Hong Kong SFC licence institution ADH584, Whole Win Securities Limited 鴻運証券有限公司

These are the licence-holders that were found for SFC licence institution ADH584 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA551 CHAN Kam Shui, Ricky 陳錦緒 RE Dealing in Securities 2004-04-17 2006-05-31
AAB951 TAI Kam Tong 戴錦棠 RE Dealing in Securities 2003-04-01 2006-05-31
AAB951 TAI Kam Tong 戴錦棠 RE Advising on Securities 2003-04-01 2004-10-18
AAB951 TAI Kam Tong 戴錦棠 RE Advising on Corporate Finance 2003-04-01 2004-10-18
AAB951 TAI Kam Tong 戴錦棠 RE Asset Management 2003-04-01 2004-10-18
AAD854 YUNG Wai San 容偉珊 RE Dealing in Securities 2003-04-01 2006-06-01
AAD854 YUNG Wai San 容偉珊 RE Advising on Securities 2003-04-01 2004-10-14
AAD854 YUNG Wai San 容偉珊 RE Advising on Corporate Finance 2003-04-01 2004-10-14
AAD854 YUNG Wai San 容偉珊 RE Asset Management 2003-04-01 2004-10-14
AAD907 MOK Yik Shing 莫亦誠 RE Dealing in Securities 2003-04-01 2005-03-16
AAD907 MOK Yik Shing 莫亦誠 RE Advising on Securities 2003-04-01 2004-11-15
AAD907 MOK Yik Shing 莫亦誠 RE Advising on Corporate Finance 2003-04-01 2004-11-15
AAD907 MOK Yik Shing 莫亦誠 RE Asset Management 2003-04-01 2004-11-15
AAF104 LO Kai Ming, Jimmy 盧啟銘 RO Dealing in Securities 2003-04-01 2006-05-31
AAF104 LO Kai Ming, Jimmy 盧啟銘 RO Advising on Securities 2003-04-01 2004-11-15
AAF104 LO Kai Ming, Jimmy 盧啟銘 RO Advising on Corporate Finance 2003-04-01 2004-11-15
AAF104 LO Kai Ming, Jimmy 盧啟銘 RO Asset Management 2003-04-01 2004-11-15
AAV511 LEUNG WU Huey Ju, Betty 梁吳惠珠 RO Dealing in Securities 2003-04-01 2006-05-31
AAV511 LEUNG WU Huey Ju, Betty 梁吳惠珠 RO Advising on Securities 2003-04-01 2004-11-15
AAV511 LEUNG WU Huey Ju, Betty 梁吳惠珠 RO Advising on Corporate Finance 2003-04-01 2004-11-15
AAV511 LEUNG WU Huey Ju, Betty 梁吳惠珠 RO Asset Management 2003-04-01 2004-11-15
AAW526 YEUNG Fung Ming 楊鳳鳴 RE Dealing in Securities 2003-04-01 2006-06-01
AAW526 YEUNG Fung Ming 楊鳳鳴 RE Advising on Securities 2003-04-01 2004-10-18
AAW526 YEUNG Fung Ming 楊鳳鳴 RE Advising on Corporate Finance 2003-04-01 2004-10-18
AAW526 YEUNG Fung Ming 楊鳳鳴 RE Asset Management 2003-04-01 2004-10-18
AED874 LAU Siu Ming 劉兆明 RE Dealing in Securities 2006-12-01 2006-12-01
AFK297 CHUNG Kam Pui, Barry 鍾錦培 RE Dealing in Securities 2003-04-01 2006-06-01
AFK297 CHUNG Kam Pui, Barry 鍾錦培 RE Advising on Securities 2003-04-01 2004-10-14
AFK297 CHUNG Kam Pui, Barry 鍾錦培 RE Advising on Corporate Finance 2003-04-01 2004-10-14
AFK297 CHUNG Kam Pui, Barry 鍾錦培 RE Asset Management 2003-04-01 2004-10-14
AFS231 YIP Fung Lan 葉鳳蘭 RE Dealing in Securities 2003-04-01 2006-05-29
AFS231 YIP Fung Lan 葉鳳蘭 RE Advising on Securities 2003-04-01 2004-11-15
AFS231 YIP Fung Lan 葉鳳蘭 RE Advising on Corporate Finance 2003-04-01 2004-11-15
AFS231 YIP Fung Lan 葉鳳蘭 RE Asset Management 2003-04-01 2004-11-15
AMC611 WU Hak Kan, Ravan 胡克勤 RE Dealing in Securities 2005-07-14 2006-06-01

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