Hong Kong SFC licence institution ADJ150, Cape Asset Management Limited 海角資產管理有限公司

These are the licence-holders that were found for SFC licence institution ADJ150 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAD811 KAM Pak Wah, Franklin 金百華 RE Advising on Securities 2011-07-18 2016-12-23
AAD811 KAM Pak Wah, Franklin 金百華 RO Advising on Securities 2016-12-23
AAD811 KAM Pak Wah, Franklin 金百華 RE Asset Management 2011-07-18 2016-12-23
AAD811 KAM Pak Wah, Franklin 金百華 RO Asset Management 2016-12-23
AAD940 LO Pui Leung 羅霈良 RO Advising on Securities 2006-02-23
AAD940 LO Pui Leung 羅霈良 RO Advising on Futures Contracts 2006-08-09
AAD940 LO Pui Leung 羅霈良 RE Asset Management 2005-12-09 2006-02-23
AAD940 LO Pui Leung 羅霈良 RO Asset Management 2006-02-23
AAZ157 FUKUNAGA Masato 福永真人 RO Advising on Securities 2005-06-01 2016-12-28
AAZ157 FUKUNAGA Masato 福永真人 RO Advising on Futures Contracts 2006-05-23 2016-12-28
AAZ157 FUKUNAGA Masato 福永真人 RO Advising on Corporate Finance 2005-06-01 2014-10-15
AAZ157 FUKUNAGA Masato 福永真人 RO Asset Management 2005-06-01 2016-12-28
ABG936 YAMAMOTO Masahiko RO Advising on Securities 2003-04-01
ABG936 YAMAMOTO Masahiko RO Advising on Futures Contracts 2006-05-23
ABG936 YAMAMOTO Masahiko RO Advising on Corporate Finance 2003-04-01 2014-10-15
ABG936 YAMAMOTO Masahiko RO Asset Management 2003-04-01
ADQ016 OGYU Kenju 荻生謙樹 RO Advising on Securities 2007-12-12 2008-04-30
ADQ016 OGYU Kenju 荻生謙樹 RO Advising on Corporate Finance 2007-12-12 2008-04-30
AEU886 LEUNG Man Wai 梁文偉 RE Advising on Securities 2005-09-22 2011-05-24
AEU886 LEUNG Man Wai 梁文偉 RE Advising on Futures Contracts 2007-01-12 2011-05-24
AEU886 LEUNG Man Wai 梁文偉 RE Advising on Corporate Finance 2005-09-27 2011-05-24
AEU886 LEUNG Man Wai 梁文偉 RE Asset Management 2005-09-27 2011-05-24
AGK699 CHAN Lap Kwan 陳立群 RE Advising on Securities 2005-07-11 2008-04-25
AGK699 CHAN Lap Kwan 陳立群 RE Advising on Futures Contracts 2007-01-12 2008-04-25
AGK699 CHAN Lap Kwan 陳立群 RE Advising on Corporate Finance 2005-07-11 2008-04-25
AGK699 CHAN Lap Kwan 陳立群 RE Asset Management 2005-07-11 2008-04-25
AIO003 CHAN Sai Ching 陳世清 RE Advising on Securities 2005-07-11
AIO003 CHAN Sai Ching 陳世清 RE Advising on Futures Contracts 2007-01-12
AIO003 CHAN Sai Ching 陳世清 RE Advising on Corporate Finance 2005-07-11 2014-10-15
AIO003 CHAN Sai Ching 陳世清 RE Asset Management 2005-07-11
AIS240 FUJIWARA Shinya 藤原伸哉 RO Advising on Securities 2005-06-01 2009-08-31
AIS240 FUJIWARA Shinya 藤原伸哉 RO Advising on Futures Contracts 2006-05-25 2009-08-31
AIS240 FUJIWARA Shinya 藤原伸哉 RO Advising on Corporate Finance 2005-06-01 2009-08-31
AIS240 FUJIWARA Shinya 藤原伸哉 RO Asset Management 2005-06-01 2009-08-31
AKX333 TONG King Hang 湯景恆 RO Advising on Securities 2005-06-01 2005-07-11
AKX333 TONG King Hang 湯景恆 RO Advising on Corporate Finance 2005-06-01 2005-07-11
AKX333 TONG King Hang 湯景恆 RO Asset Management 2005-06-01 2005-07-11
AQJ213 KAY Yuen Ling, Fara 紀婉玲 RE Advising on Securities 2008-02-18 2011-05-13
AQJ213 KAY Yuen Ling, Fara 紀婉玲 RE Advising on Futures Contracts 2008-02-18 2011-05-13
AQJ213 KAY Yuen Ling, Fara 紀婉玲 RE Asset Management 2008-02-18 2011-05-13
ARW637 LI Yan 李燕 RE Advising on Securities 2008-12-18 2016-02-19
ARW637 LI Yan 李燕 RE Asset Management 2008-12-18 2016-02-19
ARW650 CHAN Tze Man 陳子敏 RE Advising on Securities 2009-02-05 2010-07-27
ARW650 CHAN Tze Man 陳子敏 RE Advising on Futures Contracts 2009-02-05 2010-07-27
ARW650 CHAN Tze Man 陳子敏 RE Asset Management 2009-02-05 2010-07-27

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