Hong Kong SFC licence institution ADD976, Platinum Securities Company Limited 百德能證券有限公司

These are the licence-holders that were found for SFC licence institution ADD976 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA095 THOMAS Robert Heriot Lindsay RO Advising on Securities 2003-04-01 2004-10-18
AAA095 THOMAS Robert Heriot Lindsay RO Advising on Corporate Finance 2003-04-01 2004-10-18
AAA095 THOMAS Robert Heriot Lindsay RO Asset Management 2003-04-01 2004-10-18
AAA964 CHOI Man Kay, Peter 蔡文基 RO Dealing in Securities 2005-04-26 2005-10-12
AAD229 WONG Yue Tak 王汝德 RE Dealing in Securities 2014-06-24 2014-07-28
AAD229 WONG Yue Tak 王汝德 RO Dealing in Securities 2014-07-28 2015-07-31
AAD229 WONG Yue Tak 王汝德 RE Advising on Corporate Finance 2014-06-24 2014-07-28
AAD229 WONG Yue Tak 王汝德 RO Advising on Corporate Finance 2014-07-28 2015-07-31
AAD288 LIU Chee Ming 劉志敏 RO Dealing in Securities 2003-04-01
AAD288 LIU Chee Ming 劉志敏 RO Advising on Securities 2003-04-01 2005-02-04
AAD288 LIU Chee Ming 劉志敏 RO Advising on Corporate Finance 2003-04-01
AAD288 LIU Chee Ming 劉志敏 RO Asset Management 2003-04-01 2005-02-04
AAF888 MAHONY Terence Francis RE Dealing in Securities 2007-08-23 2007-12-17
AAF888 MAHONY Terence Francis RO Dealing in Securities 2007-12-17 2009-11-25
AAF888 MAHONY Terence Francis RE Advising on Corporate Finance 2007-08-23 2007-12-17
AAF888 MAHONY Terence Francis RO Advising on Corporate Finance 2007-12-17 2009-11-25
AAJ578 FOX Robin Jonathan Gibbs RE Dealing in Securities 2016-07-14 2016-08-29
AAJ578 FOX Robin Jonathan Gibbs RO Dealing in Securities 2016-08-29 2018-08-25
AAJ578 FOX Robin Jonathan Gibbs RE Advising on Corporate Finance 2016-07-14 2016-08-29
AAJ578 FOX Robin Jonathan Gibbs RO Advising on Corporate Finance 2016-08-29 2018-08-25
ABV403 RAMSAY Ian Ross McGregor RE Dealing in Securities 2007-08-13 2008-03-14
ABV403 RAMSAY Ian Ross McGregor RE Dealing in Securities 2014-06-06 2015-10-22
ABV403 RAMSAY Ian Ross McGregor RE Dealing in Securities 2016-05-18
ABV403 RAMSAY Ian Ross McGregor RO Dealing in Securities 2008-03-14 2014-06-06
ABV403 RAMSAY Ian Ross McGregor RE Advising on Corporate Finance 2007-08-13 2008-03-14
ABV403 RAMSAY Ian Ross McGregor RE Advising on Corporate Finance 2014-06-06 2015-10-22
ABV403 RAMSAY Ian Ross McGregor RE Advising on Corporate Finance 2016-05-18
ABV403 RAMSAY Ian Ross McGregor RO Advising on Corporate Finance 2008-03-14 2014-06-06
ACA199 LAU Jeny 劉珍妮 RO Advising on Securities 2003-04-01 2004-07-01
ACA199 LAU Jeny 劉珍妮 RO Advising on Corporate Finance 2003-04-01 2004-07-01
ACA199 LAU Jeny 劉珍妮 RO Asset Management 2003-04-01 2004-07-01
ACG751 HILL Stephen Christopher RE Dealing in Securities 2015-10-05 2017-10-03
ACG751 HILL Stephen Christopher RE Advising on Corporate Finance 2015-10-05 2017-10-03
ACN201 HIGSON SMITH Louis Piers RO Dealing in Securities 2009-07-07 2014-01-22
ACN201 HIGSON SMITH Louis Piers RO Advising on Corporate Finance 2009-07-07 2014-01-22
ACN861 MCCOWAN Rupert Alexander James RE Dealing in Securities 2004-09-17 2004-11-20
ADO401 CHAN Tung Yuen 陳東遠 RE Advising on Corporate Finance 2004-06-28 2004-09-21
ADO401 CHAN Tung Yuen 陳東遠 RO Advising on Corporate Finance 2004-09-21 2004-11-16
ADV963 CHEUNG Ting Kee 張廷基 RE Dealing in Securities 2005-06-07 2005-08-17
ADV963 CHEUNG Ting Kee 張廷基 RO Dealing in Securities 2005-08-17 2007-09-17
ADV963 CHEUNG Ting Kee 張廷基 RO Dealing in Securities 2008-03-28 2009-01-20
ADV963 CHEUNG Ting Kee 張廷基 RE Advising on Corporate Finance 2005-06-07 2005-08-17
ADV963 CHEUNG Ting Kee 張廷基 RO Advising on Corporate Finance 2005-08-17 2007-09-17
ADV963 CHEUNG Ting Kee 張廷基 RO Advising on Corporate Finance 2008-03-28 2009-01-20
ADX849 FONG Man, Julisa 方敏 RE Advising on Securities 2003-04-01 2004-03-03
ADX849 FONG Man, Julisa 方敏 RE Advising on Corporate Finance 2003-04-01 2004-03-03
ADX849 FONG Man, Julisa 方敏 RE Asset Management 2003-04-01 2004-03-03
AEP445 LOU Ming 劉明 RE Advising on Securities 2003-04-01 2004-01-04
AEP445 LOU Ming 劉明 RE Advising on Corporate Finance 2003-04-01 2004-01-04
AEP445 LOU Ming 劉明 RE Asset Management 2003-04-01 2004-01-04
AGC686 AU Maureen 柯橞錤 RE Advising on Securities 2003-04-01 2003-07-09
AGC686 AU Maureen 柯橞錤 RE Advising on Corporate Finance 2003-04-01 2003-07-09
AGC686 AU Maureen 柯橞錤 RE Asset Management 2003-04-01 2003-07-09
AGH846 LIU Ka Hin 廖家顯 RE Dealing in Securities 2005-06-02 2005-07-20
AGK070 LAI Shu Fun, Francis Alvin 黎樹勳 RO Dealing in Securities 2005-08-17 2006-09-15
AGK070 LAI Shu Fun, Francis Alvin 黎樹勳 RE Advising on Securities 2003-04-01 2004-12-21
AGK070 LAI Shu Fun, Francis Alvin 黎樹勳 RE Advising on Corporate Finance 2003-04-01 2005-05-18
AGK070 LAI Shu Fun, Francis Alvin 黎樹勳 RO Advising on Corporate Finance 2005-05-18 2006-09-15
AGK070 LAI Shu Fun, Francis Alvin 黎樹勳 RE Asset Management 2003-04-01 2004-12-21
AGK669 WONG Wai Kwok 王衛國 RE Dealing in Securities 2007-01-22 2007-04-23
AGK669 WONG Wai Kwok 王衛國 RE Advising on Corporate Finance 2007-01-22 2007-04-23
AGX308 CHEUNG Po Kuen, Michael 張寶權 RE Dealing in Securities 2006-05-15 2006-08-04
AGX308 CHEUNG Po Kuen, Michael 張寶權 RO Dealing in Securities 2006-08-04 2006-10-24
AGX308 CHEUNG Po Kuen, Michael 張寶權 RE Advising on Corporate Finance 2005-01-06 2005-04-01
AGX308 CHEUNG Po Kuen, Michael 張寶權 RE Advising on Corporate Finance 2006-05-15 2006-08-04
AGX308 CHEUNG Po Kuen, Michael 張寶權 RO Advising on Corporate Finance 2006-08-04 2006-10-24
AGY558 CHAN Man Hin, Rocky 陳敏軒 RE Advising on Securities 2003-04-01 2003-05-19
AGY558 CHAN Man Hin, Rocky 陳敏軒 RE Advising on Corporate Finance 2003-04-01 2003-05-19
AGY558 CHAN Man Hin, Rocky 陳敏軒 RE Asset Management 2003-04-01 2003-05-19
AHD591 CHENG Siu Kong, Conrad 鄭小剛 RE Dealing in Securities 2007-06-07 2007-08-21
AHD591 CHENG Siu Kong, Conrad 鄭小剛 RE Advising on Corporate Finance 2007-05-11 2007-08-21
AIL064 POON Ho Ying, Irene 潘可盈 RE Dealing in Securities 2013-04-12 2013-08-21
AIL064 POON Ho Ying, Irene 潘可盈 RE Advising on Securities 2003-04-01 2004-04-09
AIL064 POON Ho Ying, Irene 潘可盈 RE Advising on Corporate Finance 2003-04-01 2004-04-09
AIL064 POON Ho Ying, Irene 潘可盈 RE Advising on Corporate Finance 2013-04-12 2013-08-21
AIL064 POON Ho Ying, Irene 潘可盈 RE Asset Management 2003-04-01 2004-04-09
AIL177 LAM Suen Kit 林宣傑 RE Advising on Securities 2003-04-01 2004-02-16
AIL177 LAM Suen Kit 林宣傑 RE Advising on Corporate Finance 2003-04-01 2004-02-16
AIL177 LAM Suen Kit 林宣傑 RE Asset Management 2003-04-01 2004-02-16
AJM777 LAU Suk Han, Loretta 劉淑嫻 RE Dealing in Securities 2015-07-31
AJM777 LAU Suk Han, Loretta 劉淑嫻 RE Advising on Corporate Finance 2015-07-31
AKL738 PANG Chi Wing, Victor 彭祉穎 RE Dealing in Securities 2005-06-02 2006-03-24
AKL738 PANG Chi Wing, Victor 彭祉穎 RE Advising on Corporate Finance 2004-06-17 2006-03-24
AKP396 WAI To Chung, Andy 韋道聰 RE Advising on Corporate Finance 2004-07-08 2004-11-20
AKU878 CHENG Yat Wai 鄭逸威 RE Advising on Corporate Finance 2004-06-14 2005-04-18
ALI576 HO Ka Yee, Angela 何嘉儀 RE Advising on Corporate Finance 2004-11-08 2006-08-09
ALS550 LO Kwok Tung 盧國東 RE Dealing in Securities 2005-06-02 2009-01-05
ALS550 LO Kwok Tung 盧國東 RE Advising on Corporate Finance 2005-02-23 2009-01-05
ALS551 CHENG Tai Sheung 鄭大雙 RE Dealing in Securities 2005-06-02 2006-10-13
ALS551 CHENG Tai Sheung 鄭大雙 RE Advising on Corporate Finance 2005-02-23 2006-10-13
AMF125 HO Yuk Sing, Wilson 何旭陞 RE Advising on Corporate Finance 2005-08-16 2006-10-20
AMK406 WONG Chi Ming 黃志明 RE Dealing in Securities 2006-12-01 2007-03-02
AMK406 WONG Chi Ming 黃志明 RE Advising on Corporate Finance 2006-10-31 2007-03-02
AML429 NG Ying Kit 吳映吉 RE Dealing in Securities 2005-11-07 2006-11-16
AML429 NG Ying Kit 吳映吉 RE Advising on Corporate Finance 2005-09-13 2006-11-16
AMN581 WONG Fung Lung 黃豐龍 RE Dealing in Securities 2011-10-18 2012-12-24
AMN581 WONG Fung Lung 黃豐龍 RE Advising on Corporate Finance 2011-10-18 2012-12-24
AMR680 LI Zhi Wei 李芷蔚 RE Advising on Corporate Finance 2006-11-16 2006-11-28
AMT873 AU YEUNG Kin Nam 歐陽健男 RE Dealing in Securities 2006-02-15 2006-09-22
AMT873 AU YEUNG Kin Nam 歐陽健男 RE Advising on Corporate Finance 2006-02-15 2006-09-22
ANJ330 LI Lan 李瀾 RE Dealing in Securities 2006-05-08 2010-11-09
ANJ330 LI Lan 李瀾 RO Dealing in Securities 2010-11-09
ANJ330 LI Lan 李瀾 RE Advising on Corporate Finance 2006-05-08 2010-11-09
ANJ330 LI Lan 李瀾 RO Advising on Corporate Finance 2010-11-09
ANN048 LUI Mei Yee 呂美儀 RE Dealing in Securities 2006-06-19 2006-10-12
ANN048 LUI Mei Yee 呂美儀 RE Advising on Corporate Finance 2006-06-19 2006-10-12
ANP671 LAU Ho Kei 劉浩基 RE Dealing in Securities 2006-06-30 2006-08-04
ANP671 LAU Ho Kei 劉浩基 RE Advising on Corporate Finance 2006-06-30 2006-08-04
ANQ422 TSE Benjamin Andrew Jonathan 謝紹豪 RE Dealing in Securities 2006-07-10 2006-07-20
ANQ422 TSE Benjamin Andrew Jonathan 謝紹豪 RE Advising on Corporate Finance 2006-07-10 2006-07-20
ANQ435 TIN Ming Kit 田銘傑 RE Dealing in Securities 2006-07-10 2011-02-01
ANQ435 TIN Ming Kit 田銘傑 RE Advising on Corporate Finance 2006-07-10 2011-02-01
ANT888 AU Ka Chun 區家俊 RE Dealing in Securities 2008-01-28 2009-06-21
ANT888 AU Ka Chun 區家俊 RE Advising on Corporate Finance 2008-01-28 2009-06-21
AOD281 NG Ming Kwan 吳銘軍 RE Dealing in Securities 2006-11-06 2007-05-10
AOD281 NG Ming Kwan 吳銘軍 RE Advising on Corporate Finance 2006-11-06 2007-05-10
AOD765 TAM Sin Bun 譚善斌 RE Dealing in Securities 2007-09-06 2007-11-19
AOD765 TAM Sin Bun 譚善斌 RE Advising on Corporate Finance 2007-07-31 2007-12-14
AOE594 CHEUNG Ho Ming 張可明 RE Dealing in Securities 2006-11-17 2011-03-19
AOE594 CHEUNG Ho Ming 張可明 RE Advising on Corporate Finance 2006-11-17 2011-03-19
AOG831 WONG Kwok Yin 王國賢 RE Dealing in Securities 2006-12-08 2007-04-05
AOG831 WONG Kwok Yin 王國賢 RE Advising on Corporate Finance 2006-12-08 2007-04-05
AOJ241 CHIU King Yan 趙敬仁 RE Dealing in Securities 2006-12-28 2007-05-23
AOJ241 CHIU King Yan 趙敬仁 RE Advising on Corporate Finance 2006-12-28 2007-05-23
AOP084 JOSHI Nachiket Prakash RE Dealing in Securities 2007-02-21 2007-04-27
AOP084 JOSHI Nachiket Prakash RE Advising on Corporate Finance 2007-02-21 2007-04-27
APZ595 AROSTI Marco RE Dealing in Securities 2015-03-23 2015-05-14
APZ595 AROSTI Marco RO Dealing in Securities 2015-05-14 2016-08-12
APZ595 AROSTI Marco RE Advising on Corporate Finance 2015-03-23 2015-05-14
APZ595 AROSTI Marco RO Advising on Corporate Finance 2015-05-14 2016-08-12
AQC692 CHEUNG Kar Kit, Jonathan 張家傑 RE Dealing in Securities 2007-11-30 2011-01-15
AQC692 CHEUNG Kar Kit, Jonathan 張家傑 RE Advising on Corporate Finance 2007-11-30 2011-01-15
AQE457 CHAN Hok Leung 陳學良 RO Dealing in Securities 2008-01-29 2009-10-21
AQE457 CHAN Hok Leung 陳學良 RO Advising on Corporate Finance 2008-01-29 2009-10-21
AQQ236 CHEN Jianyuan, Edwin 陳建元 RE Dealing in Securities 2008-03-06 2009-03-08
AQQ236 CHEN Jianyuan, Edwin 陳建元 RE Advising on Corporate Finance 2008-03-06 2009-03-08
AQR073 HO Ka Shun 何家舜 RE Dealing in Securities 2008-03-17 2009-05-01
AQR073 HO Ka Shun 何家舜 RE Advising on Corporate Finance 2008-03-17 2009-05-01
AQU260 CHEAH Ming Huat 謝銘軒 RE Dealing in Securities 2008-04-07 2008-09-11
AQU260 CHEAH Ming Huat 謝銘軒 RE Advising on Corporate Finance 2008-04-07 2008-09-11
ARP041 SIU Ronald 蕭佑忠 RE Dealing in Securities 2010-04-26 2010-12-02
ARP041 SIU Ronald 蕭佑忠 RE Advising on Corporate Finance 2010-04-26 2010-12-02
AUE036 BAN Sui Lyn, Lena RE Dealing in Securities 2009-11-19 2010-01-19
AUE036 BAN Sui Lyn, Lena RE Advising on Corporate Finance 2009-11-19 2010-01-19
AUW786 CHU Hoi Yee 朱凱兒 RE Dealing in Securities 2010-03-17 2010-08-18
AUW786 CHU Hoi Yee 朱凱兒 RE Advising on Corporate Finance 2010-03-17 2010-08-18
AWJ279 LUK Pui Chi 陸佩芝 RE Dealing in Securities 2010-11-24 2011-07-12
AWJ279 LUK Pui Chi 陸佩芝 RE Advising on Corporate Finance 2010-11-24 2011-07-12
AWK174 YAN Si 晏思 RE Dealing in Securities 2010-12-01 2011-07-18
AWK174 YAN Si 晏思 RE Advising on Corporate Finance 2010-12-01 2011-07-18
AWT449 HUI King Leuk 許敬略 RE Dealing in Securities 2011-02-02 2011-02-17
AWT449 HUI King Leuk 許敬略 RE Advising on Corporate Finance 2011-02-02 2011-02-17
AXG598 CHAN Hiu Shan 陳曉珊 RE Dealing in Securities 2011-05-11 2014-01-30
AXG598 CHAN Hiu Shan 陳曉珊 RE Advising on Corporate Finance 2011-05-11 2014-01-30
AXH629 LAU Kin Chung, Alex 劉健聰 RE Dealing in Securities 2011-05-18 2014-01-30
AXH629 LAU Kin Chung, Alex 劉健聰 RE Advising on Corporate Finance 2011-05-18 2014-01-30
AYF331 LI Yang 李洋 RE Dealing in Securities 2011-10-13 2013-02-26
AYF331 LI Yang 李洋 RE Advising on Corporate Finance 2011-10-13 2013-02-26
AYT810 NG Kin Kwan 吳建群 RE Dealing in Securities 2012-01-10 2013-03-20
AYT810 NG Kin Kwan 吳建群 RE Advising on Corporate Finance 2012-01-10 2013-03-20
BBK031 CHU Ka Siu 朱嘉兆 RE Dealing in Securities 2013-06-11 2013-07-18
BBK031 CHU Ka Siu 朱嘉兆 RE Advising on Corporate Finance 2013-06-11 2013-07-18
BBN708 LI Xinwei 李昕維 RE Dealing in Securities 2013-07-08 2013-08-16
BBN708 LI Xinwei 李昕維 RE Advising on Corporate Finance 2013-07-08 2013-08-16
BBX599 NG Hon Man 伍翰文 RE Dealing in Securities 2013-09-18 2014-02-13
BBX599 NG Hon Man 伍翰文 RE Dealing in Securities 2017-01-18 2018-09-17
BBX599 NG Hon Man 伍翰文 RE Advising on Corporate Finance 2013-09-18 2014-02-13
BBX599 NG Hon Man 伍翰文 RE Advising on Corporate Finance 2017-01-18 2018-09-17
BBX986 CHEUNG Hong Man 張匡文 RE Dealing in Securities 2013-09-23 2015-07-31
BBX986 CHEUNG Hong Man 張匡文 RE Advising on Corporate Finance 2013-09-23 2015-07-31
BCE499 HUO Xintong 霍薪同 RE Dealing in Securities 2016-12-05 2017-03-31
BCE499 HUO Xintong 霍薪同 RE Advising on Corporate Finance 2016-12-05 2017-03-31
BCL754 WONG Hoi Yui, Justin 黃愷睿 RE Dealing in Securities 2013-12-10 2014-07-04
BCL754 WONG Hoi Yui, Justin 黃愷睿 RE Advising on Corporate Finance 2013-12-10 2014-07-04
BCZ914 LI Sing Hei, Eric 李晟希 RE Dealing in Securities 2014-02-26 2014-09-19
BCZ914 LI Sing Hei, Eric 李晟希 RE Advising on Corporate Finance 2014-02-26 2014-09-19
BCZ917 PAN Longhao 潘龍浩 RE Dealing in Securities 2014-02-27 2016-09-13
BCZ917 PAN Longhao 潘龍浩 RE Advising on Corporate Finance 2014-02-27 2016-09-13
BDK981 PANG Ka Po 彭家寳 RE Dealing in Securities 2014-05-12 2015-04-01
BDK981 PANG Ka Po 彭家寳 RE Advising on Corporate Finance 2014-05-12 2015-04-01
BDR072 WONG Sze Chun 黃斯雋 RE Dealing in Securities 2015-10-26 2016-01-04
BDR072 WONG Sze Chun 黃斯雋 RE Advising on Corporate Finance 2015-10-26 2016-01-04
BDV269 HUNG Wai Law, Christine 洪蕙娜 RE Dealing in Securities 2014-07-21 2015-06-17
BDV269 HUNG Wai Law, Christine 洪蕙娜 RE Advising on Corporate Finance 2014-07-21 2015-06-17
BEJ049 CHAN Wai Yiu 陳暐耀 RE Dealing in Securities 2014-10-20 2016-10-18
BEJ049 CHAN Wai Yiu 陳暐耀 RE Advising on Corporate Finance 2014-10-20 2016-10-18
BGJ362 FENG Wen 馮文 RE Dealing in Securities 2015-10-20
BGJ362 FENG Wen 馮文 RE Advising on Corporate Finance 2015-10-20
BGL371 ZHANG Bing 張冰 RE Dealing in Securities 2015-11-03 2016-04-28
BGL371 ZHANG Bing 張冰 RE Advising on Corporate Finance 2015-11-03 2016-04-28
BHT132 WEI Hong Jie 魏弘捷 RE Dealing in Securities 2016-07-08 2018-11-16
BHT132 WEI Hong Jie 魏弘捷 RE Advising on Corporate Finance 2016-07-08 2018-11-16
BIT150 LAU Chi Yue, Tony 劉智榆 RE Dealing in Securities 2016-12-16 2017-03-06
BIT150 LAU Chi Yue, Tony 劉智榆 RE Advising on Corporate Finance 2016-12-16 2017-03-06
BJT119 NG Ka Ian 吳嘉欣 RE Dealing in Securities 2017-06-14
BJT119 NG Ka Ian 吳嘉欣 RE Advising on Corporate Finance 2017-06-14
BJZ195 CHAN Lai Sing 陳澧昇 RE Dealing in Securities 2017-07-19 2018-06-09
BJZ195 CHAN Lai Sing 陳澧昇 RE Advising on Corporate Finance 2017-07-19 2018-06-09

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