Hong Kong SFC licence institution ACX288, HSBC Structured Funds (Asia) Limited

These are the licence-holders that were found for SFC licence institution ACX288 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
ABB625 CHAN Kar Yue, Mark 陳嘉裕 RE Dealing in Futures Contracts 2003-04-01 2003-12-10
ABB625 CHAN Kar Yue, Mark 陳嘉裕 RE Advising on Securities 2004-05-15 2006-04-01
ABB625 CHAN Kar Yue, Mark 陳嘉裕 RE Advising on Futures Contracts 2003-04-01 2003-12-10
ABB625 CHAN Kar Yue, Mark 陳嘉裕 RE Asset Management 2003-04-01 2006-04-01
ACM394 YU Sai Yin, Anthony 余世賢 RE Dealing in Futures Contracts 2003-04-01 2003-12-09
ACM394 YU Sai Yin, Anthony 余世賢 RE Advising on Futures Contracts 2003-04-01 2003-12-09
ACM394 YU Sai Yin, Anthony 余世賢 RE Asset Management 2003-04-01 2003-12-09
ACY056 HENG Ching Kuen, Franklin 幸正權 RO Dealing in Futures Contracts 2003-04-01 2004-01-08
ACY056 HENG Ching Kuen, Franklin 幸正權 RO Advising on Securities 2004-02-10 2006-04-14
ACY056 HENG Ching Kuen, Franklin 幸正權 RO Advising on Futures Contracts 2003-04-01 2004-01-08
ACY056 HENG Ching Kuen, Franklin 幸正權 RO Asset Management 2003-04-01 2006-04-14
ADJ622 LEE Chi Chung, Johnny 李志璋 RE Dealing in Futures Contracts 2003-04-01 2003-07-10
ADJ622 LEE Chi Chung, Johnny 李志璋 RE Advising on Futures Contracts 2003-04-01 2003-07-10
ADJ622 LEE Chi Chung, Johnny 李志璋 RE Asset Management 2003-04-01 2003-07-10
ADM554 WALLACE Lee Peter RO Advising on Securities 2007-03-23 2007-08-01
AEL989 SUE Kenneth 蘇其暉 RO Asset Management 2007-03-15 2011-08-31
AFS192 SHEK Ming Hon, Simon 石明翰 RE Advising on Securities 2006-08-03 2014-12-31
AFS192 SHEK Ming Hon, Simon 石明翰 RE Asset Management 2006-08-03 2014-12-31
AFU206 YAU Shu Shan 游樹珊 RE Advising on Securities 2006-11-10 2012-02-16
AFU206 YAU Shu Shan 游樹珊 RE Asset Management 2006-11-10 2007-07-01
AFU206 YAU Shu Shan 游樹珊 RE Asset Management 2009-09-21 2012-02-16
AFY780 LAM Sum Sum 林森森 RE Dealing in Futures Contracts 2003-04-01 2003-12-10
AFY780 LAM Sum Sum 林森森 RE Advising on Securities 2004-05-15 2005-06-30
AFY780 LAM Sum Sum 林森森 RE Advising on Futures Contracts 2003-04-01 2003-12-10
AFY780 LAM Sum Sum 林森森 RE Asset Management 2003-04-01 2005-06-30
AFY781 WONG Sheh Chung, Michael 王錫聰 RE Dealing in Futures Contracts 2003-04-01 2003-12-16
AFY781 WONG Sheh Chung, Michael 王錫聰 RE Advising on Futures Contracts 2003-04-01 2003-12-16
AFY781 WONG Sheh Chung, Michael 王錫聰 RE Asset Management 2003-04-01 2003-12-16
AFZ713 AU YEUNG Tat H 歐陽達顯 RO Dealing in Futures Contracts 2003-04-01 2003-09-05
AFZ713 AU YEUNG Tat H 歐陽達顯 RO Advising on Futures Contracts 2003-04-01 2003-09-05
AFZ713 AU YEUNG Tat H 歐陽達顯 RO Asset Management 2003-04-01 2003-09-05
AGL154 LUI Yu Mo, Moses 雷裕武 RE Advising on Securities 2006-08-15 2007-06-09
AGL154 LUI Yu Mo, Moses 雷裕武 RE Asset Management 2006-08-15 2007-06-09
AHG861 TSO Wai Sing 蔡偉成 RE Advising on Securities 2005-07-15 2005-10-31
AHG861 TSO Wai Sing 蔡偉成 RO Advising on Securities 2005-10-31 2015-07-22
AHG861 TSO Wai Sing 蔡偉成 RE Asset Management 2005-07-15 2005-10-31
AHG861 TSO Wai Sing 蔡偉成 RO Asset Management 2005-10-31 2015-07-22
AIL649 TURLEY Francis Bernard RO Advising on Securities 2004-02-10 2007-04-16
AIL649 TURLEY Francis Bernard RO Asset Management 2004-02-09 2007-04-16
ANK932 WONG Siu Leung 黃紹良 RE Advising on Securities 2006-08-15 2009-03-28
ANK932 WONG Siu Leung 黃紹良 RE Asset Management 2006-08-15 2007-07-01
ANQ384 LO Eva 魯亦華 RE Advising on Securities 2010-02-11 2010-09-03
ANU065 CHEUNG Bruce Heung Wing 張向榮 RE Advising on Securities 2006-08-10 2007-07-19
ANU065 CHEUNG Bruce Heung Wing 張向榮 RO Advising on Securities 2007-07-19 2008-09-06
ANU065 CHEUNG Bruce Heung Wing 張向榮 RE Asset Management 2006-08-10 2007-07-19
ANU065 CHEUNG Bruce Heung Wing 張向榮 RO Asset Management 2007-07-19 2008-09-06
ANX449 HOOSANG Ann Gabriel 何頌恩 RE Advising on Securities 2006-09-07 2006-10-14
ANX459 TEO Kim Guan 張金源 RE Advising on Securities 2006-09-07 2008-08-08
ANX459 TEO Kim Guan 張金源 RO Advising on Securities 2008-08-08 2014-09-01
ANX459 TEO Kim Guan 張金源 RE Asset Management 2006-09-07 2007-07-01
ANX459 TEO Kim Guan 張金源 RO Asset Management 2008-08-08 2014-09-01
AOA083 HO Chi Yun, Connie 何志恩 RE Advising on Securities 2006-09-25 2012-02-16
AOA083 HO Chi Yun, Connie 何志恩 RE Asset Management 2006-09-25 2007-07-01
AOY614 YU Cheng-yung 游正雍 RE Advising on Securities 2010-07-06 2014-12-31
AOY614 YU Cheng-yung 游正雍 RE Asset Management 2010-07-06 2014-12-31
APA405 HO Catherine Yee Yin 何綺盈 RE Advising on Securities 2009-11-16 2011-09-15
APA405 HO Catherine Yee Yin 何綺盈 RE Asset Management 2009-11-16 2011-09-15
APR726 LUI Yan Yan, Yvonne 呂欣茵 RE Advising on Securities 2007-10-03 2009-08-01
APR726 LUI Yan Yan, Yvonne 呂欣茵 RE Asset Management 2007-10-03 2009-08-01
ATO953 SU Wen 蘇文 RE Advising on Securities 2009-08-25 2011-03-28
ATW568 DELLOYE Renaud Nicolas Yves Marie RE Advising on Securities 2011-12-15 2012-01-20
ATW568 DELLOYE Renaud Nicolas Yves Marie RO Advising on Securities 2012-01-20 2015-07-22
ATW568 DELLOYE Renaud Nicolas Yves Marie RE Asset Management 2011-12-15 2014-12-31
ATX640 VERSTRAETE Jeroen Jerome Denise RE Advising on Securities 2010-07-09 2011-11-23
ATX640 VERSTRAETE Jeroen Jerome Denise RO Advising on Securities 2011-11-23 2012-09-28
ATX640 VERSTRAETE Jeroen Jerome Denise RE Asset Management 2010-07-09 2011-11-23
ATX640 VERSTRAETE Jeroen Jerome Denise RO Asset Management 2011-11-23 2012-09-28
AUS299 YUNG King Shing 翁敬誠 RE Advising on Securities 2010-02-11 2012-03-30
AWS260 KONG Kathleen 江健穎 RE Advising on Securities 2011-01-24 2012-08-24
AYH605 KHAN Mohammad Asif Atahar RE Advising on Securities 2011-10-18 2012-01-11
AYH605 KHAN Mohammad Asif Atahar RO Advising on Securities 2012-01-11 2015-07-22
AYH605 KHAN Mohammad Asif Atahar RE Asset Management 2011-10-18 2012-01-11
AYH605 KHAN Mohammad Asif Atahar RO Asset Management 2012-01-11 2015-07-22
AYN213 HO Hon Wah 何漢華 RE Advising on Securities 2012-01-19 2012-02-15
AYN213 HO Hon Wah 何漢華 RO Advising on Securities 2012-02-15 2015-03-31
AYN213 HO Hon Wah 何漢華 RE Asset Management 2012-01-19 2014-12-31

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