Hong Kong SFC licence institution ADJ331, Koffman Investment Ltd 高富民投資有限公司

These are the licence-holders that were found for SFC licence institution ADJ331 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAD840 CHAN Yau Kit, Eric 陳有傑 RO Dealing in Securities 2003-04-01 2004-11-27
AAD840 CHAN Yau Kit, Eric 陳有傑 RO Advising on Securities 2003-04-01 2004-02-27
AAD840 CHAN Yau Kit, Eric 陳有傑 RO Asset Management 2003-04-01 2004-02-27
AAF642 TSE Ngan Ling 謝雁玲 RE Dealing in Securities 2003-04-01 2004-09-01
AAF642 TSE Ngan Ling 謝雁玲 RE Advising on Securities 2003-04-01 2004-01-05
AAF642 TSE Ngan Ling 謝雁玲 RE Advising on Corporate Finance 2003-04-01 2004-01-05
AAF642 TSE Ngan Ling 謝雁玲 RE Asset Management 2003-04-01 2004-01-05
ABY131 LUK Wilson 陸威信 RE Dealing in Securities 2003-04-01 2003-06-02
ABY131 LUK Wilson 陸威信 RE Advising on Securities 2003-04-01 2003-05-30
ABY131 LUK Wilson 陸威信 RE Advising on Corporate Finance 2003-04-01 2003-05-30
ABY131 LUK Wilson 陸威信 RE Asset Management 2003-04-01 2003-05-30
ACR627 CHAN Yiu Man 陳耀文 RE Dealing in Securities 2003-04-01 2003-05-01
ACR627 CHAN Yiu Man 陳耀文 RE Advising on Securities 2003-04-01 2003-05-01
ACR627 CHAN Yiu Man 陳耀文 RE Advising on Corporate Finance 2003-04-01 2003-05-01
ACR627 CHAN Yiu Man 陳耀文 RE Asset Management 2003-04-01 2003-05-01
ACW740 MAN Key Wai 文奇偉 RE Dealing in Securities 2003-04-01 2004-11-01
ACW740 MAN Key Wai 文奇偉 RE Advising on Securities 2003-04-01 2003-10-07
ACW740 MAN Key Wai 文奇偉 RE Advising on Corporate Finance 2003-04-01 2003-10-07
ACW740 MAN Key Wai 文奇偉 RE Asset Management 2003-04-01 2003-10-07
ACX939 LUK Chiu Kwong 陸照光 RE Dealing in Securities 2003-04-01 2003-08-01
ACX939 LUK Chiu Kwong 陸照光 RE Advising on Securities 2003-04-01 2003-08-01
ACX939 LUK Chiu Kwong 陸照光 RE Advising on Corporate Finance 2003-04-01 2003-08-01
ACX939 LUK Chiu Kwong 陸照光 RE Asset Management 2003-04-01 2003-08-01
ADN381 VONG Tat Va 黃達華 RE Dealing in Securities 2004-06-23 2004-09-15
ADV184 YU Man Fung, Alice 于文鳳 RE Dealing in Securities 2003-04-01 2004-10-23
ADV184 YU Man Fung, Alice 于文鳳 RE Advising on Securities 2003-04-01 2003-12-22
ADV184 YU Man Fung, Alice 于文鳳 RE Advising on Corporate Finance 2003-04-01 2003-12-22
ADV184 YU Man Fung, Alice 于文鳳 RE Asset Management 2003-04-01 2003-12-22
ADX485 LAM Kwok Yee 林國裕 RE Dealing in Securities 2003-04-01 2003-05-29
ADX485 LAM Kwok Yee 林國裕 RE Advising on Securities 2003-04-01 2003-05-29
ADX485 LAM Kwok Yee 林國裕 RE Advising on Corporate Finance 2003-04-01 2003-05-29
ADX485 LAM Kwok Yee 林國裕 RE Asset Management 2003-04-01 2003-05-29

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