Hong Kong SFC licence institution ADB486, Cupola Capital Limited

These are the licence-holders that were found for SFC licence institution ADB486 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
ABD514 TAI Kit Ying, Agnes 戴潔瑩 RO Advising on Securities 2006-12-19 2008-06-01
ABD514 TAI Kit Ying, Agnes 戴潔瑩 RO Asset Management 2006-12-19 2008-06-01
ADB487 LAM Chat Yu 林澤宇 RO Advising on Securities 2003-04-01 2015-12-10
ADB487 LAM Chat Yu 林澤宇 RO Advising on Corporate Finance 2003-04-01 2015-12-10
ADB487 LAM Chat Yu 林澤宇 RO Asset Management 2003-04-01 2015-12-10
AEM808 TANG Yu Ming 鄧裕銘 RO Advising on Securities 2003-04-01 2006-03-31
AEM808 TANG Yu Ming 鄧裕銘 RO Advising on Corporate Finance 2003-04-01 2006-03-31
AEM808 TANG Yu Ming 鄧裕銘 RO Asset Management 2003-04-01 2006-03-31
AFI807 LAI Wai Man 黎慧雯 RE Advising on Securities 2004-06-16 2006-10-19
AFI807 LAI Wai Man 黎慧雯 RE Asset Management 2004-06-16 2006-10-19
AHN865 POON Sunny Pak Hin 潘柏軒 RO Asset Management 2016-02-16 2018-07-05
AKQ615 CHAN Wai Ting, Wendy 陳慧婷 RE Advising on Securities 2004-06-23 2009-12-08
AKQ615 CHAN Wai Ting, Wendy 陳慧婷 RE Asset Management 2004-06-23 2009-12-08
AKY092 XIN Wei 辛偉 RO Advising on Securities 2007-03-12
AKY092 XIN Wei 辛偉 RO Asset Management 2007-03-12
ANA194 YAN Monika 甄紫琦 RO Advising on Corporate Finance 2006-06-06
ANA194 YAN Monika 甄紫琦 RO Asset Management 2015-09-16
ANP491 CHANG Hsun Fang 張薰方 RO Advising on Securities 2018-08-06
ANP491 CHANG Hsun Fang 張薰方 RE Asset Management 2018-12-03
AQJ449 HONG Xiaoping 洪小平 RO Advising on Corporate Finance 2017-01-24
AVE182 LIU Xingni 劉星霓 RE Advising on Corporate Finance 2010-06-01 2010-07-31
AVE182 LIU Xingni 劉星霓 RE Advising on Corporate Finance 2015-07-02 2018-01-01
AVG723 HO Kin Ching 何健程 RE Advising on Corporate Finance 2015-01-26 2018-08-08
AVG723 HO Kin Ching 何健程 RO Advising on Corporate Finance 2018-08-08
AXO939 WU Tang Lung 胡騰龍 RE Advising on Securities 2018-07-18 2018-09-17
AXO939 WU Tang Lung 胡騰龍 RO Advising on Securities 2018-09-17
AXO939 WU Tang Lung 胡騰龍 RE Asset Management 2018-07-18 2018-09-17
AXO939 WU Tang Lung 胡騰龍 RO Asset Management 2018-09-17
AYG297 NG Lu Yan 吳露恩 RE Advising on Securities 2016-03-03 2016-04-22
AYG297 NG Lu Yan 吳露恩 RO Advising on Securities 2016-04-22 2017-08-01
AYG297 NG Lu Yan 吳露恩 RE Asset Management 2016-03-03 2016-09-05
AYG297 NG Lu Yan 吳露恩 RO Asset Management 2016-09-05 2017-08-01
AZJ795 LEE Kian Soon RO Advising on Securities 2012-06-18 2014-09-15
AZJ795 LEE Kian Soon RO Asset Management 2012-06-18 2014-09-15
BAB575 CHEUNG King Man 張競文 RE Advising on Securities 2012-09-11 2013-07-01
BAB575 CHEUNG King Man 張競文 RE Advising on Corporate Finance 2012-09-11 2013-07-01
BBQ697 LEE Hong Wing Wayne 李康穎 RE Advising on Securities 2015-04-30 2016-05-26
BBQ697 LEE Hong Wing Wayne 李康穎 RE Asset Management 2016-04-01 2016-05-26
BCM911 HUI Lok 許洛 RE Advising on Securities 2016-10-04 2017-09-05
BCM911 HUI Lok 許洛 RE Asset Management 2016-10-04 2017-09-05
BER989 WONG Ho Ka 黃可嘉 RE Advising on Securities 2015-01-26 2016-09-21
BER989 WONG Ho Ka 黃可嘉 RE Asset Management 2015-01-26 2016-09-21
BLU933 LIU Dongyue 刘东岳 RO Advising on Securities 2018-08-20
BLU933 LIU Dongyue 刘东岳 RO Asset Management 2018-08-20

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