Hong Kong SFC licence institution ADF765, Residents Securities Limited 市民證券有限公司

These are the licence-holders that were found for SFC licence institution ADF765 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAI126 CHAN Tit Hon, Stephen 陳鐵漢 RO Dealing in Securities 2003-04-01 2014-03-19
AAI126 CHAN Tit Hon, Stephen 陳鐵漢 RO Advising on Securities 2003-04-01 2005-02-02
AAI126 CHAN Tit Hon, Stephen 陳鐵漢 RO Advising on Corporate Finance 2003-04-01 2005-02-02
AAI126 CHAN Tit Hon, Stephen 陳鐵漢 RO Asset Management 2003-04-01 2005-02-02
ADH399 MAK Yee Mui 麥綺梅 RE Dealing in Securities 2005-05-20 2013-07-31
AGE359 LIU Yuen Man 廖婉雯 RE Dealing in Securities 2003-04-01 2003-08-20
AGE359 LIU Yuen Man 廖婉雯 RE Advising on Securities 2003-04-01 2003-08-20
AGE359 LIU Yuen Man 廖婉雯 RE Advising on Corporate Finance 2003-04-01 2003-08-20
AGE359 LIU Yuen Man 廖婉雯 RE Asset Management 2003-04-01 2003-08-20
AGK720 CHENG Siu Hung 鄭小紅 RE Dealing in Securities 2003-04-01 2005-03-31
AGK720 CHENG Siu Hung 鄭小紅 RE Advising on Securities 2003-04-01 2005-03-08
AGK720 CHENG Siu Hung 鄭小紅 RE Advising on Corporate Finance 2003-04-01 2005-03-08
AGK720 CHENG Siu Hung 鄭小紅 RE Asset Management 2003-04-01 2005-03-08
AGU694 CHAN Kin Wai Philip 陳健威 RE Dealing in Securities 2005-05-13 2006-07-25
AGU694 CHAN Kin Wai Philip 陳健威 RO Dealing in Securities 2006-07-25 2013-07-31
ALR983 SZE Yau Yee, Freda 史有儀 RE Dealing in Securities 2012-09-17 2013-07-31
ALR983 SZE Yau Yee, Freda 史有儀 RO Dealing in Securities 2005-03-22 2005-09-22
ALR983 SZE Yau Yee, Freda 史有儀 RO Dealing in Securities 2005-11-11 2006-10-05
ALW476 IP Pui Kei, Peggy 葉佩琪 RE Dealing in Securities 2005-05-03 2005-09-26

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