Hong Kong SFC licence institution ADC118, Axiom Investment Management Limited 明懿資產管理有限公司

These are the licence-holders that were found for SFC licence institution ADC118 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAH635 LAHAIE Michel Gilles RE Advising on Securities 2018-05-15 2018-10-22
AAH635 LAHAIE Michel Gilles RO Advising on Securities 2003-04-01 2018-05-15
AAH635 LAHAIE Michel Gilles RO Advising on Futures Contracts 2003-04-01 2014-05-07
AAH635 LAHAIE Michel Gilles RO Advising on Corporate Finance 2003-04-01 2004-10-20
AAH635 LAHAIE Michel Gilles RE Asset Management 2018-05-15 2018-10-22
AAH635 LAHAIE Michel Gilles RO Asset Management 2003-04-01 2018-05-15
ACV216 CHIU Robert Yin 趙宗彥 RO Advising on Securities 2018-10-18
ACV216 CHIU Robert Yin 趙宗彥 RO Asset Management 2018-10-18
ADJ878 AU Chi Ying 區姿瑩 RE Advising on Securities 2003-04-01 2004-05-31
ADJ878 AU Chi Ying 區姿瑩 RO Advising on Securities 2004-05-31 2007-01-02
ADJ878 AU Chi Ying 區姿瑩 RO Advising on Futures Contracts 2004-05-31 2007-01-02
ADJ878 AU Chi Ying 區姿瑩 RE Advising on Corporate Finance 2003-04-01 2004-05-31
ADJ878 AU Chi Ying 區姿瑩 RE Asset Management 2003-04-01 2004-05-31
ADJ878 AU Chi Ying 區姿瑩 RO Asset Management 2004-05-31 2007-01-02
ADQ065 HO Ka Ki, Michelle 何家淇 RE Advising on Securities 2007-06-12 2008-09-22
ADQ065 HO Ka Ki, Michelle 何家淇 RE Advising on Futures Contracts 2007-06-12 2008-09-22
ADQ065 HO Ka Ki, Michelle 何家淇 RE Asset Management 2007-06-12 2008-09-22
AEC588 MA Wai Kwok, Alvin 馬偉國 RO Advising on Securities 2018-02-22
AEC588 MA Wai Kwok, Alvin 馬偉國 RO Asset Management 2018-02-22
AEM248 WONG Tang Chun 王騰俊 RE Advising on Securities 2003-04-01 2004-05-11
AEM248 WONG Tang Chun 王騰俊 RE Advising on Corporate Finance 2003-04-01 2004-05-11
AEM248 WONG Tang Chun 王騰俊 RE Asset Management 2003-04-01 2004-05-11
AFF116 KWOK Eric Chong Shing 郭創成 RE Advising on Securities 2004-10-15 2007-09-10
AFF116 KWOK Eric Chong Shing 郭創成 RO Advising on Securities 2007-09-10 2014-04-30
AFF116 KWOK Eric Chong Shing 郭創成 RE Advising on Futures Contracts 2004-10-15 2007-09-10
AFF116 KWOK Eric Chong Shing 郭創成 RO Advising on Futures Contracts 2007-09-10 2014-04-30
AFF116 KWOK Eric Chong Shing 郭創成 RE Asset Management 2004-10-15 2007-09-10
AFF116 KWOK Eric Chong Shing 郭創成 RO Asset Management 2007-09-10 2014-04-30
AOH304 WONG Chung Hong 黃頌康 RE Advising on Securities 2014-03-31 2015-04-30
AOH304 WONG Chung Hong 黃頌康 RE Asset Management 2014-03-31 2015-04-30
AOV432 LEUNG Mei Yi 梁美兒 RE Advising on Securities 2008-10-20 2014-04-04
AOV432 LEUNG Mei Yi 梁美兒 RO Advising on Securities 2014-04-04
AOV432 LEUNG Mei Yi 梁美兒 RE Asset Management 2007-06-11 2014-04-04
AOV432 LEUNG Mei Yi 梁美兒 RO Asset Management 2014-04-04
AVJ424 CHOW Clint 周基力 RE Advising on Securities 2010-07-23 2012-04-23
AVJ424 CHOW Clint 周基力 RE Advising on Futures Contracts 2010-07-23 2012-04-23
AVJ424 CHOW Clint 周基力 RE Asset Management 2010-07-23 2012-04-23
BHX714 DOU Yidong 斗益東 RE Advising on Securities 2018-09-21
BNA805 REN Shanshan 任珊珊 RE Advising on Securities 2018-07-10
BNJ406 DONG Shanshan 董姍姍 RE Advising on Securities 2018-09-17

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