宋綺玲 RE Dealing in Futures Contracts 2007-11-16 2013-03-08
AID227 SUNG Yee Ling, Elaine 宋綺玲 RE Advising on Securities 2003-04-01 2004-12-20
AID227 SUNG Yee Ling, Elaine 宋綺玲 RE Providing Automated Trading Services 2003-04-01 2005-03-03
AIT511 CHENG Chak Yuen, Joseph Billy 鄭澤元 RE Dealing in Securities 2003-05-16 2015-09-30
AIT511 CHENG Chak Yuen, Joseph Billy 鄭澤元 RE Dealing in Futures Contracts 2003-05-16 2015-09-30
AIX151 CHEUNG Ka Ho, Louis 張嘉豪 RE Dealing in Securities 2003-07-04 2006-03-30
AIX151 CHEUNG Ka Ho, Louis 張嘉豪 RE Dealing in Futures Contracts 2003-07-04 2006-03-30
AJD909 TORCHETTI Nico RE Dealing in Securities 2004-12-14 2005-05-25
AJD909 TORCHETTI Nico RE Dealing in Securities 2008-05-07 2008-05-28
AJD909 TORCHETTI Nico RO Dealing in Securities 2005-05-25 2008-05-07
AJD909 TORCHETTI Nico RE Dealing in Futures Contracts 2005-05-25 2005-10-10
AJD909 TORCHETTI Nico RE Dealing in Futures Contracts 2008-05-07 2008-05-28
AJD909 TORCHETTI Nico RO Dealing in Futures Contracts 2005-10-10 2008-05-07
AKU301 WONG Yik 黃奕 RE Dealing in Securities 2004-08-11 2008-10-09
AKU301 WONG Yik 黃奕 RE Dealing in Futures Contracts 2004-08-11 2008-10-09
ALL411 YANG Chun Wai 楊振威 RE Dealing in Securities 2005-01-06 2005-06-16
ALT866 BENNETT Alex John RO Dealing in Securities 2018-05-03
ALT866 BENNETT Alex John RO Dealing in Futures Contracts 2018-05-03
ALV072 CHIU Chi Hoi 趙之海 RE Dealing in Securities 2005-03-16 2006-03-30
AML272 LOUIE Wai Tat 呂煒達 RE Dealing in Securities 2005-10-19 2006-01-10
AMX566 DODD Simon John 鄧世文 RO Dealing in Securities 2018-09-05
AMX566 DODD Simon John 鄧世文 RO Dealing in Futures Contracts 2018-09-05
AOG774 WEST David Neil RO Dealing in Securities 2007-02-15
AOG774 WEST David Neil RO Dealing in Futures Contracts 2007-02-15
AOL748 PEALLING Paul Michael Alfred RE Dealing in Securities 2007-02-01 2007-11-16
AOL748 PEALLING Paul Michael Alfred RO Dealing in Securities 2007-11-16
AOL748 PEALLING Paul Michael Alfred RE Dealing in Futures Contracts 2007-02-01 2007-11-16
AOL748 PEALLING Paul Michael Alfred RO Dealing in Futures Contracts 2007-11-16
AOM667 HILGERS Paul Wilhelm RE Dealing in Securities 2007-01-29 2007-12-29
AON393 FUNG Chi Kin 馮志堅 RE Dealing in Securities 2007-02-01 2015-05-01
AOY776 ROSSI Valerie RE Dealing in Securities 2014-11-03 2017-11-30
AOY776 ROSSI Valerie RO Dealing in Securities 2017-11-30
AOY776 ROSSI Valerie RE Dealing in Futures Contracts 2017-11-30
APB312 KWOK Cheung 郭翔 RE Dealing in Securities 2007-07-23 2008-01-01
APB312 KWOK Cheung 郭翔 RE Dealing in Futures Contracts 2007-11-16 2008-01-01
AQQ140 BENNETT Andrew RE Dealing in Securities 2008-03-06 2008-11-05
AQQ140 BENNETT Andrew RE Dealing in Futures Contracts 2008-03-06 2008-11-05
ARQ675 MCLEOD Angus Mcarthur RE Dealing in Securities 2014-11-03 2014-12-19
ATI155 LAU Ching Ca 劉政伽 RE Dealing in Securities 2009-07-10 2015-09-02
ATI155 LAU Ching Ca 劉政伽 RE Dealing in Futures Contracts 2009-07-10 2015-09-02
AWU673 LEE Christopher Mark RE Dealing in Securities 2011-02-17 2014-10-01
AWU673 LEE Christopher Mark RE Dealing in Futures Contracts 2011-02-17 2014-10-01
AXB460 KEMPERS Kaz RE Dealing in Securities 2011-03-24 2017-10-16
AXB460 KEMPERS Kaz RO Dealing in Securities 2017-10-16 2018-03-29
AXB460 KEMPERS Kaz RE Dealing in Futures Contracts 2011-03-24 2017-10-16
AXB460 KEMPERS Kaz RO Dealing in Futures Contracts 2017-10-16 2018-03-29
AXB462 WONG Yee Ming, Lecky 王義明 RE Dealing in Securities 2011-03-24
AXB462 WONG Yee Ming, Lecky 王義明 RE Dealing in Futures Contracts 2011-03-24
BDU243 POON Chung Keung 潘宗強 RE Dealing in Securities 2014-11-03 2017-08-31
BFS157 CORNELISSEN Ramon Sebastiaan RE Dealing in Securities 2015-06-30 2016-05-23
BFS157 CORNELISSEN Ramon Sebastiaan RE Dealing in Futures Contracts 2015-06-30 2016-05-23
BFY311 LEUNG Ying Kwan 梁英均 RE Dealing in Securities 2015-08-05 2018-02-01
BFY311 LEUNG Ying Kwan 梁英均 RE Dealing in Futures Contracts 2015-08-05 2018-02-01
BHB428 YIP Mei Sheung 葉美嫦 RE Dealing in Securities 2016-02-29
BHB428 YIP Mei Sheung 葉美嫦 RE Dealing in Futures Contracts 2016-02-29
BLF654 MIEDEMA Jeldert RE Dealing in Securities 2017-11-13 2018-03-16
BMG897 LEE Pak Ling 李栢寧 RE Dealing in Securities 2018-03-05
BMW519 WINKEL Robert Wilhelm RE Dealing in Securities 2018-05-30 2018-06-15
BNB164 KU Man Sai 顧旻茜 RE Dealing in Securities 2018-06-19
BNB164 KU Man Sai 顧旻茜 RE Dealing in Futures Contracts 2018-06-19
BNP529 ROBERTS Jordan RE Dealing in Securities 2018-10-04
BNP529 ROBERTS Jordan RE Dealing in Futures Contracts 2018-10-04

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