Below are the licence-holders that were found for SFC licence institution ACZ639 on the SFC website.
Key for Role: RE = Respresentative, RO = Responsible Officer
SFC code | English name | Chinese name | Role | Activity | Start date | End date |
---|---|---|---|---|---|---|
ADA105 | TOLANI Tulsi Ramkrashin | RO | Advising on Securities | 2003-04-01 | 2003-10-15 | |
ADA125 | EVANS Daryl Paul | RO | Advising on Securities | 2003-04-01 | 2003-06-20 | |
AES128 | LOGAN Sandra | RO | Advising on Securities | 2003-04-01 | 2005-11-29 | |
AGF641 | LAMBERT Martin Clive | RE | Advising on Securities | 2003-04-01 | 2003-06-12 | |
AGQ827 | DUPRES Alan Michael | RE | Advising on Securities | 2003-04-01 | 2004-01-05 | |
AGQ827 | DUPRES Alan Michael | RE | Advising on Securities | 2004-07-27 | 2005-08-01 | |
AGQ827 | DUPRES Alan Michael | RO | Advising on Securities | 2004-01-05 | 2004-07-27 |
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