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Hong Kong SFC licensed institution ADG047
TD Waterhouse Investor Services (Hong Kong) Inc.
TD Waterhouse Investor Services (Hong Kong) Inc.

Below are up to 1000 licences that were found for SFC-licensed institution ADG047 on the SFC website.

Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
ACW982 CHEUNG Ho Yan, Florence 張浩欣 RE Advising on Corporate Finance 2003-04-01 2003-11-07
ACW982 CHEUNG Ho Yan, Florence 張浩欣 RE Advising on Securities 2003-04-01 2003-11-07
ACW982 CHEUNG Ho Yan, Florence 張浩欣 RE Dealing in Securities 2003-04-01 2003-11-07
ACW982 CHEUNG Ho Yan, Florence 張浩欣 RE Asset Management 2003-04-01 2003-11-07
ADV928 HO Ting Hong 何鼎康 RE Dealing in Securities 2003-04-01 2003-11-07
ADV928 HO Ting Hong 何鼎康 RE Advising on Corporate Finance 2003-04-01 2003-11-07
ADV928 HO Ting Hong 何鼎康 RE Advising on Securities 2003-04-01 2003-11-07
ADV928 HO Ting Hong 何鼎康 RE Asset Management 2003-04-01 2003-11-07
AEF590 CHUNG Siu Kay 鍾兆基 RE Asset Management 2003-04-01 2003-10-10
AEF590 CHUNG Siu Kay 鍾兆基 RE Advising on Securities 2003-04-01 2003-10-10
AEF590 CHUNG Siu Kay 鍾兆基 RE Advising on Corporate Finance 2003-04-01 2003-10-10
AEF590 CHUNG Siu Kay 鍾兆基 RE Dealing in Securities 2003-04-01 2003-10-10
AFF145 NGO Man Lai 敖文麗 RE Asset Management 2003-04-01 2003-11-07
AFF145 NGO Man Lai 敖文麗 RE Dealing in Securities 2003-04-01 2003-11-07
AFF145 NGO Man Lai 敖文麗 RE Advising on Securities 2003-04-01 2003-11-07
AFF145 NGO Man Lai 敖文麗 RE Advising on Corporate Finance 2003-04-01 2003-11-07
AFG802 FOO Cheuk Hang, Frankie 傅卓恆 RE Dealing in Securities 2003-04-01 2003-06-28
AFG802 FOO Cheuk Hang, Frankie 傅卓恆 RE Asset Management 2003-04-01 2003-06-28
AFG802 FOO Cheuk Hang, Frankie 傅卓恆 RE Advising on Corporate Finance 2003-04-01 2003-06-28
AFG802 FOO Cheuk Hang, Frankie 傅卓恆 RE Advising on Securities 2003-04-01 2003-06-28
AFH258 YIP So Ling 葉素玲 RE Advising on Corporate Finance 2003-04-01 2003-11-07
AFH258 YIP So Ling 葉素玲 RE Advising on Securities 2003-04-01 2003-11-07
AFH258 YIP So Ling 葉素玲 RE Dealing in Securities 2003-04-01 2003-11-07
AFH258 YIP So Ling 葉素玲 RE Asset Management 2003-04-01 2003-11-07
AFM322 CHAN Fung Mi, Esther 陳鳳眉 RE Asset Management 2003-04-01 2003-11-07
AFM322 CHAN Fung Mi, Esther 陳鳳眉 RE Advising on Corporate Finance 2003-04-01 2003-11-07
AFM322 CHAN Fung Mi, Esther 陳鳳眉 RE Advising on Securities 2003-04-01 2003-11-07
AFM322 CHAN Fung Mi, Esther 陳鳳眉 RE Dealing in Securities 2003-04-01 2003-11-07
AGR004 PHONG Hei Keung 龎熙強 RE Advising on Securities 2003-04-01 2003-11-07
AGR004 PHONG Hei Keung 龎熙強 RE Dealing in Securities 2003-04-01 2003-11-07
AGR004 PHONG Hei Keung 龎熙強 RE Advising on Corporate Finance 2003-04-01 2003-11-07
AGR004 PHONG Hei Keung 龎熙強 RE Asset Management 2003-04-01 2003-11-07

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