Hong Kong SFC licence institution ADF993, Newmount Investment Management (Asia) Limited 聯望投資顧問(亞洲)有限公司

These are the licence-holders that were found for SFC licence institution ADF993 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAE746 CHOA Michael Allen RO Dealing in Securities 2003-04-01 2006-02-16
AAE746 CHOA Michael Allen RO Advising on Securities 2003-04-01 2012-03-31
AAE746 CHOA Michael Allen RO Advising on Corporate Finance 2003-04-01 2005-03-09
AAE746 CHOA Michael Allen RO Asset Management 2003-04-01 2012-03-31
ACQ543 WANG Barbara Shiuan 王瑄 RO Dealing in Securities 2005-05-17 2005-12-31
ACQ543 WANG Barbara Shiuan 王瑄 RO Advising on Securities 2005-05-17 2005-12-31
ACQ543 WANG Barbara Shiuan 王瑄 RO Asset Management 2005-05-17 2005-12-31
AJB018 LEE John Chung 李仁中 RO Advising on Securities 2006-03-13 2007-07-31
AJB018 LEE John Chung 李仁中 RE Asset Management 2006-02-25 2006-03-13
AJB018 LEE John Chung 李仁中 RO Asset Management 2006-03-13 2007-07-31
ANB826 LI Ming, Doris 李敏 RE Advising on Securities 2006-07-20 2007-08-23
ANB826 LI Ming, Doris 李敏 RO Advising on Securities 2007-08-23 2010-09-08
ANB826 LI Ming, Doris 李敏 RE Asset Management 2006-04-12 2007-08-23
ANB826 LI Ming, Doris 李敏 RO Asset Management 2007-08-23 2010-09-08

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