Hong Kong SFC licence institution ADF993, Newmount Investment Management (Asia) Limited 聯望投資顧問(亞洲)有限公司

These are the licence-holders that were found for SFC licence institution ADF993 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

Name Role Activity Start date End date
CHOA Michael Allen RO 4 2003-04-01 2012-03-31
CHOA Michael Allen RO 9 2003-04-01 2012-03-31
LI Ming, Doris 李敏 RO 4 2007-08-23 2010-09-08
LI Ming, Doris 李敏 RO 9 2007-08-23 2010-09-08
LI Ming, Doris 李敏 RE 4 2006-07-20 2007-08-23
LI Ming, Doris 李敏 RE 9 2006-04-12 2007-08-23
LEE John Chung 李仁中 RO 4 2006-03-13 2007-07-31
LEE John Chung 李仁中 RO 9 2006-03-13 2007-07-31
LEE John Chung 李仁中 RE 9 2006-02-25 2006-03-13
CHOA Michael Allen RO 1 2003-04-01 2006-02-16
WANG Barbara Shiuan 王瑄 RO 1 2005-05-17 2005-12-31
WANG Barbara Shiuan 王瑄 RO 4 2005-05-17 2005-12-31
WANG Barbara Shiuan 王瑄 RO 9 2005-05-17 2005-12-31
CHOA Michael Allen RO 6 2003-04-01 2005-03-09

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