Hong Kong SFC licence institution ADN237, Thomas Global Financial Services Limited 石匠環球金服有限公司

These are the licence-holders that were found for SFC licence institution ADN237 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAD203 CHOW Shu Kay 周樹基 RO Dealing in Securities 2015-01-12 2015-10-17
AAF501 LEUNG Chi Ming 梁志明 RO Dealing in Securities 2016-12-12 2018-07-31
AAF785 LAI Kwai Chun 黎桂珍 RE Dealing in Securities 2003-04-01 2005-01-18
AAF785 LAI Kwai Chun 黎桂珍 RO Dealing in Securities 2005-01-18 2018-02-13
AAF785 LAI Kwai Chun 黎桂珍 RE Advising on Securities 2003-04-01 2005-01-17
AAF785 LAI Kwai Chun 黎桂珍 RE Advising on Corporate Finance 2003-04-01 2005-01-17
AAF785 LAI Kwai Chun 黎桂珍 RE Asset Management 2003-04-01 2005-01-17
AAF801 LIANG Ting Sen, Thomas 梁挺生 RO Dealing in Securities 2003-04-01 2009-09-12
AAF801 LIANG Ting Sen, Thomas 梁挺生 RO Advising on Securities 2003-04-01 2005-01-18
AAF801 LIANG Ting Sen, Thomas 梁挺生 RO Advising on Corporate Finance 2003-04-01 2005-01-18
AAF801 LIANG Ting Sen, Thomas 梁挺生 RO Asset Management 2003-04-01 2005-01-18
AAG115 CHAN Hung Ling 陳洪齡 RO Dealing in Securities 2010-08-16 2011-07-06
AAI312 YEUNG Shu Fan 楊樹勳 RE Dealing in Securities 2016-11-09 2017-01-05
AAI312 YEUNG Shu Fan 楊樹勳 RO Dealing in Securities 2017-01-05 2017-11-10
ABV180 HUNG Yuk Fan 熊玉芬 RO Dealing in Securities 2011-07-20 2011-10-21
ADK809 LO Kai, Lawrence 盧騏 RE Dealing in Securities 2018-03-19 2018-05-11
ADN983 LIANG Yum Shing, Howard 梁欽聖 RO Dealing in Securities 2009-11-16 2010-08-16
ADX402 TONG Hei Ming, Andrew 唐熹明 RO Dealing in Securities 2018-07-11
AHS951 PUN Hong Hai 潘康海 RO Dealing in Securities 2016-08-25 2016-09-30
AJI491 WONG Ying Kit, William 黃英傑 RO Dealing in Securities 2015-12-29 2016-12-28
ALF771 HUNG Cho Yan 洪祖恩 RO Dealing in Securities 2012-03-19 2014-06-30
ALL026 LO Hoi Yin 勞海燕 RE Dealing in Securities 2004-12-30 2005-06-23
ALL026 LO Hoi Yin 勞海燕 RO Dealing in Securities 2005-06-23 2006-03-10
AME715 CHONG Ka Yee 莊嘉誼 RO Dealing in Securities 2016-12-06
ANK932 WONG Siu Leung 黃紹良 RO Dealing in Securities 2016-12-01 2017-06-23
AVY495 CHAN Wai Chi Esmond 陳偉智 RE Dealing in Securities 2010-10-27 2014-07-23
AVY495 CHAN Wai Chi Esmond 陳偉智 RO Dealing in Securities 2014-07-23 2014-11-27
AWW234 YANG Geng 楊賡 RE Dealing in Securities 2018-03-01
AYW027 LUI Chi Hang 呂志恒 RE Dealing in Securities 2018-03-14
AZW907 TAM Kin Kei 譚健基 RE Dealing in Securities 2017-03-31 2018-09-24
BBK313 YI Na 伊娜 RE Dealing in Securities 2018-04-03
BME211 CHEUNG Man Kuk 張文谷 RO Dealing in Securities 2018-06-21

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