Hong Kong SFC licence institution ADB079, Kaiser Futures Limited 嘉信期貨有限公司

These are the licence-holders that were found for SFC licence institution ADB079 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA181 KWONG Ping Wai 鄺平威 RE Dealing in Futures Contracts 2003-04-01 2006-01-31
AAA181 KWONG Ping Wai 鄺平威 RE Advising on Futures Contracts 2003-04-01 2005-02-18
AAA181 KWONG Ping Wai 鄺平威 RE Asset Management 2003-04-01 2005-02-18
AAA382 CHEUNG Yau Kwong 張友光 RE Dealing in Futures Contracts 2004-02-05 2007-03-29
AAA421 CHAN Pui Kwong 陳沛光 RE Dealing in Futures Contracts 2004-01-06 2006-04-28
AAE528 NG Chi Loong 吳志龍 RE Dealing in Futures Contracts 2003-04-01 2004-04-27
AAE528 NG Chi Loong 吳志龍 RE Advising on Futures Contracts 2003-04-01 2004-04-27
AAE528 NG Chi Loong 吳志龍 RE Asset Management 2003-04-01 2004-04-27
AAF092 CHAN Kam Shing, Kenneth 陳錦成 RE Dealing in Futures Contracts 2004-08-20 2006-02-24
AAH066 LO Chung Kwan 羅仲坤 RE Dealing in Futures Contracts 2003-04-01
AAH066 LO Chung Kwan 羅仲坤 RE Advising on Futures Contracts 2003-04-01 2005-02-18
AAH066 LO Chung Kwan 羅仲坤 RE Asset Management 2003-04-01 2005-02-18
AAJ793 LI Tak Wa 李德華 RE Dealing in Futures Contracts 2004-03-12 2012-11-30
AAK302 CHEUNG Hin Man, Thomas 張憲民 RE Dealing in Futures Contracts 2003-04-01 2003-09-22
AAK302 CHEUNG Hin Man, Thomas 張憲民 RE Advising on Futures Contracts 2003-04-01 2003-05-16
AAK302 CHEUNG Hin Man, Thomas 張憲民 RE Asset Management 2003-04-01 2003-05-16
AAK493 LEUNG Wai Hung 梁偉鴻 RE Dealing in Futures Contracts 2003-04-01 2015-02-06
AAK493 LEUNG Wai Hung 梁偉鴻 RO Dealing in Futures Contracts 2015-02-06 2015-08-31
AAK493 LEUNG Wai Hung 梁偉鴻 RE Advising on Futures Contracts 2003-04-01 2005-01-29
AAK493 LEUNG Wai Hung 梁偉鴻 RE Asset Management 2003-04-01 2005-01-29
AAK817 YING Yik Hung 邢益雄 RE Dealing in Futures Contracts 2004-06-03 2004-11-09
AAO710 KWONG Yick Chor 鄺奕初 RE Dealing in Futures Contracts 2013-05-24 2013-07-09
AAO710 KWONG Yick Chor 鄺奕初 RE Dealing in Futures Contracts 2017-12-01
AAO710 KWONG Yick Chor 鄺奕初 RO Dealing in Futures Contracts 2013-07-09 2017-12-01
AAU438 LEUNG Ting Kai, Ambrose 梁廷楷 RE Dealing in Futures Contracts 2004-03-24 2006-03-31
AAX341 FUNG Wei Lung, Brian 馮煒能 RO Dealing in Futures Contracts 2003-04-01 2017-04-23
AAX341 FUNG Wei Lung, Brian 馮煒能 RO Advising on Futures Contracts 2003-04-01 2005-02-18
AAX341 FUNG Wei Lung, Brian 馮煒能 RO Asset Management 2003-04-01 2005-02-18
AAY748 NG Chi Ngai 吳志毅 RE Dealing in Futures Contracts 2005-07-13 2018-07-31
ABA031 FUNG Chun Yin, Joesph 馮俊彥 RE Dealing in Futures Contracts 2008-09-09 2010-04-22
ABA164 TSE Chi Kin, Henry 謝智建 RE Dealing in Futures Contracts 2003-04-01 2006-09-06
ABA164 TSE Chi Kin, Henry 謝智建 RE Advising on Futures Contracts 2003-04-01 2005-02-18
ABA164 TSE Chi Kin, Henry 謝智建 RE Asset Management 2003-04-01 2005-02-18
ABA954 CHAN Chi Yin 陳志賢 RE Dealing in Futures Contracts 2004-08-30 2004-12-09
ABE443 HO Chi Keung 何志強 RE Dealing in Futures Contracts 2003-04-01 2016-03-31
ABE443 HO Chi Keung 何志強 RE Advising on Futures Contracts 2003-04-01 2005-02-18
ABE443 HO Chi Keung 何志強 RE Asset Management 2003-04-01 2005-02-18
ABH576 CHEUNG Kit Wai 張傑威 RO Dealing in Futures Contracts 2003-04-01 2003-08-05
ABH576 CHEUNG Kit Wai 張傑威 RO Advising on Futures Contracts 2003-04-01 2003-08-05
ABH576 CHEUNG Kit Wai 張傑威 RO Asset Management 2003-04-01 2003-08-05
ABM105 CHAN Sai Yee, Vincent 陳世義 RE Dealing in Futures Contracts 2006-03-30 2008-05-21
ABN496 LO Wai Hung 勞惠鴻 RE Dealing in Futures Contracts 2003-04-01 2005-03-07
ABN496 LO Wai Hung 勞惠鴻 RE Advising on Futures Contracts 2003-04-01 2005-02-18
ABN496 LO Wai Hung 勞惠鴻 RE Asset Management 2003-04-01 2005-02-18
ABN840 LAU Pak Tong 劉百棠 RE Dealing in Futures Contracts 2013-05-06
ABO905 NG Yick Man, Sammy 吳奕民 RE Dealing in Futures Contracts 2003-04-01 2007-03-29
ABO905 NG Yick Man, Sammy 吳奕民 RE Advising on Futures Contracts 2003-04-01 2005-02-18
ABO905 NG Yick Man, Sammy 吳奕民 RE Asset Management 2003-04-01 2005-02-18
ABP986 YEUNG Chau Kwong, Henry 楊就廣 RE Dealing in Futures Contracts 2005-02-22 2011-03-23
ABY188 TAM Cheuk Fai 譚卓輝 RE Dealing in Futures Contracts 2003-04-01
ABY188 TAM Cheuk Fai 譚卓輝 RE Advising on Futures Contracts 2003-04-01 2005-02-18
ABY188 TAM Cheuk Fai 譚卓輝 RE Asset Management 2003-04-01 2005-02-18
ABY336 CHEUNG Hay Nam, Bruce 張曦嵐 RE Dealing in Futures Contracts 2015-09-01 2016-11-29
ABY691 KWONG Dak Shing 鄺德成 RO Dealing in Futures Contracts 2003-04-01
ABY691 KWONG Dak Shing 鄺德成 RO Advising on Futures Contracts 2003-04-01 2005-02-18
ABY691 KWONG Dak Shing 鄺德成 RO Asset Management 2003-04-01 2005-02-18
ACA601 CHU Chun Wai 朱俊偉 RE Dealing in Futures Contracts 2003-04-01 2006-04-30
ACA601 CHU Chun Wai 朱俊偉 RE Dealing in Futures Contracts 2008-04-22 2008-06-10
ACA601 CHU Chun Wai 朱俊偉 RE Advising on Futures Contracts 2003-04-01 2005-02-18
ACA601 CHU Chun Wai 朱俊偉 RE Asset Management 2003-04-01 2005-02-18
ACB938 LAM Fu, Philip 林富 RE Dealing in Futures Contracts 2006-11-10 2007-08-17
ACG371 SUNG Sun Ping 宋新平 RE Dealing in Futures Contracts 2003-04-01 2007-03-29
ACG371 SUNG Sun Ping 宋新平 RE Advising on Futures Contracts 2003-04-01 2005-02-18
ACG371 SUNG Sun Ping 宋新平 RE Asset Management 2003-04-01 2005-02-18
ACH190 CHONG Wing Shing 莊永成 RE Dealing in Futures Contracts 2004-05-06 2008-03-04
ACO275 YEUNG Ga Wai 楊家維 RE Dealing in Futures Contracts 2008-12-12 2010-04-22
ACR120 HUNG Wai 洪瑋 RE Dealing in Futures Contracts 2003-04-01
ACR120 HUNG Wai 洪瑋 RE Advising on Futures Contracts 2003-04-01 2005-02-18
ACR120 HUNG Wai 洪瑋 RE Asset Management 2003-04-01 2005-02-18
ACS543 HO Kwok Fai 何國輝 RE Dealing in Futures Contracts 2003-06-26 2004-04-08
ACS543 HO Kwok Fai 何國輝 RE Dealing in Futures Contracts 2004-10-29 2008-03-20
ACZ589 LO Tak Shun, Dixon 勞德舜 RE Dealing in Futures Contracts 2004-02-23 2008-01-16
ADB223 NG Mau Chung 吳茂松 RE Dealing in Futures Contracts 2003-09-10 2003-10-07
ADB223 NG Mau Chung 吳茂松 RO Dealing in Futures Contracts 2003-04-01 2003-09-10
ADB223 NG Mau Chung 吳茂松 RE Advising on Futures Contracts 2003-09-10 2003-10-07
ADB223 NG Mau Chung 吳茂松 RO Advising on Futures Contracts 2003-04-01 2003-09-10
ADB223 NG Mau Chung 吳茂松 RE Asset Management 2003-09-10 2003-10-07
ADB223 NG Mau Chung 吳茂松 RO Asset Management 2003-04-01 2003-09-10
ADD387 HA Ying Yu 哈英裕 RE Dealing in Futures Contracts 2005-08-23 2006-01-31
ADD387 HA Ying Yu 哈英裕 RE Dealing in Futures Contracts 2011-10-11 2013-04-09
ADD387 HA Ying Yu 哈英裕 RE Dealing in Futures Contracts 2013-10-28 2016-05-18
ADH587 LEE Ka Hang, Francis 李嘉行 RE Dealing in Futures Contracts 2003-04-01 2018-06-08
ADH587 LEE Ka Hang, Francis 李嘉行 RE Advising on Futures Contracts 2003-04-01 2005-02-18
ADH587 LEE Ka Hang, Francis 李嘉行 RE Asset Management 2003-04-01 2005-02-18
ADI458 LEUNG Yun Lung 梁潤龍 RE Dealing in Futures Contracts 2008-09-09 2010-04-22
ADR255 CHAN Yat Ming 陳日明 RE Dealing in Futures Contracts 2003-04-01 2013-03-31
ADR255 CHAN Yat Ming 陳日明 RE Advising on Futures Contracts 2003-04-01 2005-02-18
ADR255 CHAN Yat Ming 陳日明 RE Asset Management 2003-04-01 2005-02-18
ADW470 CHEUNG Man Sang 張文生 RE Dealing in Futures Contracts 2003-04-01 2003-11-21
ADW470 CHEUNG Man Sang 張文生 RE Advising on Futures Contracts 2003-04-01 2003-11-20
ADW470 CHEUNG Man Sang 張文生 RE Asset Management 2003-04-01 2003-11-20
ADW639 TSANG Peter Kai Hsien 曾家賢 RE Dealing in Futures Contracts 2004-01-05 2004-04-27
ADX536 YUEN Ka Fai 阮家輝 RE Dealing in Futures Contracts 2003-04-01 2006-08-02
ADX536 YUEN Ka Fai 阮家輝 RO Dealing in Futures Contracts 2006-08-02 2017-04-16
ADX536 YUEN Ka Fai 阮家輝 RE Advising on Futures Contracts 2003-04-01 2005-02-18
ADX536 YUEN Ka Fai 阮家輝 RE Asset Management 2003-04-01 2005-02-18
ADZ802 KWOK Kin Chung 郭建聰 RE Dealing in Futures Contracts 2003-04-01 2009-01-15
ADZ802 KWOK Kin Chung 郭建聰 RE Advising on Futures Contracts 2003-04-01 2005-02-18
ADZ802 KWOK Kin Chung 郭建聰 RE Asset Management 2003-04-01 2005-02-18
AEA159 FUNG Wing Hong 馮永康 RE Dealing in Futures Contracts 2003-04-01 2018-07-01
AEA159 FUNG Wing Hong 馮永康 RE Advising on Futures Contracts 2003-04-01 2005-02-18
AEA159 FUNG Wing Hong 馮永康 RE Asset Management 2003-04-01 2005-02-18
AED495 LEE Hong Wai 李匡煒 RE Dealing in Futures Contracts 2003-04-01 2008-03-20
AED495 LEE Hong Wai 李匡煒 RE Advising on Futures Contracts 2003-04-01 2005-02-18
AED495 LEE Hong Wai 李匡煒 RE Asset Management 2003-04-01 2005-02-18
AEG678 WAN Kwok Fung 溫國峰 RE Dealing in Futures Contracts 2011-05-25 2016-11-25
AEJ370 LAI Yiu Kei 黎耀基 RE Dealing in Futures Contracts 2003-04-01 2018-04-17
AEJ370 LAI Yiu Kei 黎耀基 RE Advising on Futures Contracts 2003-04-01 2005-02-18
AEJ370 LAI Yiu Kei 黎耀基 RE Asset Management 2003-04-01 2005-02-18
AEK520 YIP Cheuk Yin, Ryan 葉卓然 RE Dealing in Futures Contracts 2003-04-01 2007-03-29
AEK520 YIP Cheuk Yin, Ryan 葉卓然 RE Advising on Futures Contracts 2003-04-01 2005-02-18
AEK520 YIP Cheuk Yin, Ryan 葉卓然 RE Asset Management 2003-04-01 2005-02-18
AEM544 WOO Kwok On 胡國安 RE Dealing in Futures Contracts 2003-04-01 2003-11-21
AEM544 WOO Kwok On 胡國安 RE Advising on Futures Contracts 2003-04-01 2003-11-20
AEM544 WOO Kwok On 胡國安 RE Asset Management 2003-04-01 2003-11-20
AFP712 NG Tak Lin, Fanny 吳德蓮 RE Dealing in Futures Contracts 2010-11-09 2017-09-04
AFU582 NG Kin Ying 吳健瑛 RE Dealing in Futures Contracts 2010-09-29 2013-05-04
AFV858 PO Hok Chun, Chris 蒲學進 RE Dealing in Futures Contracts 2011-11-04 2012-08-02
AFV921 WOO So Mui 胡素梅 RE Dealing in Futures Contracts 2011-07-11 2012-06-11
AFZ497 CHAN Cecil 陳思豪 RE Dealing in Futures Contracts 2003-04-01 2003-11-20
AFZ497 CHAN Cecil 陳思豪 RE Advising on Futures Contracts 2003-04-01 2003-05-16
AFZ497 CHAN Cecil 陳思豪 RE Asset Management 2003-04-01 2003-05-16
AGD343 TANG Kwok On, John 鄧國安 RE Dealing in Futures Contracts 2003-04-01
AGD343 TANG Kwok On, John 鄧國安 RE Advising on Futures Contracts 2003-04-01 2005-02-18
AGD343 TANG Kwok On, John 鄧國安 RE Asset Management 2003-04-01 2005-02-18
AGF160 LEE Tsz Ho 李子豪 RE Dealing in Futures Contracts 2003-04-01 2005-04-20
AGF160 LEE Tsz Ho 李子豪 RE Advising on Futures Contracts 2003-04-01 2005-02-18
AGF160 LEE Tsz Ho 李子豪 RE Asset Management 2003-04-01 2005-02-18
AJF811 WONG Ting Yung 黃庭榕 RE Dealing in Futures Contracts 2003-11-04 2004-04-01
AJG299 LEE Wai Kit 李偉傑 RE Dealing in Futures Contracts 2003-11-12 2005-04-14
ALG109 HUYNH Armand 曹浩朗 RE Dealing in Futures Contracts 2004-10-15 2005-01-22
ALK816 AU Kit Tung 歐傑東 RE Dealing in Futures Contracts 2004-12-08 2009-09-15
ALN491 WONG Kam Keung 黃錦強 RE Dealing in Futures Contracts 2006-03-03 2017-12-22
ALN491 WONG Kam Keung 黃錦強 RO Dealing in Futures Contracts 2017-12-22
ALP968 LEI Chi Fung 李智峰 RE Dealing in Futures Contracts 2005-02-24 2013-05-02
ALS138 CHENG Lok Wai 鄭洛煒 RE Dealing in Futures Contracts 2005-03-02 2011-04-28
ALT747 TSANG Yiu Fai, Nyon 曾曜暉 RE Dealing in Futures Contracts 2006-09-18 2007-03-29
ALU866 IP Heung Wing, Barry 葉向榮 RE Dealing in Futures Contracts 2018-04-04 2018-06-29
ALU866 IP Heung Wing, Barry 葉向榮 RO Dealing in Futures Contracts 2018-06-29
AMK170 CHUN Wai Kwan, Teresa 秦慧君 RE Dealing in Futures Contracts 2005-11-18 2006-08-30
AMY869 NG Kei Yuen 吳基源 RE Dealing in Futures Contracts 2016-07-15 2017-06-19
AMY869 NG Kei Yuen 吳基源 RO Dealing in Futures Contracts 2017-06-19 2017-11-24
ANE723 CHEN Zhenxing 陳振興 RE Dealing in Futures Contracts 2006-07-07
ANX993 LEE Ting Tung, Graham 李庭棟 RE Dealing in Futures Contracts 2006-11-03 2008-05-30
AQC173 LI Yuen Kwan 李婉君 RE Dealing in Futures Contracts 2007-12-05 2012-08-21
ARD705 MAK Chi Yeung 麥志揚 RE Dealing in Futures Contracts 2008-08-25 2009-10-02
ATI173 HUANG Yu 黃宇 RE Dealing in Futures Contracts 2016-11-02 2016-12-07
AUN103 LI Sung Tat 李崇達 RE Dealing in Futures Contracts 2010-02-12 2010-03-19
AVS196 WANG Yuxuan 王宇軒 RE Dealing in Futures Contracts 2010-09-13 2010-12-01
AXH639 ZHANG Kai 張凱 RE Dealing in Futures Contracts 2018-06-01 2018-06-07
AZJ124 CHOY Ka Man, Stanley 蔡嘉文 RE Dealing in Futures Contracts 2018-01-17
AZO108 CHEUNG King Ching 張敬程 RE Dealing in Futures Contracts 2013-11-15 2014-05-08
BAP994 NG Ka Yan 吳嘉欣 RE Dealing in Futures Contracts 2017-10-26 2017-11-19
BAQ958 KWONG Wai Chung 鄺韋璁 RE Dealing in Futures Contracts 2013-01-14 2013-08-01
BFE244 ZHANG Qiancheng 張前程 RE Dealing in Futures Contracts 2015-04-16 2017-03-14
BFR586 SHEK Sai Lok Edmond 石世諾 RE Dealing in Futures Contracts 2017-07-03
BIG516 YU Ge 余歌 RE Dealing in Futures Contracts 2016-10-20 2017-04-19
BIR085 PONG Wing Yi 龐詠怡 RE Dealing in Futures Contracts 2017-09-20 2018-09-27
BIY455 CHAN Ching Sum 陳政深 RE Dealing in Futures Contracts 2017-10-18 2018-05-28
BLU473 TANG Lian 唐蓮 RE Dealing in Futures Contracts 2018-03-12

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