Hong Kong SFC licence institution ADE891, Telos Capital & Risk Management Limited

These are the licence-holders that were found for SFC licence institution ADE891 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAK539 BROWN James Arnold Graham RE Advising on Securities 2004-07-26 2006-12-29
AAK539 BROWN James Arnold Graham RO Advising on Securities 2006-12-29
AAK539 BROWN James Arnold Graham RO Asset Management 2006-12-29
ADE910 RAPER Trevor Charles RO Advising on Securities 2003-04-01
ADE910 RAPER Trevor Charles RO Advising on Corporate Finance 2003-04-01 2006-05-02
ADE910 RAPER Trevor Charles RO Asset Management 2003-04-01
BAZ540 RAPER Alexander John RE Advising on Securities 2013-04-22
BAZ540 RAPER Alexander John RE Asset Management 2013-04-22

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