Hong Kong SFC licence institution ADF849, HFS Asset Management Limited

These are the licence-holders that were found for SFC licence institution ADF849 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
ABA459 USHIYAMA Masaharu 牛山政治 RE Advising on Securities 2009-04-09 2010-05-01
ABA459 USHIYAMA Masaharu 牛山政治 RE Asset Management 2009-05-08 2010-05-01
ABF181 CHAN Chun Wah 陳振華 RE Advising on Securities 2003-04-01 2013-09-05
ABF181 CHAN Chun Wah 陳振華 RO Advising on Securities 2013-09-05 2014-03-14
ABF181 CHAN Chun Wah 陳振華 RE Advising on Corporate Finance 2003-04-01 2005-02-23
ABF181 CHAN Chun Wah 陳振華 RE Asset Management 2003-04-01 2013-09-05
ABF181 CHAN Chun Wah 陳振華 RO Asset Management 2013-09-05 2014-03-14
ABP498 BOJAN David Robert RO Advising on Securities 2003-04-01
ABP498 BOJAN David Robert RO Advising on Corporate Finance 2003-04-01 2005-02-23
ABP498 BOJAN David Robert RO Asset Management 2003-04-01
ABV213 DICKSON Charles Henry RO Advising on Securities 2005-07-08 2014-09-01
ABV213 DICKSON Charles Henry RO Asset Management 2005-07-08 2014-09-01
ABZ225 NUTBEAM Melanie Jane RE Advising on Securities 2012-01-09
ABZ225 NUTBEAM Melanie Jane RE Asset Management 2012-02-24
ADE566 KETTERER Edward 何猷良 RE Advising on Securities 2008-04-18 2008-04-28
ADF368 CHAN Kwok Lung 陳國龍 RE Advising on Securities 2005-12-13 2009-09-23
ADF368 CHAN Kwok Lung 陳國龍 RE Asset Management 2005-12-13 2009-09-23
AFB360 CHAN Koon Har 陳貫霞 RE Advising on Securities 2011-10-24
AFE743 WONG Pui Chun 黃佩珍 RE Advising on Securities 2003-04-01 2005-03-31
AFE743 WONG Pui Chun 黃佩珍 RE Advising on Securities 2005-08-30 2006-10-27
AFE743 WONG Pui Chun 黃佩珍 RE Advising on Corporate Finance 2003-04-01 2005-02-23
AFE743 WONG Pui Chun 黃佩珍 RE Asset Management 2003-04-01 2005-03-31
AFE743 WONG Pui Chun 黃佩珍 RE Asset Management 2005-08-30 2006-10-27
AFG626 SMITH Ross Allen RE Advising on Securities 2007-01-22 2007-10-17
AFG626 SMITH Ross Allen RE Asset Management 2007-01-22 2007-10-17
AHT111 SLEE Amanda Dawn RE Advising on Securities 2003-04-01 2003-09-10
AHT111 SLEE Amanda Dawn RE Advising on Corporate Finance 2003-04-01 2003-09-10
AHT111 SLEE Amanda Dawn RE Asset Management 2003-04-01 2003-09-10
AHT112 HARKINS Clifford John RE Advising on Securities 2003-04-01 2003-04-30
AHT112 HARKINS Clifford John RE Advising on Corporate Finance 2003-04-01 2003-04-30
AHT112 HARKINS Clifford John RE Asset Management 2003-04-01 2003-04-30
AIH461 TAYLOR Brian Anthony RE Advising on Securities 2010-02-08
AIH461 TAYLOR Brian Anthony RE Asset Management 2010-02-08
AIZ236 KWAN Yuk Hing 關玉卿 RE Asset Management 2003-06-26 2005-07-22
AJK956 STUCHBERY Garry Maxwell RE Advising on Securities 2007-06-12 2009-03-16
AJK956 STUCHBERY Garry Maxwell RE Asset Management 2007-07-23 2009-03-16
AME527 OU Ofra Sueh Hung 歐雪虹 RE Advising on Securities 2005-08-02 2010-05-07
AME527 OU Ofra Sueh Hung 歐雪虹 RE Asset Management 2007-09-25 2010-05-07
AMY504 CHAN Chi Kong 陳子江 RE Advising on Securities 2007-12-03 2008-02-19
ANW356 TOTKOVA Deliana Gueorguieva RE Advising on Securities 2008-12-19 2010-02-08
ANW356 TOTKOVA Deliana Gueorguieva RE Asset Management 2009-09-15 2010-02-08
AOQ850 CELATA Denis RO Advising on Securities 2007-03-28 2009-12-11
AOQ850 CELATA Denis RO Asset Management 2007-03-28 2009-12-11
ARD650 MAN Pok Luen RE Advising on Securities 2008-07-08 2008-07-18
AUI205 HONGSUWAN Natravee 張雪 RE Advising on Securities 2009-12-14 2010-05-07
AWA163 CHUNG Yin Fong, Idy 鍾燕芳 RE Advising on Securities 2013-12-09
AWA163 CHUNG Yin Fong, Idy 鍾燕芳 RE Asset Management 2013-12-09
BAN048 ROBERTS Michael Brady RE Advising on Securities 2013-01-15 2014-08-11
BAN048 ROBERTS Michael Brady RO Advising on Securities 2014-08-11
BAN048 ROBERTS Michael Brady RE Asset Management 2013-01-15 2014-08-11
BAN048 ROBERTS Michael Brady RO Asset Management 2014-08-11
BFD480 COUCH Gordon RE Advising on Securities 2015-03-25 2015-10-05
BFD480 COUCH Gordon RO Advising on Securities 2015-10-05 2016-04-13
BFD480 COUCH Gordon RE Asset Management 2015-03-25 2015-10-05
BFD480 COUCH Gordon RO Asset Management 2015-10-05 2016-04-22

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