Hong Kong SFC licence institution ADE715, Sino Grade Securities Limited 華誠證券有限公司

These are the licence-holders that were found for SFC licence institution ADE715 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAC558 YANG Kwok Chuen 楊國全 RO Dealing in Securities 2003-04-01
AAC558 YANG Kwok Chuen 楊國全 RO Advising on Securities 2003-04-01 2003-08-28
AAC558 YANG Kwok Chuen 楊國全 RO Advising on Corporate Finance 2003-04-01 2003-08-28
AAC558 YANG Kwok Chuen 楊國全 RO Asset Management 2003-04-01 2003-08-28
AAQ303 WONG Lung Sang 王龍生 RE Dealing in Securities 2003-04-01 2007-09-10
AAQ303 WONG Lung Sang 王龍生 RE Dealing in Securities 2008-05-14 2008-07-04
AAQ303 WONG Lung Sang 王龍生 RE Dealing in Securities 2009-03-26 2016-02-01
AAQ303 WONG Lung Sang 王龍生 RE Advising on Securities 2003-04-01 2003-08-28
AAQ303 WONG Lung Sang 王龍生 RE Advising on Corporate Finance 2003-04-01 2003-08-28
AAQ303 WONG Lung Sang 王龍生 RE Asset Management 2003-04-01 2003-08-28
ABE355 LEE Sai Yin, Jeanne 李細燕 RO Dealing in Securities 2003-04-01
ABE355 LEE Sai Yin, Jeanne 李細燕 RO Advising on Securities 2003-04-01 2003-08-28
ABE355 LEE Sai Yin, Jeanne 李細燕 RO Advising on Corporate Finance 2003-04-01 2003-08-28
ABE355 LEE Sai Yin, Jeanne 李細燕 RO Asset Management 2003-04-01 2003-08-28
ACQ131 CHIU Chi Lai 趙芝麗 RE Dealing in Securities 2003-04-01
ACQ131 CHIU Chi Lai 趙芝麗 RE Advising on Securities 2003-04-01 2003-08-28
ACQ131 CHIU Chi Lai 趙芝麗 RE Advising on Corporate Finance 2003-04-01 2003-08-28
ACQ131 CHIU Chi Lai 趙芝麗 RE Asset Management 2003-04-01 2003-08-28
ADA670 SO Siu Lai 蘇小麗 RE Dealing in Securities 2003-04-01
ADA670 SO Siu Lai 蘇小麗 RE Advising on Securities 2003-04-01 2003-08-28
ADA670 SO Siu Lai 蘇小麗 RE Advising on Corporate Finance 2003-04-01 2003-08-28
ADA670 SO Siu Lai 蘇小麗 RE Asset Management 2003-04-01 2003-08-28
ADQ233 LI Mei Yan 李美茵 RE Dealing in Securities 2003-04-01
ADQ233 LI Mei Yan 李美茵 RE Advising on Securities 2003-04-01 2003-08-28
ADQ233 LI Mei Yan 李美茵 RE Advising on Corporate Finance 2003-04-01 2003-08-28
ADQ233 LI Mei Yan 李美茵 RE Asset Management 2003-04-01 2003-08-28
AEY315 IAM Pak Chun 任百川 RE Dealing in Securities 2003-04-01
AEY315 IAM Pak Chun 任百川 RE Advising on Securities 2003-04-01 2003-08-28
AEY315 IAM Pak Chun 任百川 RE Advising on Corporate Finance 2003-04-01 2003-08-28
AEY315 IAM Pak Chun 任百川 RE Asset Management 2003-04-01 2003-08-28
AEY945 TONG Mei Kuen 唐美娟 RE Dealing in Securities 2003-04-01
AEY945 TONG Mei Kuen 唐美娟 RE Advising on Securities 2003-04-01 2003-08-28
AEY945 TONG Mei Kuen 唐美娟 RE Advising on Corporate Finance 2003-04-01 2003-08-28
AEY945 TONG Mei Kuen 唐美娟 RE Asset Management 2003-04-01 2003-08-28
AGN637 AU Fung Ming 區鳳鳴 RE Dealing in Securities 2007-07-19
AKX070 CHEUNG Joanne Wai 張瑋 RE Dealing in Securities 2004-08-19 2007-12-19
AKX070 CHEUNG Joanne Wai 張瑋 RO Dealing in Securities 2007-12-19 2009-03-09
APB485 LAM Tsz Ho 林子豪 RE Dealing in Securities 2007-07-23 2010-04-22
APH363 YU Teddy 余晨熙 RE Dealing in Securities 2007-09-10 2011-08-01
ASP725 YANG Chi Man 楊志文 RE Dealing in Securities 2009-03-26
ASY399 CHEUNG Kay, Kenneth 張琦 RE Dealing in Securities 2009-05-18
AUI783 LEE Yin Ping 李彥萍 RE Dealing in Securities 2009-12-31 2012-03-23
AUI783 LEE Yin Ping 李彥萍 RO Dealing in Securities 2012-03-23
AVH611 LI Sai Cheong 李世昌 RE Dealing in Securities 2010-06-08 2015-06-01
BFJ183 TSANG Chun Yu 曾震宇 RE Dealing in Securities 2015-05-04
BGK582 WONG Ping 王萍 RE Dealing in Securities 2015-10-26

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