Hong Kong SFC licence institution ADI920, Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司

These are the licence-holders that were found for SFC licence institution ADI920 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAH356 HALL Anthony Clifton RE Dealing in Securities 2008-04-25 2011-12-31
AAH356 HALL Anthony Clifton RE Advising on Securities 2008-04-25 2011-12-31
AAH408 SIT Wai Man 薛偉民 RE Dealing in Securities 2005-08-10 2012-02-16
AAH408 SIT Wai Man 薛偉民 RE Advising on Securities 2003-04-01 2012-02-16
AAH408 SIT Wai Man 薛偉民 RE Advising on Corporate Finance 2003-04-01 2005-01-25
AAH408 SIT Wai Man 薛偉民 RE Asset Management 2003-04-01 2005-02-17
ABN236 PENG Shih-Wei RE Dealing in Securities 2013-10-15 2014-01-28
ABN236 PENG Shih-Wei RO Dealing in Securities 2014-01-28 2015-06-22
ABN236 PENG Shih-Wei RE Advising on Securities 2013-10-15 2014-01-28
ABN236 PENG Shih-Wei RO Advising on Securities 2014-01-28 2015-06-22
ACA198 LEE Chi Sau, Giselle 李之秀 RE Dealing in Securities 2005-08-10 2007-08-27
ACA198 LEE Chi Sau, Giselle 李之秀 RO Dealing in Securities 2007-08-27 2012-07-13
ACA198 LEE Chi Sau, Giselle 李之秀 RE Advising on Securities 2004-02-23 2007-08-27
ACA198 LEE Chi Sau, Giselle 李之秀 RO Advising on Securities 2007-08-27 2012-07-13
ACA198 LEE Chi Sau, Giselle 李之秀 RE Advising on Corporate Finance 2004-03-12 2005-02-17
ACA198 LEE Chi Sau, Giselle 李之秀 RE Asset Management 2004-02-23 2005-02-17
ADI930 DILLON Matthew Scot RO Dealing in Securities 2005-07-29 2007-04-04
ADI930 DILLON Matthew Scot RO Advising on Securities 2003-04-01 2007-04-04
ADI930 DILLON Matthew Scot RO Advising on Corporate Finance 2003-04-01 2005-02-17
ADI930 DILLON Matthew Scot RO Asset Management 2003-04-01 2005-02-17
ADQ124 RAINSFORD Timothy Cameron RO Dealing in Securities 2007-04-03 2012-09-20
ADQ124 RAINSFORD Timothy Cameron RO Dealing in Futures Contracts 2009-11-19 2012-09-20
ADQ124 RAINSFORD Timothy Cameron RO Leveraged Foreign Exchange Trading 2009-11-19 2012-09-20
ADQ124 RAINSFORD Timothy Cameron RO Advising on Securities 2007-04-03 2012-09-20
ADZ303 FUNG On Kei, Angela 馮安琪 RE Advising on Securities 2009-02-19 2012-08-17
AEF855 LEE Henry Him Wai 李謙偉 RE Dealing in Securities 2014-10-06 2016-09-01
AEF855 LEE Henry Him Wai 李謙偉 RE Advising on Securities 2014-10-06 2016-09-01
AEH773 CHEUNG Ling Yee, Elaine 張苓怡 RE Dealing in Securities 2005-08-11 2006-06-26
AEH773 CHEUNG Ling Yee, Elaine 張苓怡 RE Advising on Securities 2004-11-08 2006-06-26
AEH773 CHEUNG Ling Yee, Elaine 張苓怡 RE Asset Management 2004-11-08 2005-02-17
AER855 WU Jacqueline 吳真德 RE Advising on Securities 2003-04-01 2003-12-16
AER855 WU Jacqueline 吳真德 RE Advising on Corporate Finance 2003-04-01 2003-12-16
AER855 WU Jacqueline 吳真德 RE Asset Management 2003-04-01 2003-12-16
AFA354 SHU Hoi Li, Karie 舒凱莉 RE Dealing in Securities 2011-10-10 2013-09-03
AFA354 SHU Hoi Li, Karie 舒凱莉 RE Advising on Securities 2011-10-10 2013-09-03
AFB892 TONG Tak Yu 唐德瑜 RE Dealing in Securities 2005-08-10 2011-06-08
AFB892 TONG Tak Yu 唐德瑜 RE Advising on Securities 2004-12-09 2011-06-08
AFB892 TONG Tak Yu 唐德瑜 RE Asset Management 2004-12-09 2005-02-17
AFC514 YU Nga Ching 余雅晶 RE Dealing in Securities 2006-10-10 2010-03-12
AFC514 YU Nga Ching 余雅晶 RE Advising on Securities 2006-10-10 2010-03-12
AFK585 LAI Lai Yin 黎麗賢 RE Advising on Securities 2003-04-01 2003-10-08
AFK585 LAI Lai Yin 黎麗賢 RE Advising on Corporate Finance 2003-04-01 2003-10-08
AFK585 LAI Lai Yin 黎麗賢 RE Asset Management 2003-04-01 2003-10-08
AFO695 YUEN Siu Fung 袁兆豐 RE Dealing in Securities 2007-11-19 2013-04-12
AFO695 YUEN Siu Fung 袁兆豐 RE Advising on Securities 2007-09-13 2013-04-12
AGK664 PONG Wai Lan 龐慧蘭 RE Dealing in Securities 2008-01-08 2010-08-14
AGK664 PONG Wai Lan 龐慧蘭 RE Advising on Securities 2004-11-23 2005-07-15
AGK664 PONG Wai Lan 龐慧蘭 RE Advising on Securities 2008-01-08 2010-08-14
AGK664 PONG Wai Lan 龐慧蘭 RE Asset Management 2004-11-23 2005-02-17
AID224 TAWASIN Jameel RE Dealing in Securities 2005-08-10 2009-07-31
AID224 TAWASIN Jameel RE Advising on Securities 2003-04-01 2009-07-31
AID224 TAWASIN Jameel RE Advising on Corporate Finance 2003-04-01 2005-01-25
AID224 TAWASIN Jameel RE Asset Management 2003-04-01 2005-02-17
AIR898 LIM Lu Lu, Victoria 林泓秀 RE Dealing in Securities 2005-08-10 2009-07-02
AIR898 LIM Lu Lu, Victoria 林泓秀 RE Advising on Securities 2003-04-25 2011-06-17
AIY506 CHANG Hing Pong, Solomon 陳興邦 RE Dealing in Securities 2005-08-10 2008-11-26
AIY506 CHANG Hing Pong, Solomon 陳興邦 RE Advising on Securities 2003-06-09 2008-11-26
AJF188 ONG Yu Kee RO Dealing in Securities 2005-07-28 2014-04-30
AJF188 ONG Yu Kee RO Advising on Securities 2005-07-28 2014-04-30
AMF558 CHEUNG Yuen Ting Evelyn 張婉婷 RE Advising on Securities 2009-07-02 2013-09-19
ANA757 PARK Nam Seok RE Dealing in Securities 2008-07-10 2013-07-19
ANA757 PARK Nam Seok RE Advising on Securities 2008-07-10 2013-07-19
ANV114 PEACH Timothy John RE Dealing in Securities 2006-08-24 2012-07-26
ANV114 PEACH Timothy John RO Dealing in Securities 2012-07-26 2014-07-30
ANV114 PEACH Timothy John RE Advising on Securities 2006-08-24 2012-07-26
ANV114 PEACH Timothy John RO Advising on Securities 2012-07-26 2014-07-30
AOC859 YANG Hsin-Jung RE Dealing in Securities 2018-11-01
AOC859 YANG Hsin-Jung RE Dealing in Futures Contracts 2018-11-01
AOH106 HONNIBALL Sebastien Daniel Patrick RE Dealing in Securities 2007-02-01 2009-07-23
AOH106 HONNIBALL Sebastien Daniel Patrick RE Advising on Securities 2007-02-01 2009-07-23
AOY439 GIBSON Samuel Langford RE Dealing in Securities 2007-05-28 2012-02-20
AOY439 GIBSON Samuel Langford RE Advising on Securities 2007-05-28 2012-02-20
APA564 SPIESSHOFER Noriko 中川典子 RE Dealing in Securities 2013-11-04 2013-12-31
APA564 SPIESSHOFER Noriko 中川典子 RE Advising on Securities 2013-11-04 2013-12-31
APL764 WANG Yue 王悅 RE Dealing in Securities 2012-08-08 2012-11-23
APL764 WANG Yue 王悅 RE Advising on Securities 2012-08-08 2012-11-23
AQG774 YOU Chou Wen 尤昭文 RE Dealing in Securities 2008-01-11 2012-04-13
AQG774 YOU Chou Wen 尤昭文 RE Advising on Securities 2008-01-11 2012-04-13
ARB138 LUI Chi Ling 呂志凌 RE Dealing in Securities 2008-05-23 2011-03-31
ARB138 LUI Chi Ling 呂志凌 RE Advising on Securities 2008-05-23 2011-03-31
ASH426 RYAN Thomas RE Dealing in Securities 2009-02-25 2010-06-30
ASH426 RYAN Thomas RE Dealing in Futures Contracts 2009-03-31 2010-06-30
ASH426 RYAN Thomas RE Leveraged Foreign Exchange Trading 2009-03-31 2010-06-30
ASK902 HUTTON Andrew Paul Garth RO Dealing in Securities 2009-03-31 2010-06-30
ASK902 HUTTON Andrew Paul Garth RO Dealing in Futures Contracts 2009-03-31 2010-06-30
ASK902 HUTTON Andrew Paul Garth RO Leveraged Foreign Exchange Trading 2009-03-31 2010-06-30
ASK905 BAGSHAW Richard John Walter RO Dealing in Securities 2009-03-31
ASK905 BAGSHAW Richard John Walter RO Dealing in Futures Contracts 2009-03-31
ASK905 BAGSHAW Richard John Walter RO Leveraged Foreign Exchange Trading 2009-03-31
ASK905 BAGSHAW Richard John Walter RO Advising on Securities 2015-04-27
ASP708 LIN Shih-hang 林世航 RE Dealing in Securities 2009-03-31 2009-09-01
ASP708 LIN Shih-hang 林世航 RE Dealing in Futures Contracts 2009-03-31 2009-09-01
ASP708 LIN Shih-hang 林世航 RE Leveraged Foreign Exchange Trading 2009-03-31 2009-09-01
ATL664 LO Ying Kin 盧英健 RE Dealing in Securities 2009-08-03
ATL664 LO Ying Kin 盧英健 RE Dealing in Futures Contracts 2009-08-03
ATL664 LO Ying Kin 盧英健 RE Leveraged Foreign Exchange Trading 2009-08-03
ATW424 QI Xuan 祁璇 RE Dealing in Securities 2009-09-30 2010-04-13
ATW424 QI Xuan 祁璇 RE Advising on Securities 2009-09-30 2010-04-13
AUA735 STEEL Murray Joseph RE Dealing in Securities 2009-11-05 2010-05-13
AUA735 STEEL Murray Joseph RO Dealing in Securities 2010-05-13
AUA735 STEEL Murray Joseph RE Dealing in Futures Contracts 2009-11-05 2010-05-13
AUA735 STEEL Murray Joseph RO Dealing in Futures Contracts 2010-05-13
AUA735 STEEL Murray Joseph RE Leveraged Foreign Exchange Trading 2009-12-18 2010-05-13
AUA735 STEEL Murray Joseph RO Leveraged Foreign Exchange Trading 2010-05-13
AUA735 STEEL Murray Joseph RO Advising on Securities 2014-09-12
AUB775 TSOI Chin Pang 蔡展鵬 RE Dealing in Securities 2009-11-09
AUB775 TSOI Chin Pang 蔡展鵬 RE Dealing in Futures Contracts 2009-11-09
AUB775 TSOI Chin Pang 蔡展鵬 RE Leveraged Foreign Exchange Trading 2009-11-09
AUG576 WONG Timothy 黃文耀 RE Dealing in Securities 2018-10-04
AUG576 WONG Timothy 黃文耀 RO Dealing in Securities 2010-02-12 2018-10-04
AUG576 WONG Timothy 黃文耀 RE Dealing in Futures Contracts 2018-10-04
AUG576 WONG Timothy 黃文耀 RO Dealing in Futures Contracts 2010-02-12 2018-10-04
AUG576 WONG Timothy 黃文耀 RE Leveraged Foreign Exchange Trading 2018-10-04
AUG576 WONG Timothy 黃文耀 RO Leveraged Foreign Exchange Trading 2010-02-12 2018-10-04
AVA787 HSU Li Fei 許莉菲 RE Dealing in Securities 2010-04-26 2014-07-25
AVA787 HSU Li Fei 許莉菲 RE Advising on Securities 2010-04-26 2014-07-25
AVO475 BADDLEY Daniel RE Dealing in Securities 2010-07-30 2012-07-04
AVO475 BADDLEY Daniel RO Dealing in Securities 2012-07-04 2016-11-23
AVO475 BADDLEY Daniel RE Dealing in Futures Contracts 2010-07-30 2012-07-04
AVO475 BADDLEY Daniel RO Dealing in Futures Contracts 2012-07-04 2016-11-23
AVO475 BADDLEY Daniel RE Leveraged Foreign Exchange Trading 2010-07-30 2012-07-04
AVO475 BADDLEY Daniel RO Leveraged Foreign Exchange Trading 2012-07-04 2016-11-23
AWW110 THATCHER Andrew John RE Dealing in Securities 2011-02-24 2012-02-16
AWW110 THATCHER Andrew John RE Advising on Securities 2011-02-24 2012-02-16
AXH379 NG Peirong 黃佩蓉 RE Dealing in Securities 2011-06-03 2015-03-06
AXH379 NG Peirong 黃佩蓉 RE Advising on Securities 2011-06-03 2015-03-06
AXI798 XU Ming 許銘 RE Dealing in Securities 2011-06-02 2016-07-07
AXI798 XU Ming 許銘 RO Dealing in Securities 2016-07-07
AXI798 XU Ming 許銘 RE Dealing in Futures Contracts 2011-06-02 2016-07-07
AXI798 XU Ming 許銘 RO Dealing in Futures Contracts 2016-07-07
AXI798 XU Ming 許銘 RE Leveraged Foreign Exchange Trading 2011-06-02 2016-07-07
AXI798 XU Ming 許銘 RO Leveraged Foreign Exchange Trading 2016-07-07
AXM230 WAN Shu Mong, Charmian 溫紓望 RE Dealing in Securities 2018-01-15
AXM230 WAN Shu Mong, Charmian 溫紓望 RE Advising on Securities 2018-01-15
AYR570 KWON Ji Eun 權智恩 RE Dealing in Securities 2012-01-04 2013-04-12
AYR570 KWON Ji Eun 權智恩 RE Advising on Securities 2012-01-04 2013-04-12
BCG368 ZHANG Yue RE Dealing in Securities 2013-12-02 2014-09-04
BCG368 ZHANG Yue RE Advising on Securities 2013-12-02 2014-09-04
BCG384 CHAMBERS Alexander Royston RE Dealing in Securities 2013-12-02 2016-07-15
BCG384 CHAMBERS Alexander Royston RO Dealing in Securities 2016-07-15
BCG384 CHAMBERS Alexander Royston RE Advising on Securities 2013-12-02 2016-07-15
BCG384 CHAMBERS Alexander Royston RO Advising on Securities 2016-07-15
BEB607 IP Man Yuen 葉文遠 RE Dealing in Securities 2015-10-09
BEB607 IP Man Yuen 葉文遠 RE Advising on Securities 2015-10-09
BGX585 JI Sanghoon 池相勳 RE Dealing in Securities 2016-01-25 2016-02-01
BGX585 JI Sanghoon 池相勳 RE Dealing in Securities 2016-04-15 2018-07-10
BGX585 JI Sanghoon 池相勳 RE Advising on Securities 2016-01-25 2016-02-01
BGX585 JI Sanghoon 池相勳 RE Advising on Securities 2016-04-15 2018-07-10
BKA570 GANDHI Hersh RO Dealing in Securities 2018-08-02
BKA570 GANDHI Hersh RO Advising on Securities 2018-08-02
BKB504 O'CONNELL Stephen Gerard 歐弟 RE Dealing in Securities 2017-09-01
BKB504 O'CONNELL Stephen Gerard 歐弟 RE Advising on Securities 2017-09-01
BNK675 KANG Seokwon RE Dealing in Securities 2018-09-03
BNK675 KANG Seokwon RE Advising on Securities 2018-09-03

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