Hong Kong SFC licence institution ADG047, TD Waterhouse Investor Services (Hong Kong) Inc. TD Waterhouse Investor Services (Hong Kong) Inc.

These are the licence-holders that were found for SFC licence institution ADG047 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
ACW982 CHEUNG Ho Yan, Florence 張浩欣 RE Dealing in Securities 2003-04-01 2003-11-07
ACW982 CHEUNG Ho Yan, Florence 張浩欣 RE Advising on Securities 2003-04-01 2003-11-07
ACW982 CHEUNG Ho Yan, Florence 張浩欣 RE Advising on Corporate Finance 2003-04-01 2003-11-07
ACW982 CHEUNG Ho Yan, Florence 張浩欣 RE Asset Management 2003-04-01 2003-11-07
ADV928 HO Ting Hong 何鼎康 RE Dealing in Securities 2003-04-01 2003-11-07
ADV928 HO Ting Hong 何鼎康 RE Advising on Securities 2003-04-01 2003-11-07
ADV928 HO Ting Hong 何鼎康 RE Advising on Corporate Finance 2003-04-01 2003-11-07
ADV928 HO Ting Hong 何鼎康 RE Asset Management 2003-04-01 2003-11-07
AEF590 CHUNG Siu Kay 鍾兆基 RE Dealing in Securities 2003-04-01 2003-10-10
AEF590 CHUNG Siu Kay 鍾兆基 RE Advising on Securities 2003-04-01 2003-10-10
AEF590 CHUNG Siu Kay 鍾兆基 RE Advising on Corporate Finance 2003-04-01 2003-10-10
AEF590 CHUNG Siu Kay 鍾兆基 RE Asset Management 2003-04-01 2003-10-10
AFF145 NGO Man Lai 敖文麗 RE Dealing in Securities 2003-04-01 2003-11-07
AFF145 NGO Man Lai 敖文麗 RE Advising on Securities 2003-04-01 2003-11-07
AFF145 NGO Man Lai 敖文麗 RE Advising on Corporate Finance 2003-04-01 2003-11-07
AFF145 NGO Man Lai 敖文麗 RE Asset Management 2003-04-01 2003-11-07
AFG802 FOO Cheuk Hang, Frankie 傅卓恆 RE Dealing in Securities 2003-04-01 2003-06-28
AFG802 FOO Cheuk Hang, Frankie 傅卓恆 RE Advising on Securities 2003-04-01 2003-06-28
AFG802 FOO Cheuk Hang, Frankie 傅卓恆 RE Advising on Corporate Finance 2003-04-01 2003-06-28
AFG802 FOO Cheuk Hang, Frankie 傅卓恆 RE Asset Management 2003-04-01 2003-06-28
AFH258 YIP So Ling 葉素玲 RE Dealing in Securities 2003-04-01 2003-11-07
AFH258 YIP So Ling 葉素玲 RE Advising on Securities 2003-04-01 2003-11-07
AFH258 YIP So Ling 葉素玲 RE Advising on Corporate Finance 2003-04-01 2003-11-07
AFH258 YIP So Ling 葉素玲 RE Asset Management 2003-04-01 2003-11-07
AFM322 CHAN Fung Mi, Esther 陳鳳眉 RE Dealing in Securities 2003-04-01 2003-11-07
AFM322 CHAN Fung Mi, Esther 陳鳳眉 RE Advising on Securities 2003-04-01 2003-11-07
AFM322 CHAN Fung Mi, Esther 陳鳳眉 RE Advising on Corporate Finance 2003-04-01 2003-11-07
AFM322 CHAN Fung Mi, Esther 陳鳳眉 RE Asset Management 2003-04-01 2003-11-07
AGR004 PHONG Hei Keung 龎熙強 RE Dealing in Securities 2003-04-01 2003-11-07
AGR004 PHONG Hei Keung 龎熙強 RE Advising on Securities 2003-04-01 2003-11-07
AGR004 PHONG Hei Keung 龎熙強 RE Advising on Corporate Finance 2003-04-01 2003-11-07
AGR004 PHONG Hei Keung 龎熙強 RE Asset Management 2003-04-01 2003-11-07

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