Hong Kong SFC licence institution ADD980, Platinum Broking Company Limited 百德能經紀有限公司

These are the licence-holders that were found for SFC licence institution ADD980 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA964 CHOI Man Kay, Peter 蔡文基 RO Dealing in Securities 2005-04-26
AAA964 CHOI Man Kay, Peter 蔡文基 RO Advising on Securities 2011-02-21
AAD288 LIU Chee Ming 劉志敏 RO Dealing in Securities 2003-04-01
AAD288 LIU Chee Ming 劉志敏 RO Advising on Securities 2003-04-01 2005-02-04
AAD288 LIU Chee Ming 劉志敏 RO Advising on Securities 2011-02-21
AAD288 LIU Chee Ming 劉志敏 RO Advising on Corporate Finance 2003-04-01 2005-02-04
AAD288 LIU Chee Ming 劉志敏 RO Asset Management 2003-04-01 2005-02-04
ACG751 HILL Stephen Christopher RE Dealing in Securities 2015-10-05 2017-10-03
ACG751 HILL Stephen Christopher RE Advising on Securities 2015-10-05 2017-10-03
ACN211 NG Wai Chun 吳偉俊 RE Dealing in Securities 2003-04-01 2004-03-10
ACN211 NG Wai Chun 吳偉俊 RE Advising on Securities 2003-04-01 2004-03-10
ACN211 NG Wai Chun 吳偉俊 RE Advising on Corporate Finance 2003-04-01 2004-03-10
ACN211 NG Wai Chun 吳偉俊 RE Asset Management 2003-04-01 2004-03-10
ACN861 MCCOWAN Rupert Alexander James RE Dealing in Securities 2004-02-12 2004-11-20
AGC686 AU Maureen 柯橞錤 RE Dealing in Securities 2003-07-09 2004-06-01
AGG690 TSE Ho Seng 謝灝笙 RE Dealing in Securities 2003-04-01 2003-09-10
AGG690 TSE Ho Seng 謝灝笙 RE Advising on Securities 2003-04-01 2003-09-10
AGG690 TSE Ho Seng 謝灝笙 RE Advising on Corporate Finance 2003-04-01 2003-09-10
AGG690 TSE Ho Seng 謝灝笙 RE Asset Management 2003-04-01 2003-09-10
AGH846 LIU Ka Hin 廖家顯 RE Dealing in Securities 2005-06-02 2005-07-20
AGY558 CHAN Man Hin, Rocky 陳敏軒 RE Dealing in Securities 2003-04-01 2003-05-19
AGY558 CHAN Man Hin, Rocky 陳敏軒 RE Advising on Securities 2003-04-01 2003-05-19
AGY558 CHAN Man Hin, Rocky 陳敏軒 RE Advising on Corporate Finance 2003-04-01 2003-05-19
AGY558 CHAN Man Hin, Rocky 陳敏軒 RE Asset Management 2003-04-01 2003-05-19
AIH171 TSUI Ho Yee 徐皓皚 RE Dealing in Securities 2004-06-04 2004-08-06
AIL178 WANG Xun Christopher 王洵 RE Dealing in Securities 2003-04-01 2003-12-19
AIL178 WANG Xun Christopher 王洵 RE Advising on Securities 2003-04-01 2003-12-19
AIL178 WANG Xun Christopher 王洵 RE Advising on Corporate Finance 2003-04-01 2003-12-19
AIL178 WANG Xun Christopher 王洵 RE Asset Management 2003-04-01 2003-12-19
AIR778 KUNG Chi Keung 龔志強 RE Dealing in Securities 2006-05-10 2006-06-20
AIU382 GILL Rupindarpal Kaur RE Dealing in Securities 2003-05-21 2008-08-21
AIU382 GILL Rupindarpal Kaur RO Dealing in Securities 2008-08-21 2014-01-17
AIU382 GILL Rupindarpal Kaur RO Dealing in Securities 2016-05-09
AIU382 GILL Rupindarpal Kaur RE Advising on Securities 2003-05-21 2004-04-30
AIU382 GILL Rupindarpal Kaur RO Advising on Securities 2016-05-09
AIU382 GILL Rupindarpal Kaur RE Advising on Corporate Finance 2003-05-21 2004-04-30
AIU382 GILL Rupindarpal Kaur RE Asset Management 2003-05-21 2004-04-30
AJC318 WONG Tsz Hong 黃子康 RE Advising on Securities 2011-03-18 2011-05-14
AJF954 WAN Chun Kin 溫振健 RE Dealing in Securities 2003-11-10 2003-11-13
AJL707 NIP Lam Fong 聶琳芳 RE Dealing in Securities 2004-04-01 2004-05-24
AKP397 WONG Ka Ying, Karen 黃嘉盈 RE Dealing in Securities 2004-05-17 2005-03-24
AKP398 WOO Ka Ling, Tracy 吳家寧 RE Dealing in Securities 2004-07-03 2004-11-12
AKP398 WOO Ka Ling, Tracy 吳家寧 RE Dealing in Securities 2005-10-17 2008-05-01
AKQ987 HO Sze Man, Kristie 何思敏 RE Dealing in Securities 2004-07-14 2005-02-08
AKX246 NG Wei 吳煒 RE Dealing in Securities 2007-02-01 2007-03-02
ALB094 MAK Cinthia Fong Wai 麥方惠 RE Dealing in Securities 2004-09-15 2005-12-24
ALS548 SHUEN Pak Man, Andrew 孫柏文 RE Dealing in Securities 2005-02-23 2005-09-07
ALS549 NG Yuen Ting 吳宛庭 RE Dealing in Securities 2005-02-23 2007-07-30
ALW206 HUI Yu Ho 許予灝 RE Dealing in Securities 2005-03-30 2007-04-30
ALW207 CHENG Kai Chung, Garrick 鄭啟充 RE Dealing in Securities 2005-03-30 2006-07-21
ALZ746 NG Wing Yan, Winnie 伍詠欣 RE Dealing in Securities 2005-05-17 2007-02-02
ANR619 CHAN Gee Yan, Dominic 陳智恩 RE Dealing in Securities 2006-07-20 2006-11-27
ANZ860 CHAN King Sun, Mathew 陳景新 RE Dealing in Securities 2006-09-25 2006-12-05
AOD765 TAM Sin Bun 譚善斌 RE Dealing in Securities 2007-12-14 2007-12-14
AON680 MO Yuen Yan, Carol 毛婉茵 RE Dealing in Securities 2007-02-05 2008-11-21
AOO254 TSANG Wai San 曾煒燊 RE Dealing in Securities 2007-02-12 2007-04-18
AOW964 YIP Ho Yin 葉浩然 RE Dealing in Securities 2007-05-09 2011-10-01
AOW964 YIP Ho Yin 葉浩然 RE Dealing in Securities 2012-04-10 2014-03-31
AOX772 CHEN Chi Hung 陳志雄 RE Dealing in Securities 2010-04-23 2011-12-03
APB253 YAN Ka Shing, Angus 甄家誠 RE Dealing in Securities 2007-06-05 2008-06-16
APC733 WONG Louis Chung Yin 黃仲賢 RE Dealing in Securities 2007-06-22 2007-08-15
APF801 CHAN Tsz Kwan 陳芷筠 RE Dealing in Securities 2009-07-20 2009-07-24
APQ565 CHUK Kai Yiu 祝啟瑤 RE Dealing in Securities 2007-09-17 2008-04-03
APZ133 CHAN Ka Ying 陳嘉盈 RE Dealing in Securities 2008-08-01 2008-09-16
AQB103 TSANG Cheuk Bun 曾卓斌 RE Dealing in Securities 2007-11-29 2008-05-27
AQF130 WAN Wong Kuen 溫皇權 RE Dealing in Securities 2007-12-24 2008-05-27
AQS028 GONG Tianyi 龔天懿 RE Dealing in Securities 2008-03-18 2008-09-01
ARB500 FOK See Chun, Christopher 霍思俊 RE Dealing in Securities 2008-11-11 2009-04-20
ARG806 CHAN Ka Yiu 陳嘉耀 RE Dealing in Securities 2008-07-02 2008-10-31
ARI685 FUNG Hao Wing, Victor 馮浩榮 RE Dealing in Securities 2008-07-18 2008-08-25
ARN155 LIANG Yuk Man 梁煜文 RE Dealing in Securities 2008-08-15 2009-04-28
ARU443 LO Chi Lok, Michelle 盧子樂 RE Dealing in Securities 2009-10-12 2009-11-09
ASS673 NG Ho Ka, Kenneth 伍浩稼 RE Dealing in Securities 2009-11-25 2010-05-14
ATQ950 HO Siu Bing, Shirley 何少冰 RE Dealing in Securities 2009-08-31 2009-09-30
AUJ460 HO Kam Hung 何淦洪 RE Dealing in Securities 2009-12-17 2010-07-02
AVO462 FU Fai Wong 傅輝煌 RE Dealing in Securities 2014-06-19 2014-12-12
AVW177 YUEN Nathan Tin-Long 阮天朗 RE Dealing in Securities 2010-09-10 2011-03-25
AVW177 YUEN Nathan Tin-Long 阮天朗 RE Advising on Securities 2011-03-14 2012-05-11
AWA600 MAK Yiu Chuen, Eugene 麥耀銓 RE Dealing in Securities 2010-10-13 2011-03-25
AWA600 MAK Yiu Chuen, Eugene 麥耀銓 RE Advising on Securities 2011-03-14 2011-07-07
AXI948 AU-YEUNG Kin Hang 歐陽鍵鏗 RE Advising on Securities 2011-05-31 2011-07-13
AYH498 NG Christian Kwok Fung 吳國楓 RE Dealing in Securities 2011-10-18 2013-04-30
AYK456 HAN LEE Angela Maria RE Advising on Securities 2011-11-09 2012-03-30
AYK458 CHU Sheung Lun 朱上倫 RE Dealing in Securities 2011-11-09 2012-03-30
AZB648 LUI Michael Hou Ming 呂浩明 RE Dealing in Securities 2012-02-23 2013-02-23
AZF639 CHAN Ka Cheung 陳家祥 RE Dealing in Securities 2016-06-02 2016-06-21
AZM554 HELME Jasmine Valeria RE Advising on Securities 2012-05-21 2014-04-10
BAC081 LAU Astrid Hou Ting 劉灝庭 RE Dealing in Securities 2012-08-24 2012-10-29
BAO582 CHIN Julius Jiun 錢浚 RE Advising on Securities 2012-12-06 2015-05-22
BBK717 LEE Juliano RE Advising on Securities 2013-06-19 2013-10-04
BBV023 JIANG Xiangyu 蔣翔宇 RE Dealing in Securities 2014-07-14 2015-04-09
BCU963 HO Man Tim, Martin 何文添 RE Dealing in Securities 2014-02-13 2014-05-05
BDL577 WU Xiaoyu 吳效宇 RE Advising on Securities 2014-05-16 2014-07-16
BEE420 KWONG Shung Chi, Jeffrey 鄺崇智 RE Advising on Securities 2014-09-16 2014-11-06
BFE170 SONG Yingxi 宋映茜 RE Dealing in Securities 2015-03-27 2015-10-09
BFT525 SUEN King Wan 宣瓊蕓 RE Advising on Securities 2015-07-08 2016-08-31
BFW318 LEE Man Ho 李文豪 RE Advising on Securities 2015-07-21 2016-07-15
BGI638 TO Pui Yan, Jessica 杜珮茵 RE Dealing in Securities 2015-10-14 2016-03-08
BHZ843 KWONG Johnothan Laurent 鄺上峰 RE Advising on Securities 2016-08-22 2017-05-18
BIK177 KWAN Ho Yeung 關皓揚 RE Dealing in Securities 2016-10-25
BIL981 CHOW Hung Ching 周鴻鉦 RE Advising on Securities 2016-11-02 2016-11-18
BJI822 STRUTT William Raymond RE Advising on Securities 2017-04-10
BJP832 AU CHI FUNG 區智鋒 RE Advising on Securities 2017-05-31 2017-06-27
BLK820 CHICK Ho Ming Jackie 植灝鳴 RE Advising on Securities 2017-11-10 2018-04-02
BMX762 WANG Anli 王桉麗 RE Advising on Securities 2018-05-23 2018-10-07
BNH508 HO Ka Yu 何嘉裕 RE Dealing in Securities 2018-08-27 2018-10-19

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