Hong Kong SFC licence institution ADG809, Emperor Capital Limited 英皇融資有限公司

These are the licence-holders that were found for SFC licence institution ADG809 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAE063 MOU Chi Luen 繆志聯 RE Advising on Corporate Finance 2005-05-12
AAJ523 CHAN Shek Wah 陳錫華 RO Dealing in Securities 2011-11-16
AAJ523 CHAN Shek Wah 陳錫華 RO Advising on Corporate Finance 2011-11-16
AAK734 WONG Hok Kam 汪學金 RE Advising on Securities 2003-08-29 2004-05-17
AAM419 FAN Man Seung, Vanessa 范敏嫦 RO Dealing in Securities 2003-04-01 2007-03-31
AAM419 FAN Man Seung, Vanessa 范敏嫦 RO Dealing in Securities 2009-12-24
AAM419 FAN Man Seung, Vanessa 范敏嫦 RO Advising on Securities 2003-04-01 2007-04-20
AAM419 FAN Man Seung, Vanessa 范敏嫦 RO Advising on Corporate Finance 2003-04-01
ACA649 CHAN Kam Hing 陳錦興 RO Advising on Securities 2004-10-09 2005-10-08
ACF058 WONG Chi Hung 黃梓雄 RO Advising on Securities 2005-11-01 2006-11-01
ACZ601 MOK Fung Lin, Ivy 莫鳳蓮 RO Dealing in Securities 2003-04-01 2007-03-31
ACZ601 MOK Fung Lin, Ivy 莫鳳蓮 RO Dealing in Securities 2009-12-24 2011-07-01
ACZ601 MOK Fung Lin, Ivy 莫鳳蓮 RO Advising on Corporate Finance 2003-04-01 2011-07-01
ADN240 TAM Wing Fai, Johnny 譚永輝 RO Advising on Securities 2003-04-01 2003-09-04
ADN240 TAM Wing Fai, Johnny 譚永輝 RO Advising on Corporate Finance 2003-04-01 2003-09-04
AEI320 KEUNG Kelvin 姜登華 RO Dealing in Securities 2005-12-29 2006-10-31
AEI320 KEUNG Kelvin 姜登華 RO Asset Management 2006-05-30 2006-10-31
AEO868 YIP Sau Hoi 葉秀開 RO Asset Management 2006-05-30 2006-10-31
AEV481 LAM Kin Wa 林建華 RO Advising on Securities 2007-02-08 2007-03-31
AFX300 YUE Man Ying 虞文英 RE Advising on Securities 2004-08-02 2005-06-16
AFX300 YUE Man Ying 虞文英 RE Advising on Corporate Finance 2004-08-02 2004-09-13
AFX300 YUE Man Ying 虞文英 RO Advising on Corporate Finance 2004-09-13 2007-01-02
AGM796 CHAN Pearl 陳佩斯 RE Advising on Securities 2003-04-01 2005-06-16
AGM796 CHAN Pearl 陳佩斯 RE Advising on Corporate Finance 2003-04-01 2005-07-21
AGM796 CHAN Pearl 陳佩斯 RO Advising on Corporate Finance 2005-07-21
AHJ599 CHOI Suk Hing, Louisa 蔡淑卿 RO Dealing in Securities 2004-11-15 2007-03-31
AHJ599 CHOI Suk Hing, Louisa 蔡淑卿 RO Dealing in Securities 2009-12-24
AHJ599 CHOI Suk Hing, Louisa 蔡淑卿 RE Advising on Securities 2003-04-01 2004-11-15
AHJ599 CHOI Suk Hing, Louisa 蔡淑卿 RE Advising on Corporate Finance 2003-04-01 2004-11-15
AHJ599 CHOI Suk Hing, Louisa 蔡淑卿 RO Advising on Corporate Finance 2004-11-15
AIU718 YICK Chi Ho 易智豪 RE Advising on Securities 2003-06-06 2005-03-01
AIU718 YICK Chi Ho 易智豪 RE Advising on Corporate Finance 2003-07-07 2005-03-01
AJB518 WONG Wai Hung 黃偉紅 RE Advising on Securities 2003-09-23 2007-03-31
AJB518 WONG Wai Hung 黃偉紅 RE Advising on Corporate Finance 2003-09-23 2008-02-29
AJF360 CHAN Mo Yin 陳慕賢 RE Dealing in Securities 2011-05-18 2016-05-08
AJF360 CHAN Mo Yin 陳慕賢 RE Advising on Corporate Finance 2011-05-18 2016-05-08
AKO945 LAW Kit Ying 羅潔盈 RE Dealing in Securities 2014-05-13 2017-04-07
AKO945 LAW Kit Ying 羅潔盈 RE Advising on Corporate Finance 2014-05-13 2017-04-07
ANE330 LIU Wing Yin, Wendy 廖穎賢 RE Dealing in Securities 2012-07-25 2014-03-28
ANE330 LIU Wing Yin, Wendy 廖穎賢 RE Advising on Corporate Finance 2012-07-25 2014-03-28
ANH163 LUI Kwan Ho 呂君皓 RE Advising on Securities 2006-06-07 2006-10-23
ANH163 LUI Kwan Ho 呂君皓 RE Advising on Corporate Finance 2006-06-07 2006-10-23
AOJ327 IP Angel Kwok Yen 葉國欣 RE Dealing in Securities 2010-04-21 2010-04-23
AOJ327 IP Angel Kwok Yen 葉國欣 RE Advising on Corporate Finance 2010-04-21 2010-04-23
AOL532 LEUNG Yu Man, Yomie 梁瑀紋 RE Dealing in Securities 2010-06-07 2011-10-20
AOL532 LEUNG Yu Man, Yomie 梁瑀紋 RE Advising on Corporate Finance 2010-06-07 2011-10-20
APO198 LI Jie 李捷 RE Dealing in Securities 2018-05-25
APO198 LI Jie 李捷 RE Advising on Corporate Finance 2018-05-25
APQ819 WONG Wan Men, Margaret 黃蘊文 RE Advising on Corporate Finance 2007-09-17 2008-06-05
APQ821 PANG Tsz Chung 彭子聰 RE Dealing in Securities 2011-10-10 2012-06-16
APQ821 PANG Tsz Chung 彭子聰 RE Advising on Corporate Finance 2007-09-21 2012-06-16
ARB165 CHAU Kwan Kit 周均傑 RE Dealing in Securities 2011-10-10 2014-03-04
ARB165 CHAU Kwan Kit 周均傑 RE Advising on Corporate Finance 2011-03-18 2014-03-04
ARM750 YEN Chanan 霍震南 RE Advising on Corporate Finance 2010-06-29 2011-01-14
AWN387 CHAN Yiu Nam 陳耀南 RE Dealing in Securities 2011-07-25 2018-08-28
AWN387 CHAN Yiu Nam 陳耀南 RO Dealing in Securities 2018-08-28
AWN387 CHAN Yiu Nam 陳耀南 RE Advising on Corporate Finance 2011-07-25 2016-08-22
AWN387 CHAN Yiu Nam 陳耀南 RO Advising on Corporate Finance 2016-08-22
AXZ982 WONG Wing See 王詠思 RE Dealing in Securities 2012-02-17 2014-06-09
AXZ982 WONG Wing See 王詠思 RE Advising on Corporate Finance 2012-02-17 2014-06-09
AZC273 WONG King Pan 王琼斌 RE Dealing in Securities 2014-04-11
AZC273 WONG King Pan 王琼斌 RE Advising on Corporate Finance 2014-04-11
BBB627 CHIN Chun Hin 錢振軒 RE Dealing in Securities 2013-05-03 2015-08-02
BBB627 CHIN Chun Hin 錢振軒 RE Dealing in Securities 2017-04-24
BBB627 CHIN Chun Hin 錢振軒 RE Advising on Corporate Finance 2013-05-03 2015-08-02
BBB627 CHIN Chun Hin 錢振軒 RE Advising on Corporate Finance 2017-04-24
BCE499 HUO Xintong 霍薪同 RE Dealing in Securities 2017-07-17 2018-10-10
BCE499 HUO Xintong 霍薪同 RE Advising on Corporate Finance 2017-07-17 2018-10-10
BDH942 WONG Ka Sing 黃家昇 RE Dealing in Securities 2014-09-29 2017-04-01
BDH942 WONG Ka Sing 黃家昇 RE Advising on Corporate Finance 2014-09-18 2017-04-01
BDY426 MAN Kin Hang 文建衡 RE Dealing in Securities 2016-11-17
BDY426 MAN Kin Hang 文建衡 RE Advising on Corporate Finance 2016-11-17
BGA836 LI Rui 李睿 RE Dealing in Securities 2015-08-19 2017-03-26
BGA836 LI Rui 李睿 RE Advising on Corporate Finance 2015-08-19 2017-03-26
BGQ476 LIU Hei Yin Arthur 廖希彥 RE Dealing in Securities 2018-05-25
BGQ476 LIU Hei Yin Arthur 廖希彥 RE Advising on Corporate Finance 2018-05-25
BIN437 DIU Dave 刁麒成 RE Dealing in Securities 2016-11-09 2017-06-09
BIN437 DIU Dave 刁麒成 RE Advising on Corporate Finance 2016-11-09 2017-06-09
BJL363 KO Fei Fan Tommy 高飛帆 RE Dealing in Securities 2017-04-26 2018-04-26
BJL363 KO Fei Fan Tommy 高飛帆 RE Advising on Corporate Finance 2017-04-26 2018-04-26

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