Hong Kong SFC licence institution ADI336, Mellon Global Investments Asia Limited

These are the licence-holders that were found for SFC licence institution ADI336 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAG417 SIMON Hugh Adam RO Dealing in Securities 2003-05-09 2005-04-14
AAG417 SIMON Hugh Adam RO Advising on Securities 2003-05-09 2005-04-14
AAG417 SIMON Hugh Adam RO Asset Management 2003-05-09 2005-04-14
AEA830 YEN Nga Man 嚴雅雯 RE Dealing in Securities 2003-04-01 2008-08-01
AEA830 YEN Nga Man 嚴雅雯 RE Advising on Securities 2003-04-01 2008-08-01
AEA830 YEN Nga Man 嚴雅雯 RE Asset Management 2003-04-01 2008-08-01
AHJ897 SUMMERBELL Mark RO Dealing in Securities 2003-04-01 2006-05-02
AHJ897 SUMMERBELL Mark RO Advising on Securities 2003-04-01 2006-05-02
AHJ897 SUMMERBELL Mark RO Asset Management 2004-08-25 2006-05-02
AJF761 JIANG David T 姜治平 RO Dealing in Securities 2006-04-10 2008-08-01
AJF761 JIANG David T 姜治平 RO Advising on Securities 2006-04-10 2008-08-01
AJF761 JIANG David T 姜治平 RO Asset Management 2006-04-10 2008-08-01
AJL015 SUN Haifeng 孫海峰 RE Dealing in Securities 2004-02-05 2005-03-02
AJL015 SUN Haifeng 孫海峰 RO Dealing in Securities 2005-03-02 2008-08-01
AJL015 SUN Haifeng 孫海峰 RE Advising on Securities 2004-02-05 2005-03-02
AJL015 SUN Haifeng 孫海峰 RO Advising on Securities 2005-03-02 2008-08-01
AJL015 SUN Haifeng 孫海峰 RE Asset Management 2004-02-05 2005-03-02
AJL015 SUN Haifeng 孫海峰 RO Asset Management 2005-03-02 2008-08-01
AMF529 LUI Man Ying 呂文瑛 RE Dealing in Securities 2005-07-13 2008-08-01
AMF529 LUI Man Ying 呂文瑛 RE Advising on Securities 2005-07-13 2008-08-01
AMF529 LUI Man Ying 呂文瑛 RE Asset Management 2005-07-13 2008-08-01
APS934 MARKHAM Paul James RE Advising on Securities 2007-10-05 2007-11-05

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