These are the licence-holders that were found for SFC licence institution ADD141 on the SFC website.
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Key for Role: RE = Respresentative, RO = Responsible Officer
| SFC code | English name | Chinese name | Role | Activity | Start date | End date |
|---|---|---|---|---|---|---|
| ABH699 | LIU Che Wah, Chiny | 廖紫華 | RO | Dealing in Securities | 2011-01-07 | |
| ABH699 | LIU Che Wah, Chiny | 廖紫華 | RO | Advising on Securities | 2003-04-01 | |
| ABH699 | LIU Che Wah, Chiny | 廖紫華 | RO | Asset Management | 2003-04-01 | |
| ADC169 | LEUNG Wai Fong | 梁惠芳 | RO | Dealing in Securities | 2012-09-25 | |
| ADC169 | LEUNG Wai Fong | 梁惠芳 | RE | Advising on Securities | 2003-04-01 | 2003-05-16 |
| ADC169 | LEUNG Wai Fong | 梁惠芳 | RO | Advising on Securities | 2012-09-25 | |
| ADC169 | LEUNG Wai Fong | 梁惠芳 | RE | Asset Management | 2003-04-01 | 2003-05-16 |
| ADC169 | LEUNG Wai Fong | 梁惠芳 | RO | Asset Management | 2012-09-25 | |
| AEE946 | CHIK Chi Wai, Kenneth | 植志威 | RO | Dealing in Securities | 2011-01-07 | 2012-07-22 |
| AEE946 | CHIK Chi Wai, Kenneth | 植志威 | RO | Advising on Securities | 2005-06-30 | 2012-07-22 |
| AEE946 | CHIK Chi Wai, Kenneth | 植志威 | RO | Asset Management | 2005-06-30 | 2012-07-22 |
| AFM436 | TONG Chung Lun, Thomas | 唐中麟 | RE | Dealing in Securities | 2017-07-12 | 2018-01-12 |
| AFM436 | TONG Chung Lun, Thomas | 唐中麟 | RE | Advising on Securities | 2017-07-12 | 2018-01-12 |
| AFM436 | TONG Chung Lun, Thomas | 唐中麟 | RE | Asset Management | 2017-07-12 | 2018-01-12 |
| BFG861 | PAU Tin Lok | 鮑天樂 | RE | Dealing in Securities | 2015-05-27 | 2017-05-31 |
| BFG861 | PAU Tin Lok | 鮑天樂 | RE | Advising on Securities | 2015-05-27 | 2017-05-31 |
| BFG861 | PAU Tin Lok | 鮑天樂 | RE | Asset Management | 2015-05-27 | 2017-05-31 |
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