These are the licence-holders that were found for SFC licence institution ADM038 on the SFC website.
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Key for Role: RE = Respresentative, RO = Responsible Officer
| SFC code | English name | Chinese name | Role | Activity | Start date | End date |
|---|---|---|---|---|---|---|
| AAC331 | HUNG Billy, Hing Chuen | 孔慶全 | RE | Dealing in Securities | 2003-04-01 | 2004-04-17 |
| AAC331 | HUNG Billy, Hing Chuen | 孔慶全 | RE | Advising on Securities | 2003-04-01 | 2004-04-17 |
| AAC331 | HUNG Billy, Hing Chuen | 孔慶全 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-04-17 |
| AAC331 | HUNG Billy, Hing Chuen | 孔慶全 | RE | Asset Management | 2003-04-01 | 2004-04-17 |
| AAH869 | HUNG Hin Lui | 孔憲侶 | RO | Dealing in Securities | 2003-04-01 | 2004-03-28 |
| AAH869 | HUNG Hin Lui | 孔憲侶 | RO | Advising on Securities | 2003-04-01 | 2004-03-28 |
| AAH869 | HUNG Hin Lui | 孔憲侶 | RO | Advising on Corporate Finance | 2003-04-01 | 2004-03-28 |
| AAH869 | HUNG Hin Lui | 孔憲侶 | RO | Asset Management | 2003-04-01 | 2004-03-28 |
| AAH873 | HUNG Hin Shiu | 孔憲紹 | RO | Dealing in Securities | 2003-04-01 | 2003-07-01 |
| AAH873 | HUNG Hin Shiu | 孔憲紹 | RO | Advising on Securities | 2003-04-01 | 2003-07-01 |
| AAH873 | HUNG Hin Shiu | 孔憲紹 | RO | Advising on Corporate Finance | 2003-04-01 | 2003-07-01 |
| AAH873 | HUNG Hin Shiu | 孔憲紹 | RO | Asset Management | 2003-04-01 | 2003-07-01 |
| AAH892 | TONG Dai Wah | 唐棣華 | RE | Dealing in Securities | 2003-04-01 | 2003-07-01 |
| AAH892 | TONG Dai Wah | 唐棣華 | RE | Advising on Securities | 2003-04-01 | 2003-07-01 |
| AAH892 | TONG Dai Wah | 唐棣華 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-07-01 |
| AAH892 | TONG Dai Wah | 唐棣華 | RE | Asset Management | 2003-04-01 | 2003-07-01 |
| ADH388 | LUI Wai Kuen | 雷惠娟 | RE | Dealing in Securities | 2003-04-01 | 2003-07-01 |
| ADH388 | LUI Wai Kuen | 雷惠娟 | RE | Advising on Securities | 2003-04-01 | 2003-07-01 |
| ADH388 | LUI Wai Kuen | 雷惠娟 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-07-01 |
| ADH388 | LUI Wai Kuen | 雷惠娟 | RE | Asset Management | 2003-04-01 | 2003-07-01 |
| AGK630 | LO Suet Wai | 盧雪蕙 | RE | Dealing in Securities | 2003-04-01 | 2003-07-01 |
| AGK630 | LO Suet Wai | 盧雪蕙 | RE | Advising on Securities | 2003-04-01 | 2003-07-01 |
| AGK630 | LO Suet Wai | 盧雪蕙 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-07-01 |
| AGK630 | LO Suet Wai | 盧雪蕙 | RE | Asset Management | 2003-04-01 | 2003-07-01 |
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