Hong Kong SFC licence institution ADC035, Siu On Securities Limited 兆安證券有限公司

These are the licence-holders that were found for SFC licence institution ADC035 on the SFC website.

Get in touch for API access to all sorts of public Hong Kong data

Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAE367 CHU Wai Ming 朱偉明 RO Dealing in Securities 2003-04-01 2017-09-01
AAE367 CHU Wai Ming 朱偉明 RO Advising on Securities 2003-04-01 2004-10-29
AAE367 CHU Wai Ming 朱偉明 RO Advising on Corporate Finance 2003-04-01 2004-10-29
AAE367 CHU Wai Ming 朱偉明 RO Asset Management 2003-04-01 2004-10-29
AAE387 LEUNG Shuet Ping 梁雪平 RE Dealing in Securities 2003-04-01
AAE387 LEUNG Shuet Ping 梁雪平 RE Advising on Securities 2003-04-01 2003-07-03
AAE387 LEUNG Shuet Ping 梁雪平 RE Advising on Corporate Finance 2003-04-01 2003-07-03
AAE387 LEUNG Shuet Ping 梁雪平 RE Asset Management 2003-04-01 2003-07-03
AAE396 LEE Siu Lun 李兆麟 RO Dealing in Securities 2003-04-01
AAE396 LEE Siu Lun 李兆麟 RO Advising on Securities 2003-04-01 2004-10-29
AAE396 LEE Siu Lun 李兆麟 RO Advising on Corporate Finance 2003-04-01 2004-10-29
AAE396 LEE Siu Lun 李兆麟 RO Asset Management 2003-04-01 2004-10-29
ADC098 LEE CHIU Dah Bin Teresa 李邱達平 RE Dealing in Securities 2003-04-01
ADC098 LEE CHIU Dah Bin Teresa 李邱達平 RE Advising on Securities 2003-04-01 2004-01-05
ADC098 LEE CHIU Dah Bin Teresa 李邱達平 RE Advising on Corporate Finance 2003-04-01 2004-01-05
ADC098 LEE CHIU Dah Bin Teresa 李邱達平 RE Asset Management 2003-04-01 2004-01-05
AIJ730 SHEK Ching 石晶 RE Dealing in Securities 2003-04-01 2008-02-29
AIJ730 SHEK Ching 石晶 RE Advising on Securities 2003-04-01 2004-03-16
AIJ730 SHEK Ching 石晶 RE Advising on Corporate Finance 2003-04-01 2004-03-16
AIJ730 SHEK Ching 石晶 RE Asset Management 2003-04-01 2004-03-16
AIJ782 WAN Kit Yi 溫潔兒 RE Dealing in Securities 2003-04-01 2018-04-27
AIJ782 WAN Kit Yi 溫潔兒 RO Dealing in Securities 2018-04-27
AIJ782 WAN Kit Yi 溫潔兒 RE Advising on Securities 2003-04-01 2004-03-16
AIJ782 WAN Kit Yi 溫潔兒 RE Advising on Corporate Finance 2003-04-01 2004-03-16
AIJ782 WAN Kit Yi 溫潔兒 RE Asset Management 2003-04-01 2004-03-16
ASC547 LEE Hang Fai, Humphrey 李恆輝 RE Dealing in Securities 2008-12-02 2009-02-06
ASC547 LEE Hang Fai, Humphrey 李恆輝 RO Dealing in Securities 2009-02-06
AVS016 LEE Man Fai, Matthew 李文輝 RE Dealing in Securities 2012-07-06 2017-12-18
AVS016 LEE Man Fai, Matthew 李文輝 RO Dealing in Securities 2017-12-18

Get in touch to discuss your data needs now, at contact@dataguru.hk or with the form below:

© 2018 Data Guru Limited, a limited liability company incorporated in Hong Kong (company number 2768469)