Hong Kong SFC licence institution ACV070, Tang Ping Kong Limited 太平行證券有限公司

These are the licence-holders that were found for SFC licence institution ACV070 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA336 TANG Ping Kong 鄧秉綱 RO Dealing in Securities 2003-04-01 2016-12-31
AAA336 TANG Ping Kong 鄧秉綱 RO Advising on Securities 2003-04-01 2004-11-22
AAA336 TANG Ping Kong 鄧秉綱 RO Advising on Corporate Finance 2003-04-01 2004-11-22
AAA336 TANG Ping Kong 鄧秉綱 RO Asset Management 2003-04-01 2004-11-22
AAA374 CHUNG Yee Ming 鍾雨明 RE Dealing in Securities 2003-04-01 2008-03-10
AAA374 CHUNG Yee Ming 鍾雨明 RE Advising on Securities 2003-04-01 2004-02-27
AAA374 CHUNG Yee Ming 鍾雨明 RE Advising on Corporate Finance 2003-04-01 2004-02-27
AAA374 CHUNG Yee Ming 鍾雨明 RE Asset Management 2003-04-01 2004-02-27
AAA395 LEUNG Chun Cheong 梁振昌 RE Dealing in Securities 2003-04-01 2017-09-15
AAA395 LEUNG Chun Cheong 梁振昌 RE Advising on Securities 2003-04-01 2004-01-26
AAA395 LEUNG Chun Cheong 梁振昌 RE Advising on Corporate Finance 2003-04-01 2004-01-26
AAA395 LEUNG Chun Cheong 梁振昌 RE Asset Management 2003-04-01 2004-01-26
AAA405 LING Tak Chun 凌德真 RO Dealing in Securities 2003-04-01 2017-03-08
AAA405 LING Tak Chun 凌德真 RO Advising on Securities 2003-04-01 2004-11-22
AAA405 LING Tak Chun 凌德真 RO Advising on Corporate Finance 2003-04-01 2004-11-22
AAA405 LING Tak Chun 凌德真 RO Asset Management 2003-04-01 2004-11-22
AAB421 CHAN Wai Bik, Amy 陳慧碧 RE Dealing in Securities 2007-05-08 2017-09-15
AAC003 HO Lai 何禮 RE Dealing in Securities 2003-04-01 2007-05-15
AAC003 HO Lai 何禮 RE Advising on Securities 2003-04-01 2004-02-27
AAC003 HO Lai 何禮 RE Advising on Corporate Finance 2003-04-01 2004-02-27
AAC003 HO Lai 何禮 RE Asset Management 2003-04-01 2004-02-27
AAF415 CHAN Ding Man 陳訂民 RE Dealing in Securities 2003-04-01 2003-04-30
AAF415 CHAN Ding Man 陳訂民 RE Advising on Securities 2003-04-01 2003-04-30
AAF415 CHAN Ding Man 陳訂民 RE Advising on Corporate Finance 2003-04-01 2003-04-30
AAF415 CHAN Ding Man 陳訂民 RE Asset Management 2003-04-01 2003-04-30
AAK096 LAW Ching Yin 羅靜衍 RO Dealing in Securities 2003-04-01 2016-10-31
AAK096 LAW Ching Yin 羅靜衍 RO Advising on Securities 2003-04-01 2003-12-24
AAK096 LAW Ching Yin 羅靜衍 RO Advising on Corporate Finance 2003-04-01 2003-12-24
AAK096 LAW Ching Yin 羅靜衍 RO Asset Management 2003-04-01 2003-12-24
AAX843 LEUNG Wing Sun 梁榮燊 RE Dealing in Securities 2010-08-04 2013-02-01
ABE269 WAI Pak Chuen 韋伯銓 RE Dealing in Securities 2003-04-01 2006-03-15
ABE269 WAI Pak Chuen 韋伯銓 RE Advising on Securities 2003-04-01 2004-05-20
ABE269 WAI Pak Chuen 韋伯銓 RE Advising on Corporate Finance 2003-04-01 2004-05-20
ABE269 WAI Pak Chuen 韋伯銓 RE Asset Management 2003-04-01 2004-05-20
ABF478 KAN Kam Ling 簡錦齡 RE Dealing in Securities 2003-04-01 2016-08-07
ABF478 KAN Kam Ling 簡錦齡 RE Advising on Securities 2003-04-01 2003-12-19
ABF478 KAN Kam Ling 簡錦齡 RE Advising on Corporate Finance 2003-04-01 2003-12-19
ABF478 KAN Kam Ling 簡錦齡 RE Asset Management 2003-04-01 2003-12-19
ABM666 LAW Ping Yin 羅平衍 RE Dealing in Securities 2003-06-12 2016-11-09
ABQ924 WAI Yuet Hing 韋悅卿 RE Dealing in Securities 2003-04-01 2010-10-01
ABQ924 WAI Yuet Hing 韋悅卿 RE Advising on Securities 2003-04-01 2004-09-28
ABQ924 WAI Yuet Hing 韋悅卿 RE Advising on Corporate Finance 2003-04-01 2004-09-28
ABQ924 WAI Yuet Hing 韋悅卿 RE Asset Management 2003-04-01 2004-09-28
ACA235 CHAN Shek Fung Henry 陳石峯 RE Dealing in Securities 2003-04-01 2003-06-30
ACA235 CHAN Shek Fung Henry 陳石峯 RE Advising on Securities 2003-04-01 2003-06-30
ACA235 CHAN Shek Fung Henry 陳石峯 RE Advising on Corporate Finance 2003-04-01 2003-06-30
ACA235 CHAN Shek Fung Henry 陳石峯 RE Asset Management 2003-04-01 2003-06-30
ADW445 TSUI Man Kwong 徐文廣 RE Dealing in Securities 2003-04-01 2007-02-06
ADW445 TSUI Man Kwong 徐文廣 RE Advising on Securities 2003-04-01 2003-12-19
ADW445 TSUI Man Kwong 徐文廣 RE Advising on Corporate Finance 2003-04-01 2003-12-19
ADW445 TSUI Man Kwong 徐文廣 RE Asset Management 2003-04-01 2003-12-19
AEF264 TANG Wai Ting, Selina 鄧慧婷 RE Dealing in Securities 2006-03-15 2016-08-10
AEM916 LAU Ricky 劉澍旻 RE Dealing in Securities 2003-04-01 2003-05-23
AEM916 LAU Ricky 劉澍旻 RE Dealing in Securities 2005-12-14 2007-07-21
AEM916 LAU Ricky 劉澍旻 RE Dealing in Securities 2012-06-06 2016-08-10
AEM916 LAU Ricky 劉澍旻 RE Advising on Securities 2003-04-01 2003-05-23
AEM916 LAU Ricky 劉澍旻 RE Advising on Corporate Finance 2003-04-01 2003-05-23
AEM916 LAU Ricky 劉澍旻 RE Asset Management 2003-04-01 2003-05-23
AEY425 CHAN Kei 陳琦 RE Dealing in Securities 2016-09-21 2016-10-14
AEY425 CHAN Kei 陳琦 RO Dealing in Securities 2016-10-14
AEY425 CHAN Kei 陳琦 RO Advising on Securities 2017-02-14
AEY425 CHAN Kei 陳琦 RO Asset Management 2017-02-14
AEY937 WAN Kwok Leung, Dominic 溫國樑 RE Dealing in Securities 2008-09-25 2009-04-15
AFG390 TAM Chi Kwong, William 譚志光 RE Dealing in Securities 2003-04-01 2007-06-30
AFG390 TAM Chi Kwong, William 譚志光 RE Dealing in Securities 2008-03-11 2008-06-01
AFG390 TAM Chi Kwong, William 譚志光 RE Advising on Securities 2003-04-01 2004-02-02
AFG390 TAM Chi Kwong, William 譚志光 RE Advising on Corporate Finance 2003-04-01 2004-02-02
AFG390 TAM Chi Kwong, William 譚志光 RE Asset Management 2003-04-01 2004-02-02
AIB742 LO Ming Ho 盧名豪 RE Dealing in Securities 2016-09-21 2016-11-09
AIB742 LO Ming Ho 盧名豪 RO Dealing in Securities 2016-11-09 2017-08-31
AIB742 LO Ming Ho 盧名豪 RO Advising on Securities 2017-02-14 2017-08-31
AIB742 LO Ming Ho 盧名豪 RO Asset Management 2017-02-14 2017-08-31
AJH838 LAU Suk Wo 劉叔和 RE Dealing in Securities 2011-11-17 2016-08-10
ANM164 CHEUNG Hoi Hang 張凱衡 RE Dealing in Securities 2011-03-29 2012-04-23
AQQ330 WONG William 王偉倫 RO Dealing in Securities 2017-08-31
AQQ330 WONG William 王偉倫 RO Advising on Securities 2017-10-10
AQQ330 WONG William 王偉倫 RE Asset Management 2017-10-25 2018-04-25
AQQ330 WONG William 王偉倫 RO Asset Management 2018-04-25
ATT833 TANG Jason Yue Shing 鄧裕城 RE Dealing in Securities 2010-12-21 2016-08-07
AUP395 TSOI Ka Wai, Derek 蔡家威 RE Dealing in Securities 2017-09-11
AUP395 TSOI Ka Wai, Derek 蔡家威 RE Advising on Securities 2018-01-16
BGO336 KWOK Kelvin Chun Hung 郭駿鴻 RE Dealing in Securities 2016-08-31
BGO336 KWOK Kelvin Chun Hung 郭駿鴻 RE Advising on Securities 2017-03-20
BGO336 KWOK Kelvin Chun Hung 郭駿鴻 RE Asset Management 2017-03-20
BJL657 HUI Ka Wai 許嘉威 RE Dealing in Securities 2017-06-20
BJL657 HUI Ka Wai 許嘉威 RE Advising on Securities 2017-11-29
BJL657 HUI Ka Wai 許嘉威 RE Asset Management 2018-01-16
BNG475 LI Zhiqing 李芷卿 RE Dealing in Securities 2018-08-28
BNG475 LI Zhiqing 李芷卿 RE Advising on Securities 2018-08-28

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